Abstract
Single-phase austenitic stainless steels (316L) have attracted widespread attention from scientists because of their duplex microstructure. In this paper, to have a quantitative understanding on the microstructure deformation of 316L, a physical model based on dislocation theory and strain gradient theory is established to find out the critical conditions when deformation twins generate. The twinning stress and the stress caused by strain gradients are two factors affecting the deformation twinning process. Numerical simulation results reveal that the twinning stress decreases with the increase of twin spacing and the decreases of volume fraction of twins and the orientation of external shear stress; the stress caused by strain gradients increases with the decrease of matrix grain size.
Keywords
Introduction
As a functional and modern structural material, the single-phase austenitic stainless steel (AISI 316L) has played an important role in engineering field because of its high work hardening, excellent resistance to corrosion and oxidation, and good formability over a wide range of temperature [1–3]. Many scholars have done research on it. Leicht et al. [4] characterised the microstructure of 316L produced by additive manufacturing; Man et al. [5] studied influences of microstructures on its corrosion behaviour; and Inoue et al. [6] carried out an in-situ electron irradiation experiment to investigate the influence of annealing on the microstructure of 316L. From experimental phenomena in these literatures, we can clearly see that 316L is a material with a special microstructure.
It has a novel type of duplex microstructure yet single phase. The micro-size statically recrystallised (SRX) austenitic matrix grains, which are plastically compliant, and the coarse non-recrystallised grains, which with strengthening inclusions – nanotwinned austenitic (nt-γ) structures form the bimodal grain size distribution, as shown in Figure 1(a) and (b) [7]. This new synthesised stainless steel has been proven to be an effective compromise between ductility and strength. Micro-size matrix provides strength; coarse grains (CGs) provide ductility and nt-γ structures also contribute to material strength improvement through the recrystallised/nanotwinned duplex microstructure. Moreover, according to the experiment by Yan et al. [7], deformation twins (DTs) generated in 316L during plastic deformation because of the strain gradients between nanotwinned grains and their conjunctional SRX grains caused by stretching, and this phenomenon had a great influence on the subsequent deformation of this metal. So, it is necessary to do research on the generation of DTs in 316L.
(a) and (b) A scanning electron microscope-electron channelling contrast image of 316L [7].
Although a large number of experiments have studied the microstructures of 316L prepared by different methods [4,8–10], and massive examinations including experimentations and molecular dynamics (MD) simulations have been done on the deformation twinning in ultrafine-grained (UFG)/nanocrystalline (NC) metals [11–14], the theoretical research on the microstructure deformation of this neoteric stainless steel is still lacking. The purpose of this paper is to find out the critical conditions when DTs generate in 316L under tension through theoretical calculation.
Zhu et al. [15] explained the nucleation and growth of DTs in NC Al by presenting an analytical model based on classical dislocation theory. To evaluate the mechanical property of bimodal NC materials, Liu et al. [16] developed a composite constitutive model consisting of CGs and NC matrix in consideration of strain gradient. Zhu et al. [17] set up a dislocation density-based constitutive model of bimodal nanotwinned metals, which have structures similar to 316L, to study their mechanical behaviours. With the help of the above theoretical research, we establish a physical model to describe the generation of DTs. The effects of the twin spacing, the volume fraction of twins and the orientation of external shear stress on twinning stress, and the influence of the size of SRX grains on the stress caused by strain gradients are investigated.
Theoretical model
A model for the bimodal microstructure
To achieve the aforementioned goals, a composite model with a bimodal distribution of microstructures is set up for 316L, as shown in Figure 2. It can be divided into two parts: recrystallised micro-size austenitic grains as bulk matrix and non-recrystallised CGs embedded with nt-γ structures as strengthening inclusions. In contrast to some traditional alloys with hard second phases or structures, the two parts of 316L have the same elastic modulus and no phase boundaries occur between them [7]. So, phase boundaries are not taken into account in this model. It applies only to single-phase metals with a bimodal distribution and is not rigorous for dual or multiphase metals.
