Abstract
In this paper, the adaptive output feedback asymptotic tracking problem is investigated for nonlinear systems with dead-zone input and unknown nonlinearities, where only system output is available. First, an observer is constructed to estimate unavailable states. Then, by the observer and barrier Lyapunov function, an adaptive output feedback controller is designed, which compensates the influence of dead-zone input and unknown nonlinearities. Furthermore, based on the proposed controller and tuning function, the global boundedness of all signals in closed-loop system is achieved, and the tracking error can asymptotically converge to zero. Particularly, it should be noted that there is no need to calculate the derivatives of virtual control laws in controller design, thus reducing the computational complexity. Finally, two numerical examples are taken to verify the effectiveness of the designed controller.
Keywords
Introduction
With the continuous improvement of system performance requirements in modern industry, the nonlinear systems have received extensive attention (Batista et al., 2022; Gao et al., 2022; Liu et al., 2022a; Lu and Li, 2021; Wang et al., 2020; Xu et al., 2022). Many important control methods have been proposed to investigate nonlinear systems. By barrier Lyapunov function (BLF) and Nussbaum gain technique, the full state constraints problem was solved in Liu and Tong (2017). In Chen et al. (2018), the dual-domination approach was utilized to address the output feedback stabilization problem. With the help of the time-varying high-gain approach, the state feedback and output feedback regulation problems were studied in Chen et al. (2020). By the adaptive backstepping control scheme, the asymptotic tracking problem was investigated in Li (2020). However, it should be emphasized that the controllers proposed above were based on the known prior knowledge of system nonlinearities.
For nonlinear systems with unknown nonlinearities, fuzzy logic systems and neural networks have been widely used in controller design due to their approximation property (Hua et al., 2019; Li et al., 2022; Parsa et al., 2021; Zhang and Yang, 2020). In fact, the action scope of approximation methods is limited to compact set, so that the relevant research only obtain semi-global results. In order to obtain global results, scholars have also made a lot of effort (Li et al., 2022; Liu and Li, 2018; Ma et al., 2015). Instead of utilizing the approximation methods, the switching universal control approach was proposed in Ma et al. (2015) to achieve global stabilization for power integrator triangular systems. The system nonlinearities in Liu and Li (2018) and Liu et al. (2022b) were regarded as bounded “disturbance-like” terms and were compensated adaptively at each step. Nevertheless, the dead-zone input was not discussed in above references.
Due to the physical constraints of actuators and components aging, the dead-zone input inevitably exists in many actual systems, and it has negative effects on system performance (Shen et al., 2021; Wan et al., 2022). Therefore, scholars were committed to dealing with the influence of dead-zone input on control systems. The backstepping technique has been extensively applied to study the nonlinear systems with dead-zone input and known nonlinearities (Li et al., 2019; Su et al., 2018). An adaptive finite-time tracking control scheme was proposed in Li et al. (2019) to achieve bounded tracking. In Su et al. (2018), the event-triggered state feedback controller was designed to implement asymptotic tracking. Furthermore, many excellent results have been obtained for the nonlinear systems with unknown nonlinearities and dead-zone input. By an adaptive neural network tracking control method, the tracking error in Ni and Shi (2021) converged to the predefined accuracy within a predefined time. The backstepping technique was combined with fuzzy logic systems or neural networks in Lan et al. (2021), Zhou et al. (2021) and Zong et al. (2022), such that the semi-global boundedness of all signals in closed-loop system and the bounded tracking were obtained. With the aid of the dynamic gain control technique, an output feedback control scheme was proposed in Jia et al. (2019) to achieve the global practical tracking.
It should be mentioned that although the above references have achieved control objectives successfully, there are still some problems to be further explored. On one hand, it is unrealistic to obtain all state information in actual systems. Therefore, we consider the case where only system output is available. On the other hand, most of the existing results considering dead-zone input guaranteed the semi-global boundedness of the closed-loop system, or realized the bounded tracking. For nonlinear systems with dead-zone input and unknown nonlinearities, it is challenging to design a controller to achieve global boundedness and asymptotic tracking, which motivates the research of this paper. By applying tuning function and Barbalat lemma, it is concluded that under the proposed controller, all signals of the closed-loop system are globally bounded and the tracking error asymptotically converge to zero. We present the main contribution of the paper as follows:
