Abstract
Objective:
To characterize the supportive care (SC) needs and receipt of SC services among head and neck cancer (HNC) patients prior to oncologic treatment and to explore the influence of social determinants of health on these outcomes.
Materials and Methods:
Newly diagnosed HNC patients were surveyed via telephone prior to oncologic treatment between 10/2019 and 1/2021 using a prospective, cross-sectional, bi-institutional, pilot study design. The primary study outcome was unmet SC needs (Supportive Care Needs Survey-Short Form34 [SCNS-SF34]). Hospital type (university- vs county safety-net) was explored as an exposure. Descriptive statistics were performed using STATA16 (College Station, TX).
Results:
Among 158 potentially eligible patients, 129 were successfully contacted, 78 met the study criteria, and 50 completed the survey. The mean age was 61, 58% exhibited clinical stage III-IV disease, and 68% and 32% were treated at the university and county safety-net hospital, respectively. Patients were surveyed a median of 20 days after their first oncology visit and 17 days prior to initiation of oncology treatment. They had a median of 24 total needs (11 were met and 13 were unmet) and preferred to see a median of 4 SC services but received care from none. County safety-net patients had comparatively more unmet needs than university patients (14.5 vs 11.5, P = .04).
Conclusion:
Pretreatment HNC patients at a bi-institutional academic medical center report a high number of unmet SC needs with corollary poor receipt of available SC services. Novel interventions to address this significant gap in care are needed.
Introduction
Supportive care (SC) needs in head and neck cancer (HNC) patients are common and poorly managed, resulting in poor patient health outcomes. In the United States, over 65,000 patients are diagnosed with HNC annually. 1 Among these patients, tobacco use, problem-drinking, depression and distress are prevalent, inadequately managed, and often persist after treatment.2-15 Failure to address these issues in cancer patients has been associated with compromised health outcomes including increased rates of cancer recurrence and decreased survival.16-23
There are 2 key barriers to improved management of SC needs in newly-diagnosed HNC patients. First, self-reported, unmet needs of HNC patients prior to starting oncologic treatment have not been well-characterized. A few studies of posttreatment survivors reported that approximately 50% to 75% of patients report at least one unmet need,8-10 and the average patient reports 6 unmet needs.8-10 Second, although essential for the delivery of patient-centered care, HNC patient preference for, referral to, and receipt of supportive services prior to oncologic treatment has received little examination.
In this study, we aimed to: (1) describe the unmet needs of newly-diagnosed HNC patients prior to treatment; (2) explore patient- and tumor-level influences of unmet needs prior to treatment; and (3) evaluate pretreatment use of available SC services. Additionally, the high burden of social determinants of health (SDOH) in HNC survivors are linked to numerous adverse oncologic outcomes,24-33 yet associations between SDOH and SC needs and use of SC services have not been described. We sought to investigate this gap in knowledge by evaluating hospital type (university vs county safety-net) as an exploratory exposure of interest. An improved understanding of unmet pretreatment needs, their influences, and use of available SC services can inform interventions to improve SC delivery and outcomes.
Methods
Population and Study Setting
An Institutional Review Board-approved prospective cohort study (STU2019-0613) was conducted at UT Southwestern Medical Center (UTSW; university hospital) and Parkland Hospital (PH; county safety-net hospital) in Dallas, Texas from October 2019 to January 2021. Approximately 350 newly diagnosed mucosal HNC patients are treated at these institutions annually. Eligible patients were identified from: a weekly new patient referral report at UTSW; Parkland HNC clinic providers alerting study staff in a manual, opportunistic fashion; and weekly bi-institutional tumor board reports (Figure 2). Screening criteria included an invasive cancer diagnosis, patient awareness of their diagnosis, and presentation to the UTSW or Parkland head and neck surgical oncology clinic. Eligible cancer diagnoses included mucosal carcinomas of the head and neck, head and neck sarcoma, and malignant salivary neoplasms. The study was placed on hold during the early phase of the COVID-19 pandemic (April 2020 to May 2020).