Schematic drawing of 316L with the assumption of the composite model.
From a published literature [7], during the tensile process of 316L, the twinning stress σtwin and the stress caused by strain gradients σSG will be produced in CGs and SRX grains, respectively. When σtwin and σSG satisfy Equation (1) for the first time, DTs generate.
A model for nanotwinned grains
According to some experiments [18,19] and MD simulations [20,21], near grain boundaries (GBs) and twin boundaries (TBs), there exist obvious strain gradients, which can be attributed to the accumulation of dislocations along GBs and TBs during plastic deformation. So, as shown in Figure 3, the configuration of a nanotwinned crystal can be made up of a grain boundary effect zone (GBEZ) represented by the octagonal frame with blue background near GBs, twin boundary effect zones (TBEZs) represented by polygons filled with yellow profile lines near TBs, and interior crystal represented by white polygons filled with black profile lines. The thicknesses of GBEZ and TBEZ are dGBEZ and dTBEZ, respectively. λ is twin spacing and dc is the grain size of the nanotwinned crystal.
Schematic drawing of nanotwinned metals with grain size dc, twin spacing λ, thickness of grain boundary effect zone dGBEZ and thickness of twin boundary effect zone dTBEZ.
Twinning stress
Figure 4 is an analytical model of twin lamellae based on the classical dislocation theory. This model is used to predict the critical conditions when DTs nucleate in face-centred cubic (fcc) metals, and it is consistent with experimental observations [11,12]. Because stacking fault (SF) is the source of deformation twinning, we suppose that there is an SF in twin lamellae. The twin lamellae are subjected to an external shear stress Schematic illustration of dislocation model in twin lamellae.

Given the motion of EF, the partial dislocation lines CE and DF lengthen 2Δs. According to a validated algorithm based on dislocation theory [15], the dislocation line energy increase as follows:
,
. a is the lattice parameter.
Moreover, overcoming the energy barriers from energy path related to twinning is necessary. Accordingly, the variation of generalised planar fault energy (GPFE) can be described as [22]
Given the motion of
Furthermore, during deformation, except for the obstacle of TBs to dislocations, twins providing an additional source of dislocations in the metal represent an extra obstacle to the motion of dislocations [23]. Here, we introduce a parameter – the average thickness of twins t. It can be described by the following formula [23]:
By substituting Equation (8) into Equation (6) and simplifying, we can acquire the twinning stress as
A model for SRX austenitic matrix
The matrix consists of recrystallised austenitic grains, which are plastically compliant. With strain increasing, partial dislocations generating from CGs/SRX grains interfaces penetrate into twin lamellae successively. Then, because of the inhomogeneous deformation occurring in SRX grains around CGs, strain gradients gradually develop. Thus DTs emerge, and the grains with DTs grow into large crystals by merging with the adjacent grains. An experiment conducted by Yan et al. [7] can approve this process, and the plastic co-deformation mechanisms between matrix and CGs are roughly exhibited in Figure 5(a–d).
(a–d) Schematic illustration interpreting the process of DTs generation in 316L.
The stress caused by strain gradients
Strain gradient is a critical factor resulting in the generation of DTs. By combining the early strain gradient formula based on the Taylor's theory [24] and the relation σ = M · τ, we can acquire the stress caused by strain gradients (hereinafter referred to as strain gradient stress):
ρNI lies on athermal storage and annihilation of dislocations, which are two dynamic processes during the deformation process dominated by dislocation mechanism [25]. For a given overall strain ϵp, we can obtain
and
are densities of dislocations of athermal storage and annihilation, respectively. Based on the statistical approach proposed by Kocks and Mecking [26], Capolungo et al. presented two models explaining the athermal storage and the annihilation of dislocations [27]. On this basis, the relationship between
and ϵp is
are both dynamic recovery constants, and n0 varies inversely with temperature T. Thus the evolvement of the density of dislocations with the rise of ϵp can be described by adding Equations (12) and (13), i.e.
