In this paper, we are interested in the stabilization of the flow modeled by the Saint-Venant equations. We have solved two problems in this study. The first, we have proved that the operator associated to the Saint-Venant system has a finite number of unstable eigenvalues. Consequently, the system is not exponentially stable on the space , but is exponentially stable on a subspace of the space , ( is a given domain). The second problem, if the advection is dominant, the natural stabilization is very slow. To solve these problems, we have used an extension method due to Russel (1974) and Fursikov (2002). Thanks to this method, we have determined a boundary Dirichlet control able to accelerate the stabilization of the flow. Also, the boundary Dirichlet control is able to kill all the unstable eigenvalues to get an exponentially stable solution on the space . Then, we extend this method to the finite difference equations analog of the continuous Saint-Venant equations. Also, in this case, we obtained similar results of stabilization. A finite difference scheme is used to compute the control and several numerical experiments are performed to illustrate the efficiency of the control.
The finite-time stability of a system may be lost when a small, boundary perturbation is added to the system. A famous example is provided by the telegraph equation, see Gugat (2014). See also Gugat et al. (2017) for the exponential stabilization of the isothermal Euler equations and Datko et al. (1986) for the loss of the stability when incorporating an arbitrarily small delay in a transparent boundary condition for the wave equation.
The aim of this paper is the study of the infinite-time stability of a coupled hyperbolic-parabolic linear system by boundary Dirichlet control. In our model, the coupling between the hyperbolic character and the parabolic character leads to some specific difficulties that are interesting to understand. Indeed, the well posedness of the considered problem, in infinite time, requires special treatment. Moreover, we need adequate methods for the numerical simulation of this type of the coupled problems.
In this paper, we are interested in the stabilization of a linear Saint-Venant system, in one-dimensional domain , given by the equations
In this setting, is the viscosity, a is the advection coefficient and is a strictly positive real number. The boundary data and , defined on the boundary of the domain , are controls.
Statement of the stabilization problem: The stabilization problem for the boundary-value problem (1)–(4) is formulated as follows: Given in an appropriate space , find controls and such that the solution to the boundary-value problem (1)–(4) satisfies the estimation
where and are Hilbert spaces that will be defined later, and the decay rate is determined under some conditions that will be clarified in Section 4.
The paper is organized as follows. In Section 2, we study the Saint-Venant system (1)–(4) with homogeneous boundary conditions. By means of Fourier analysis, we show that the associated semigroup is not exponentially stable. Indeed, it has a finite number of unstable eigenvalues. Consequently, the natural stabilization of the flow takes place with an exponential decay rate on a subspace of the Hilbert space . In Section 3, we have studied the well posedness of system (1)–(4) in the presence of non-homogeneous boundary conditions. In Section 4, we gave the first main result, (Theorem 3). We show that the stabilization of the flow, with respect to the -norm, can be improved by means of boundary controls which are constructed by an extension method introduced by Russel (1974) and Fursikov (2001, 2002), Ervadoza et al. (2012). Let us mention that in the results in Bensoussan et al. (1993), Part III could be used for the stabilizability in -norm with a bounded control operator, but does not operate for the stabilizability in with boundary controls as in system (31)–(34). In Section 5, we study the stabilization of the discrete problem. We apply the extension method, described previously in Section 4, for the finite difference equations analog of the continuous Saint-Venant equations (1)–(4). In this case, the second main result is given by Theorem 4.
In this paper, we have studied a more general problem than that is studied in the paper Arfaoui et al. (2011). Indeed, the work in Arfaoui et al. (2011) is only a special case of the work in this paper, if we take in the system (1)-(4). The terms and , (), in equations (1) and (2), respectively, lead to the appearance of instability in the system of equations (1)–(4), (existence of a finite number of unstable eigenvalues, see Remark 2), which makes the system unstable. Consequently, we have shown that there are subspaces in and in in which the solution is exponentially stable with a decay rate depending on the parameters , the viscosity and the advection coefficient a, (see Corollary 1, Theorem 1). Also, using the extension method, we have proved the existence of a boundary Dirichlet control that makes the solution exponentially stable over the entire space , (Theorem 3). This means, in a sense, that the unstable eigenvalues are killed by the boundary Dirichlet control.