Enrollment Methodology
A block enrollment strategy according to anatomic subsite (oropharynx vs oral cavity vs other) and hospital location (university vs county safety-net) was employed to ensure enrollment of a representative sample of patients (Figure 1). Thresholds for each group were determined according to historical bi-institutional data. Once the cap for a specific institution and subsite was reached, recruitment of HNC patients with these characteristics was discontinued. Potentially eligible patients were given a study information sheet in-person by clinical staff, via MyChart, or by mail. The recruitment team then called eligible patients to obtain verbal informed consent and to complete the survey over the phone. Patients not reached after 6 call attempts or before treatment initiation, who did not consent, or were deemed ineligible due to physical or mental impairment were excluded. Several patients with advanced or laryngeal cancer presented with a communication impairment and were either unintelligible by phone or could not carry-on prolonged conversations due to pain or fatigue from speaking (Figure 1). To accommodate these types of patients, we modified the protocol and allowed patients to designate a partner to communicate their responses. Participants successfully completing the telephone survey were mailed a $25 gift card.

Recruitment timeline.
Survey
The survey included sociodemographics and 8 different validated measurement tools (total: 71 questions). These included the National Comprehensive Cancer Network (NCCN) Distress Thermometer (1 question), SC Needs Survey-Short Form (SCNS SF-34; 33 questions); General Self Efficacy Scale (10 questions), Cancer Tobacco Use Questionnaire-Core (CTUQ-Core; 4 questions), Alcohol Use Disorders Identification Test-C (AUDIT-C; 3 questions), Patient Health Questionnaire-8 (PHQ-8; 8 questions), EuroQol Health Questionnaire (EQ5D-5L; 5 questions). In the SCNS SF-34, the question about fear of recurrence was eliminated since it was not relevant for a pretreatment population (i.e., only 33 items were asked).
To orient the reader to the SCNS SF-34 (ie, the primary outcome measure), Question #1 of the measure asked, “In the last month, what was your level of need for help with [pain]?” Participants were given 5 response options: (1) “not applicable” (not a problem for the “patient”); (2) “satisfied” (they needed help but the need was met); (3) “low need” (the item caused concern or discomfort; the patient had “little” need for additional help); (4) “moderate need” (the patient had “some” need for additional help); (5) “high need” (the patient had “strong” need for additional help). In this scenario, participants either did not have a need for help with pain (ie, response #1 above), had a need for help with pain and that need was met (ie, response #2 above), or had a need for help with pain and that need was not met (ie, responses #3-5, which distinguished the severity of the need for help with pain). Survey responses were recorded using REDCap34,35 electronic data capture tool.
Primary Outcome and Other Exploratory Variables
The primary study outcome was the number of unmet SC needs (SCNS-SF). The exploratory exposure was university- versus county safety-net hospital location. The exploratory outcome was receipt of available supportive care services.
Statistical Analyses
STATA16 (College Station, TX) was used for descriptive statistical analyses. Pearson’s chi-squared, Fisher’s exact, Wilcoxon-Mann-Whitney, and student t-tests were used to compare sociodemographic variables according to hospital system. Statistical significance was defined as P < .05 and all P-values were reported as 2-sided.
Data Availability
Data were generated by the authors and are available upon request.
Results
Study Recruitment
Among 173 potentially eligible patients, 161 were called and 129 patients were successfully reached between October 2019 to January 2020 (Figures 1 and 2). Among these 129 patients, several were found to be ineligible due to: study-related criteria (n = 5), language-related criteria (n = 2), health-related criteria (n = 23 [unable to effectively communicate via phone prior to the IRB modification]), and treatment-related criteria (n = 21). An additional 28 patients declined to participate and 50 patients ultimately completed the survey (Figure 2). There was no difference in sociodemographic, select behavioral or oncologic characteristics between the included (n = 50) and excluded (n = 108) groups (Supplemental Table 1). Of note, however, a higher proportion of excluded patients (56%) underwent primary surgery compared to patients who were included in the study (36%).

Recruitment Flowsheet.