ρGBEZ is given by [28]
Results and discussion
Descriptions, symbols and magnitudes for different parameters in the model.
Influence of various factors on twinning stress and strain gradient stress
Figure 6 presents the relationship between twin spacing λ and twinning stress σtwin with different orientations of external shear stress α. For the angles not exceeding 90°, twinning stress decreases with the increase of twin spacing. Such a tendency is consistent with the work by Zhu et al [29]. Figure 6 also indicates that the impact of orientation of external shear stress on twinning stress is mainly reflected in the maximum value of twinning stress. As the angle increases, the maximum value of twinning stress increases significantly. Figure 7 depicts the twinning stress σtwin as a function of volume fraction of twins fnt-γ with different orientations of external shear stress α. The trend of these curves is contrary to that of the curves in Figure 6. Twinning stress rises as the volume fraction of twins increases, i.e. the more twins existing, the higher twinning stress. As for the influence of the orientation of external shear stress, it is similar to that in Figure 6.
Effect of twin spacing λ on twinning stress σtwin with different orientations of external shear stress α. Effect of volume fraction of twins fnt-γ on twinning stress σtwin with different orientations of external shear stress α.

Figure 8 shows strain gradient stress–strain curves with different sizes of SRX grains. As the sizes of SRX grains dn decrease, the strain gradient stress σSG increases, and the gap between the two adjacent curves is more and more significant. It also shows that the contribution of strain gradient to the stress increases with the decrease of grain size. Because strain distribution is related to the distances between grains and CGs/SRX grains interfaces. Their specific relationship is as follows [30]:
Stress–strain curves for strain gradient stress σSG with different sizes of SRX grains dn.

From the above two formulas, it can be seen that the strain of every SRX grain in matrix depends on their grain sizes, and the larger the grain sizes are, the smaller the strain is.
The generation of DTs
For twins with an average thickness t of 23 nm, the corresponding volume fraction of twins fnt-γ can be obtained from a figure derived from an experiment by Soulami et al. [23]. In addition, the orientation of external shear stress α equals to 90°, and the sizes of CGs dc are 50 μm. By substituting these values in Equation (9), the twinning stress is 732.546 MPa. When the sizes of SRX grains dn are 2.2 μm, the strain gradient stress–strain curve is shown in Figure 9. Make a straight line parallel to the x-axis with y = 732.546 MPa, and the drawing at its lower right corner is a partial enlargement. When the strain gradient stress σSG exceeds the twinning stress σtwin for the first time, the strain is approximately 22.5%. This result is consistent with an experimental result [7]. Therefore, at a strain of 22.5%, DTs generate in the SRX grains around CGs in 316L.
The critical strain for DTs generation in SRX grains adjacent to coarse grains.
Conclusion
This paper presents a quantitative understanding on the microstructure deformation of 316L. In other words, the generation of DTs in 316L during tensile process is studied by theoretical research. Our main findings are as follows.
The volume fraction of twins fnt-γ and the orientation of external shear stress α have positive effects on the twinning stress σtwin, i.e. the greater the values of fnt-γ and α, the higher σtwin. While, the effect of twin spacing λ on σtwin is negative. The larger the twin spacing, the smaller the twinning stress. The size of SRX grains dn is the only factor affecting the strain gradient stress σSG, and the contribution of strain gradient to σSG increases with the decrease of dn. It is easier for DTs to generate if σSG is greater. So, deformation twinning can be suppressed by grain refinement. When strain reaches 22.5%, the strain gradient stress σSG in SRX grains exceeds the twinning stress σtwin in CGs for the first time, and DTs generate in the SRX grains adjacent to CGs. Consequently, obvious microstructure deformation occurs in 316L.
Geolocation information
School of Mechanical and Power Engineering, Nanjing Tech University, 30 Puzhu South Road, Pukou District, Nanjing City, Jiangsu Province, China
Footnotes
Disclosure statement
No potential conflict of interest was reported by the authors.