Also, the novelty in this paper, with respect to Arfaoui et al. (2011), is the extension of the study of stabilization of the continuous problem to the discrete problem. we have been able to adapt the extension method to the discrete problem associated with the continuous problem. In this case, we have also obtained some results similar to those obtained in the continuous case.
Some notations:
(i) The Lebesgue space is defined as follows
(ii) The space is equipped with the scalar product
where and .
(iii) The space is equipped with the -inner product defined above.
(iv) The space where is the standard Sobolev space.
(v) The space is equipped with the scalar product
The associated norm, denoted by , is equivalent to the usual norm of , (stems from the Poincaré-Wirtinger and Poincaré inequalities).
Fourier analysis and stability
Let us fix and . Consider the homogeneous system
Let us set and . The system (6)–(9) can be written in the following abstract way
where is an unbounded operator on defined by
Moreover, we have
The operator generates a semigroup on denoted by
In the following, thanks to a Fourier analysis of the differential operator , we prove that the semigroup is only exponentially stable on a Hilbert subspace of the space , (see Remark 2 and Corollary 1), which is specified later on. Furthermore, we give an exponential decay rate of the solution to the system (6)–(9), which depends essentially on the parameters a, and .
Fourier analysis
We prove that the semigroup , generated by , is not exponentially stable on the Hilbert space . Indeed, thanks to a decomposition in Fourier series for the differential operator , we show that the spectrum contains unstable eigenvalues.
Let us introduce the Fourier bases in defined by
and consider the one- or two-dimensional subspaces
where denotes the vector space generated by the family between parentheses. Notice that for all . In this case, the spaces and can be written as direct sums as follows
They are orthogonal sums. The spaces and are also orthogonal sums of the subspaces :
Also, we can express and in the Fourier bases , as follows
Remark 1: For all , is invariant under and has the following matrix representation in the basis of
(i) When , has two conjugate complex eigenvalues
where
It follows that
(ii) When , the eigenvalues of are real and defined by
where and are given by
We also have
and
Moreover, the limits at infinity are
As a consequence, we notice that the spectrum of except zero, , is located in the complex half-plane
where the constants and are given by
and (ℜ,ℑ) stands for the (real, imaginary) part of a complex number.
We denote by the semigroup . Let , stands for the matrix representation of in the basis of . We have
Proposition 1: If , then , where is the identity in .
If , we have
If , then
where and are defined in Remark 1.
Remark 2: From a detailed analysis of the eigenvalues of and using the Remark 1, we can deduce easily the following two cases:
Case 1: If the parameters , and a verify the condition then all the real eigenvalues are stable. On the other hand, the complex eigenvalues are unstable if , and stable if . This enables us to consider a control of the unstable eigenvalues which are in a finished number. Moreover, we have the following estimates on the real eigenvalues
Case 2: If has an infinite number of negative eigenvalues that will give unstable solutions.
It follows from the Remark 2, that the semigroup on , generated by the operator , is not exponentially stable on . Indeed, its spectrum contains a finite number of unstable eigenvalues, (when ). Consequently, we show, in what follows, that it exists subspace of the space , (of the space ), in which the solution is stable.
We introduce the subspace of as follows
The subspace is associated with the set of all stable eigenvalues. So, using Remark 1 and Remark 2, we can prove that the restruction of the semigroup on the space is exponentially stable. Consequently, we have the following result.
Corollary 1: For all , the solution obeys the following stability
where is given by (13).
Let us note the subspace of defined by
In this case, we have
Theorem 1: For all , the solution obeys the following stability
In addition, we have
The proofs of Corollary 1 and Theorem 1, can be deduced from Arfaoui et al. (2011), Corollary 1 and Theorem 2.3.