Patient, Tumor, and Treatment Characteristics
The mean age of our patient sample was 61, 72% were male, 71% were non-Hispanic white, 58% presented with AJCC eighth edition overall clinical stage III-IV disease, 68% were treated at a university hospital system, and 32% were treated at a county safety-net hospital system (Table 1). The distribution of patients according to anatomic tumor subsite was: oral cavity (26%); oropharynx (30%); larynx (30%); and other (14%). The vast majority of patients presented with a new HNC diagnosis (86%) and the remainder presented with recurrent disease.
Demographic and Tumor Characteristics of Head and Neck Cancer Patients.
Note. Race/ethnicity, education, income, primary care attachment, and satisfaction were collected via survey. Sex, age, ACE27 score, subsite, histology, treatment paradigm, and clinical stage were collected via medical record abstraction. All variables with n < 50 are due to respondents not knowing or choosing not to answer. Income threshold is set at $25 000 to be close to the 2021 federal poverty level for a household of four. 36
Collectively, the cohort (n = 50) exhibited several SDOH and risky health behaviors associated with poor health outcomes. One-third met criteria for poverty (gross annual household income less than $25 000, assuming a 4-person household); 18% currently smoked cigarettes; 26% were hazardous drinkers; 56% exhibited clinically significant distress; 30% had major depression (Tables 1 and 2). There were significant differences in SDOH across hospital systems. Compared to university patients, county patients were more likely to report being uninsured, an annual gross income less than $25 000 (77% vs 15%, P < .001), and hazardous drinking habits (50% vs 15%, P < .01).
Behavioral, Psychologic, and Health-Related Quality of Life Survey Results.
Note. All variables were collected via survey. Variables with n < 50 are due to respondents not knowing, choosing not to answer, or question not applicable (pack years). AUDIT-C was scored on a scale from 0 to 12 with 0 being no alcohol use and 12 being the most alcohol use. Hazardous drinking was defined as a score of 4 or more in men and 3 or more in women. General self-efficacy was scored on a scale from 10 to 40 with a higher score indicating more self-efficacy. International average self-efficacy score of 29.55 is used as a cutoff. 37 PHQ-8 asks about depressive symptoms experienced over the last 2 weeks with the threshold of major depression being a score of 10 or more. EQ5D-5L health related quality of life was scored on a scale from 1 to 5 with 1 = no problems, 2 = slight problems, 3 = moderate problems, 4 = severe problems, 5 = unable. Distress was measured on the National Comprehensive Cancer Center Distress Thermometer scale with 0 being no distress and 10 being severe distress.
Treatment and Study Timing Characteristics
The median number of days from referral to first oncology visit was 9 (interquartile range [IQR]: 5-14 days; Supplemental Table 2). The median number of days from first oncology clinic visit to (1) survey was 20 (IQR: 11-25 days) and (2) treatment initiation was 37 (IQR: 23.5-60 days).
Unmet Supportive Care Needs
Out of 33 possible needs, patients had a median of 13 unmet needs (Table 3) and 24 total needs (11 of which were met). Nearly all patients (98%) had at least one unmet need, and 72% of patients had at least one high unmet need. Needs tended to be most prevalent in the (1) psychological, (2) physical and daily living, and (3) health system and information needs domains, though median scores suggest that these unmet needs are mild overall. Over half of patients reported “uncertainty about the future” and “fear of cancer spreading” as moderate unmet needs.
Supportive Care Needs.
Note. Supportive care needs results are reported from the SCNS-SF34 survey administered to n = 50 patients. For each need, a score of 1 represents no need, 2 represents a need that was met, 3 represents a mild unmet need, 4 represents a moderate unmet need, and 5 represents a high unmet need. Domain scores were calculated as a summated Likert scale for each domain. One information need item, “to be informed about cancer which is under control or diminishing (ie, remission),” was omitted from the survey because it did not pertain to the pretreatment period.
While both university and county safety-net patients reported many unmet needs, the latter group reported more unmet needs of any kind (median: 14.5 vs 11.5, P = .04), more moderate or high unmet needs (median: 13.5 vs 6.5, P < .001) and more high unmet needs (6.5 vs 1.5, P = .02; Supplemental Table 3). Compared to the university patients, county safety-net patients had significantly higher physical and daily living needs (median domain score: 17.5 vs 11.5, P < .01), health system and information needs (median domain score: 29.5 vs 22, P = .01), and patient care and support needs (median domain score: 13 vs 10, P = .049).
Use of Supportive Care Services
Despite the high prevalence of unmet needs, patients infrequently received SC services designed to address these needs prior to oncologic treatment. Among 13 available services, patients reported preferring a median of 4 SC services but received care from none. Among the most common services preferred, receipt of care was still low. Whereas 62% of patients preferred to see cancer rehabilitation, only 2% received the service (Figure 3). In general, despite higher needs and more prevalent socioeconomic risk factors, county safety-net patients were not more likely than university patients to want, hear about, discuss, be referred to, or utilize SC services. For example, safety-net patients were more likely to report problems with usual activities (80% vs 35%, P < .01), but were not significantly more likely to want, hear about, discuss, be referred to, or utilize cancer rehabilitation services.

Prevalence of supportive care service preference, awareness, recommendation, referral and receipt among pretreatment head and neck cancer patients.
Multiple factors may have contributed to poor receipt of SC services. For instance, lack of patient awareness of music therapy played a role: 38% of our cohort would have preferred to receive music therapy (after learning about it during the survey) but only 18% had heard of it in the clinical context. Poor awareness or prioritization of SC services by clinicians also likely contributed. While 62% of patients preferred to see cancer rehabilitation, recommendation for (18%) and referral to (14%) this service was low. Finally, some patients exhibited low desire for a service despite high need. Among 13 patients with hazardous drinking, 38% were aware of addiction psychiatry, yet only 23% desired the service (Supplemental Figure 1).
A minority of patients with current smoking, hazardous alcohol use, or depression received indicated SC services. Only 11% of current smokers (n = 9) were seen by the institutional tobacco treatment program, which employs bi-modal pharmacotherapy and behavioral therapy (Supplemental Figure 1). Although 13 patients exhibited hazardous drinking, only one (8%) saw addiction psychiatry. Among 13 patients with depression, none were seen by cancer psychology and only one (8%) saw psychiatry.
Discussion
These data demonstrate that our bi-institutional pretreatment HNC population exhibited a high burden of SDOH and reported a high number of unmet needs. County safety-net hospital type was associated with a greater number of unmet needs. SC services designed to address these unmet needs were underutilized in the pretreatment period, even by the safety-net population. Low patient and clinician awareness of SC services, low referrals, and low patient interest all contributed to low SC service utilization.
Cohort Characteristics and Disparities
The pretreatment prevalence of sociodemographic, risky health behaviors, and mental health characteristics of our HNC patients reflect the national population.2,4-7,11,12 Low utilization of available SC services suggests these behavioral and psychologic problems were not addressed prior to treatment. Given their impact on perioperative complications, adherence to radiation treatment, radiation toxicity and oncologic outcomes, failure to address these issues during the pretreatment period reflects a missed opportunity to improve care and quality of life.
Unmet Needs
Our cross-sectional pretreatment patient sample exhibited a high burden of unmet needs: 98% of patients had at least one unmet need prior to treatment, and patients reported a median of 13 unmet needs. According to one study of primarily post-treatment HNC survivors, 60% exhibited at least one unmet need and survivors reported a median of 6 unmet needs. 8 Prior investigators have noted that “earlier phase” in HNC survivorship was associated with more unmet needs.8-10 Our data strongly corroborates this finding and suggests that the pretreatment survivorship phase constitutes a time of profound need for HNC patients.
Among the 5 domains of need according to the SCNS SF-34, unmet psychologic and physical and daily living needs constituted the highest burden and severity of unmet needs. Discrete services and providers are available to help patients address their anxiety, depression, pain, and fatigue. Oncologists should prioritize screening for these mental and physical health problems and refer to or co-manage them with primary care, behavioral health services, psychiatry, pain management, physical medicine and rehabilitation, or palliative and supportive care. Some psychologic needs, such as “uncertainty about the future” and “fear of cancer spreading” do not have accompanying, definitively effective, interventions. Evidence-based treatment such as promotion of coping strategies, support groups, counseling, and cognitive behavioral therapy may be employed.38-40 Future research to identify effective interventions for these needs is warranted.