Corollary 2: For all , the solution to system (6)–(9) satisfies the following energy identity
Proof: If belongs to , from Theorem 1, it follows that the solution to system (10)–(11) belongs to . Multiplying equation (6) by ay, and equation (7) by z, and after integration in space, we have
Summing up, we obtain
Integrating (17) over provides identity (16) when . A density argument leads to (16) when . □
Nonhomogeneous boundary condition
We are interested in the Saint-Venant system (1)–(4) with nonhomogeneous boundary conditions. We study the stabilization of the system by only one control on the right-hand side of the channel, thus we have
First, we have to prove regularity results for the system
This system can be written as follows
where represents the source term of the system. The weak solution of equation (26) is given by
Proposition 2: Let us assume that . The weak solution of equation (26) belongs to and we have
Proof: The proof can be established as the proof of Arfaoui et al. (2011: Proposition 3).
Let us define as the space of functions in vanishing at
Theorem 2: For all , and all satisfying the compatibility condition , the system (18)–(21) has a unique solution and the following estimate holds
where the function Q is given by
Proof: We look for a solution to the system (18)–(21) in the form
The function is solution to system (18)–(21) if, and only if, the function satisfies
where the source terms and the initial condition are defined by
Let us notice that and that . Therefore, with Theorem 1 and Proposition 2, we have
It follows that
In view of equation satisfied by y, we obtain
Boundary stabilizability
We study the stabilizability of the Saint-Venant system (6)–(9) by Dirichlet boundary controls when the advection is dominating, (when in Remark 1), and when the operator associated to the Saint-Venant system has a finite number of unstable eigenvalues, (see Remark 2). The advective modes, those related to complex eigenvalues with real part , are responsible of this slow natural stabilization. Our aim is to choose a Dirichlet control q at the extremity to obtain an exponential decay rate close to . The tool for the construction of such a control is the extension method introduced by Fursikov (2001, 2002), Ervadoza et al. (2012) and Russel (1974).
We consider the Saint-Venant system with nonhomogeneous Dirichlet boundary conditions
where the initial condition (recall that is the space of functions in vanishing at ). We look for q able to stabilize in the norm with a decay rate as close as possible to . We use only one control in the Dirichlet condition at the right extreme point of the channel (). The stabilization by two controls leads to the same type of result.
Theorem 3: For all , there exists a constant (only depending on σ), such that for all initial condition , there exists a control q for which the solution to problem (31)–(34) satisfies
The proof is postponed at the end of the section. The extension method consists in looking for an extension operator of the initial condition into a space of functions defined in an extended geometrical domain such that the solution of the extended system in this domain is stable. More precisely, let us set and . We consider the system: for all
where is a continuous linear operator precisely defined later on, and is defined in the same manner as .
Let us set and . In this case, the system (35)–(38) can be written in the following form
where is an unbounded operator on defined by
Moreover, we have
We introduce the family of functions in , defined by
In the Fourier basis , we have
Consequently, we can define the subspace of as follows
where , (the symbol [·] is for the integer part function). Then, we have the following result.
Proposition 3: There exists a continuous linear operator such that: for all , we have
Proof: We have proved the existence of this operator in the case , see Arfaoui et al. (2011: Proposition 5). So, following the same approach, we can prove the existence of the operator in this case.□
The following result, Proposition 4, can be established as the same as the Proposition 4 in Arfaoui et al. (2011). We have
Proposition 4: Let be given in . For all , the problem (35)–(38) admits a unique solution , which satisfies
Proof of Theorem 3: The theorem is a direct consequence of Proposition 3 and Proposition 4. Indeed, it is sufficient to set
where is the solution to the problem (35)–(38), with is the extension operator defined in Proposition 3.
Remark 3: Let us mention that the subspace is associated with the set of the eigenvalues located strictly on the complex half-plane .
Remark 4: In the case where , the spectrum of the operator associated to the system (1)–(14) contains no unstable eigenvalues. That means that the system is stable. Moreover, it is easy to prove that the system with homogeneous Dirichlet conditions is exponentially stable on the space with an exponential decay rate greater than , (as in Arfaoui et al. (2011)). Recall that is the exponential decay rate of the homogeneous system when , (see Theorem 2.3 in Arfaoui et al. (2011)). This means that the shifted Saint-Venant system with stabilizes faster than the same system when . We can deduce that is effective in the natural stabilization of the system (1)–(14).
Stabilization problem for finite difference equations
We construct the finite difference equations system associated with the continuous Saint-Venant system (31)–(34) after discretization by implicit Euler scheme and Preissmann scheme. We use a splitting method which consists in separating the hyperbolic operator from the parabolic operator in the system (31)–(34). So, we obtain two systems of equations that will be solved simultaneously.
Let . We divide the interval into N parts by the points
In the following, is defined by
for any function f and is given by (43). Then, we can introduce the following notations.
Some notations:
(i) The space is understood as the grid functions equipped with the norm
where .
(ii) The space is defined by
(iii) The space , where the space is an approximation of the space :
where and . Consequently, we introduce the space defined by
(iv) The space coincide with and is understood as the grid functions equipped with the norm, analog to the norm (5), as follows
(v) The spaces and are given by
Now, we can define the space as
equipped with the norm
where .
Discretization of the problem (31)–(34): Let be the time step and , for . Then, we introduce the following notations for the states and :
and for the initial conditions and , we have
for all , . Similarly, for the control q given by the Dirichlet boundary condition (34), we have
Recall that the left boundary condition, (at ), for all . Numerically, the problem (31)–(34) is solved using a time splitting method, see Huang et al. (2005) and Khan and Liu (1998). This method consists on the two following steps:
(2) Then, to get the global solution to the problem (31)–(34), we solve the problem
by an implicit Euler finite difference scheme using the solution , (obtained from problem (44)–(45)), as an initial condition. Here, the solution of problem (46)–(47) is noted . Then, we come back again to solve problem (44)–(45) using as initial condition the solution obtained here , and so on. This process is repeated simultaneously on every time step.
The space-time discretization of the problem (44)–(45), (on the time interval ), by Preissmann scheme, is given by the following system: for all and for all
where is a parameter belongs to and that makes the Preissmann scheme unconditionally stable. On the interval , the space-time discretization of the problem (46)-(47), by the implicit Euler scheme, is given by the system: for
The main result of stabilizability
The main result is given by Theorem 4. We prove the existence of a control able to stabilize the solution of system (48)–(49) with a decay rate close to . The proof of theorem 4 follows immediately from Proposition 6 and Proposition 7 below.
Theorem 4: For all given in , there exist a constant (only depending on ), such that for all initial condition , there exist a control such that the solution to the problems (48) and (49) satisfies the estimation: let
The stabilization construction for finite difference equations
Now, we adapt the stabilization construction in Section 4 to the finite difference equations (48) and (49). We extend the problems (48) and (49) from onto the segment imposing zero boundary conditions at . If we designate by the state the extension of the state , then numerically this translates as follows: for all
Consequently, for all , we obtain:
(a) The extension associated to the system (48) is given by
(b) The extension associated to the system (49) is given by
(c) The boundary conditions are
(d) The initial condition is the extension of the initial condition .
(e) We denote by
the extended initial data to the extended interval . The construction of the extension operator is the main part of the whole construction.
Let . In the space , equipped with the inner product
where and , (bar means the complex conjugation). We introduce the family of functions , , defined by
The family , , forms a basis for , and this basis is orthonormal with respect to the inner product (54).
By decomposition of the solution , to the problems (51)–(52), in the basis , , we obtain
where and is a matrix given by
We can, also, write and separately as follows
Substituting (57) and (58) into (51) and then into (52), we obtain equations depending on Fourier coefficients and as follows:
By substituting (57) and (58) into (51), we obtain
where , . The system (59) can be written as
where the matrix and are square matrices of dimension 2, symmetric and are defined by
By substituting (57) and (58) into (52), we obtain: for all
where is matrix
and the coefficient is defined as follows
By substituting (61) into equation (62), we obtain at time step as follows
where is matrix given by
and is defined by
Consequently, we deduce that
for all , where are the Fourier coefficients of the initial data in (53).