In our exploratory analysis, the number and severity of unmet needs were significantly higher among county safety-net HNC patients relative to university patients. County patients had a significantly higher median number of moderate and high unmet needs, particularly in the psychologic, physical activity and daily living and health system information domains. Standardized, systematic, comprehensive SC screening and management protocols may be even more essential for this population of patients. Our safety-net health system is considering strategies for augmenting wellness education, testing, and explanation of test results to better meet patients’ information needs.
SC Service Awareness and Utilization
Even though patients reported that they wanted SC services, very few established care with these services in the pretreatment period. Lack of knowledge of services, infrequent discussions with care team members, and low numbers of referrals all contributed to low SC service utilization. Since such a low proportion of patients discussed services with their team, were referred, or were seen, it is difficult to draw conclusions about which step of the process most precluded utilization of any given service. Further investigation is needed to better understand why pretreatment patients infrequently use SC services.
We surmise that several practice, provider, and patient-level barriers contribute to the high level of unmet needs and low level of service utilization overall. For one, the window for SC intervention between referral and initiation of oncologic treatment is only several weeks.41-43 Patients tend to already be overwhelmed by their work-up and oncology treatment planning. 44 They may perceive they are unable to meaningfully address these ancillary SC needs in such a short time frame. If this is the case, patient education and implementation of processes that accelerate screening and referral may facilitate greater SC service utilization and decreased unmet needs.
It is also likely that providers are unaware of the various existing SC services, so that even if a patient expresses a need, the provider may not appropriately refer the patient.45-47 For this barrier, increasing provider awareness may be warranted. Finally, patients may not be able to communicate needs to their provider due to the limited time in a visit or difficulty speaking.14,45,48-50 A separate, comprehensive screening process for SC needs would help the care team to know about and act upon the most important needs for a given patient in a timely manner.
Limitations
This study exhibits several limitations which constrain the generalizability of the findings. Although a prospective observational design was applied, this study recruited only 50 patients from 2 institutions with academic affiliations in Dallas, Texas. A higher-than-usual number of patients treated with curative intent had distant metastases (n = 3). Although HNCs are classically comprised of mucosal squamous cell carcinomas and salivary gland carcinomas, 4% of our cohort had head and neck sarcomas. Since the survey did not include any COVID-19 pandemic-related questions, the influence of the pandemic on study outcomes is not evaluable in this study. Fortunately, qualitative data was also collected, and is reported in an accompanying study. Finally, a portion of patients may have had their needs met or seen indicated SC services after our survey and before treatment.
Conclusion
Pretreatment HNC patients commonly exhibit health disparities and numerous unmet SC needs, yet infrequently use available SC services. Considering the high prevalence of SC needs that adversely influence survival in this population, interventions to address this gap in care are needed.
Supplemental Material
sj-docx-1-aor-10.1177_00034894231154182 – Supplemental material for Unmet Needs and Receipt of Supportive Care Services in Head and Neck Cancer Patients Prior to Oncologic Treatment: A Prospective, Cross-Sectional Pilot Study
Supplemental material, sj-docx-1-aor-10.1177_00034894231154182 for Unmet Needs and Receipt of Supportive Care Services in Head and Neck Cancer Patients Prior to Oncologic Treatment: A Prospective, Cross-Sectional Pilot Study by Andrew T. Day, Courtney A. Prestwood, Thomas R. Emmett, Rebecca L. Eary, Jordan R. Salley, Vanessa Cerda, Elizabeth Mayfield Arnold, Simon Craddock Lee and Jasmin A. Tiro in Annals of Otology, Rhinology & Laryngology
Footnotes
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: American Cancer Society Institutional Research Grant (IRG# 17-143-13).
Eugene P. Frenkel, M.D. Scholar in Clinical Medicine Award
Supplemental Material
Supplemental material for this article is available online.
References
Supplementary Material
Please find the following supplemental material available below.
For Open Access articles published under a Creative Commons License, all supplemental material carries the same license as the article it is associated with.
For non-Open Access articles published, all supplemental material carries a non-exclusive license, and permission requests for re-use of supplemental material or any part of supplemental material shall be sent directly to the copyright owner as specified in the copyright notice associated with the article.