Proposition 5: Assume that 1, the matrix satisfies the estimation: for all
where the constant is independent of .
Proof: By definition, the norm . Under the condition and from the definition of , we can deduce that
where the function is defined by the following expression
and tends to zero as . Then, the function is bounded and we can deduce that there exists a constant such that
We have also
and, in this case, the function is defined by
tends to zero as . Then, the function is bounded and we can deduce that there exists a constant such that
Finally, from (65) and (66), we obtain (64). □
By substituting (63) in the expression of given by the relation (56), we obtain
where are the Fourier coefficients of the initial data in (53). By consequence
Assume that . We estimate , for , as The function has the following form . We know that
It follows that
for sufficiently small . As usual, is a certain function of such that , as . Consequently, we deduce from inequalities (67) and (68), that
where are the Fourier coefficients of the initial data with respect to the basis (55).
In accordance with (41), we introduce the space
where is defined in (41). As in the continuous case, we have the following proposition:
Proposition 6: Let be given in . For all and the estimation (69) imply that the problem (51)–(52) admits a solution , such that
as .
Proposition 7: There exists a continuous linear operator such that
Proof: Our purpose is to construct the operator in the form
where is defined by
The function has the following form
where the coefficients and are determined to have . This is fulfilled if and only if : for all
Both equations may be put under the following form
where is squared matrix of dimension with the entries
and , .
The matrix is reversal. Indeed, let
If , then . This imply that , for all . The proof is complete.
To complete the stabilization construction for the finite difference problems (48) and (49), we determine the solution by the formula
where is the solution to the problems (51)–(53) with the initial data , where is the initial data in (48). It obvious that the inequality (50) follows from (71).
Numerical simulation
In this section, we show the efficiency of the extension method in stabilizing perturbations that can affect a stable state of the the linearized Saint-Venant system (72) given by
in the domain , and we choose , and , consequently, the advection is dominating. This means that the system is closer to the hyperbolic character than that of the parabolic character. In Figure 1, we represent all the eigenvalues of the operator . Note that we are in the first case of Remark 2. Indeed, in Case 1 given by the Remark 2 when , (all the real eigenvalues are stable), we have a finite number of unstable complex eigenvalues for , which implies that , see Figure 2. Only the stable eigenvalues are represented in Figure 3.
All the eigenvalues (diamond) and (circle) of the operator .
Unstable complex eigenvalues (diamond) and (circle) for .
Stable eigenvalues (diamond) and (circle).
The initial perturbations , are given by
Therefore, we do not expect that the perturbation decreases naturally, (as faster as possible). It may be noticed in Figures 4 and 6 that there is no fast natural stabilization when the controls are inactive, (). Indeed, we obtain natural stabilization at . In order to accelerate the stabilization of the system (72), we extend it in the extended domain with the same initial conditions given above. The extension method built a couple of controls at both sides and . In Figures 5 and 7 we represent respectively the state y and the state z of the Saint-Venant system (72) at different times with two stabilizing controls. In this case, thanks to the controls , we obtain a very fast stabilization at . Both controls and are plotted in Figure 8 at .
Uncontrolled state y.
Controlled state y.
Uncontrolled state z.
Controlled state z.
Structure of the controls , at .
Conclusion
The analysis of the semigroup associated with the Saint-Venant system (1)–(4) made it possible to conclude the following conclusions:
If the parameter verifies , this produces an unstable solution. Indeed, the spectrum of Saint-Venant semigroup contains a finite number of unstable eigenvalues, (see Remark 2).
If the advection is dominating, (when in Remark 1), the natural stabilization is slow. Indeed, some modes, in finite number, are advection modes that decay as . This situation corresponding to a fluid of weak viscosity.
So, we have been able to determine a boundary Dirichlet control allowing to obtain a fast exponential stabilization of the solution with a decay rate close to .
In a future work, we study the extension of the stabilization problem to the case of two-dimensional Saint-Venant system, (theoretical and numerical).
Footnotes
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
Alabau-BoussouiraFPerrollazVRosierL (2015) Finite-time stabilization of a network of strings. Mathematical Control and Related Fields5(4): 721–742.
3.
ArfaouiHBelgacemFEl FekihHRaymondJ-P (2011) Boundary stabilizability of the linearized viscous Saint-Venant system. DCDS-B15(3): 491–511.
4.
BensoussanADa PratoAGDelfourMCMitterSK (1993) Representation and Control of Infinite Dimensional Systems, Vol. 2. Birkhauser Basel: Birkhäuser.
5.
CungeJAHollyFMVerweyAJr (1980) Practical Aspects of Computational River Hydraulics. Boston, London, Melbourne: Pitman Advanced Publishing Program.
6.
DatkoRLagneseJPolisMP (1986) An example of the effect of time delays in boundary feedback stabilization of wave equations. SIAM Journal of Control Optimization24(1): 152–156.
7.
ErvadozaSGlassOGuerreroSPuelJ-P (2012) Local exact controllability for the 1-D compressible Navier-Stokes equation. Archive for Rational Mechanics and Analysis206(1): 189–238.
8.
FursikovAV (2001) Stabilizability of quasilinear parabolic equation by feedback boundary control. Sbornik Mathematics192(4): 593–639.
9.
FursikovAV (2002) Real Processes and Realizability of a Stabilization Method for Navier-Stokes Equations by Boundary Feedback Control, Nonlinear Problems in Mathematical Physics and Related Topics II, In Honor of Professor O. A. Ladyzhenskaya. New York, Boston, Dordrecht, London, Moscow: Kluwer/Plenum Publishers.
10.
GugatM (2014) Boundary feedback stabilization of the telegraph equation: Decay rates for vanishing damping term. Systems Control Letters66: 72–84.
11.
GugatMLeugeringGWangK (2017) Neumann boundary feedback stabilization for a nonlinear wave equation: A strict H2-Lyapunov function. Mathematical Control and Related Fields7(3): 419–448.
12.
GugatMPerrollazVRosierL (2018) Boundary stabilization of quasilinear hyperbolic systems of balance laws: exponential decay for small source terms. Journal of Evolution Equations18(3): 1471–1500.
13.
HuangZJinSMarkowichPA, et al. (2005) A time-splitting scheme for the Dirac-Maxwell system. Journal of Computational Physics208(2): 761–789.
14.
KhanLAP.L.-F. LiuPL-F (1998) Numerical analyses of operator-splitting algorithms for the two-dimensional advection-diffusion equation. Computer Methods in Applied Mechanics and Engineering152(3-4): 337–359.
15.
KomornikV (1991) Rapid boundary stabilization of the wave equation. SIAM Journal of Control Optimization29(1): 197–208.
16.
LynDAGoodwinP (1987) Stability of a general Preissmann scheme. Journal of Hydraulic Engineering113(1): 16–28.
17.
MajdaA (1974/75) Disappearing solutions for the dissipative wave equation. Indiana University of Mathematics Journal24(12): 1119–1133.
18.
PerrollazVRosierL (2013) Finite-time stabilization of hyperbolic systems over a bounded interval. In: 1st IFAC Workshop on Control of Systems Governed by Partial Differential Equations (CPDE2013), Paris-France, 25–27 September 2013, pp. 239–244. ELSEVIER Publisher.
19.
PerrollazVRosierL (2014) Finite-time stabilization of hyperbolic systems on tree-shaped networks. SIAM Journal of Control Optimization52(1): 143–163.
20.
RusselD (1974) Exact Boundary value controllability theorems for wave and heat processes in star complemented regions. In: Differential Games and Control Theory (Proc. NSF-CBMS Regional Res. Conference, University of Rhode Island, Kingston, R. I., 1973, pp. 291–319. Lecture Notes in Pure and Applied Mathematics Journal, Volume 10. New York: Dekker.