Compared with the work in Liu and Li (2018), we consider a more practical situation that only system output is available, and an observer is constructed to estimate unavailable states. Particularly, based on the observer and BLF, we design an adaptive output feedback controller without the derivative of virtual control laws, which has lower design complexity than that in Ni and Shi (2021).
Different from the results in Lan et al. (2021), the asymptotic tracking is achieved despite the presence of dead-zone input and unknown nonlinearities. Specifically, we compensate the influence of dead-zone input with the help of BLF and the proposed controller. Furthermore, the unknown nonlinearities are tackled by the designed adaptive law instead of approximation methods.
It is worth pointing out that a tuning function is introduced into the coordinate transformations to eliminate the limitations on system initial values. Thereby, the global boundedness of all signals in closed-loop system is guaranteed by the proposed controller and tuning function, which improves the semi-global boundedness results in Zhou et al. (2021) and Zong et al. (2022).
The rest of the paper is structured as follows. The system model is presented in section “Problem statement.” In section “Main result,” an adaptive output feedback controller is designed, and its effectiveness is further verified by two examples in section “Simulation examples.” Finally, section “Conclusion” summarizes the paper.
Notations
In this paper,
Problem statement
Consider the following nonlinear system
where
where
with
Thus,
Some assumptions and lemmas are given to prepare for the proof of main result.
Main result
Observer design
In this paper, we consider the case where only system output is available. To estimate the unavailable states in system (1), an observer is constructed as
where
The observer error between original system state and observer state is defined as
By virtue of equations (1) and (4), the derivative of equation (5) is
Letting
where
Output feedback control design
In order to deal with the problem of arbitrary initial values, we introduce a tuning function
where
Obviously,
To better understand and express the following content, we define
with
Next, the virtual control law
and
where
According to the above analysis, we obtain the following theorem.
All signals of the closed-loop system are globally bounded;
The state error
The tracking error satisfies
where the bound can converge to a small neighborhood of the origin by adjusting the parameters appropriately.
where
Then, on the basis of Assumptions 1 and 2 and equation (11), the derivative of
where
Subsequently, we need to verify that
in which
where
Combined with equation (13),
which implies that
From equations (11), (13), and (19), we have
where
with
which means that
Similar to the process in step
where
By virtue of the boundedness of
where
From equations (12) and (26),
In summary, all signals of the closed-loop system are globally bounded, and state errors satisfy
and it indicates that the asymptotic tracking is achieved. The proof is completed.
In sequel, we study the special case in Theorem 1, that is, the dead-zone parameters are known in system (1). Let
Next, we give the following corollary for system (1) with known dead-zone parameters.
For simplicity, the detailed proof is omitted here.
Simulation examples
In this section, we use two simulation examples to demonstrate the effectiveness of the proposed control scheme.
where
where
For simulation, we set
and
where
In the next step, the controller designed in equation (33) is applied to system (31), and the corresponding simulation results are shown in Figures 1–5, which intuitively show that all signals of the closed-loop system consisting of equations (31), (32), and (33) are globally bounded. Particularly, it can be clearly seen in Figure 1 that the output

The trajectories of output

The trajectories of

The trajectories of

The trajectories of

The trajectories of
where
Let
and
The simulation results are displayed in Figures 6–10 with initial conditions

The trajectories of output

The trajectories of

The trajectories of

The trajectories of

The trajectories of
Conclusion
For the nonlinear systems with dead-zone input and unknown nonlinearities, the adaptive output feedback asymptotic tracking problem has been addressed in this paper. Under the premise that only system output was available, a dynamic observer has been introduced to estimate unavailable states. Then, drawing support from the observer and BLF, an adaptive output feedback controller has been constructed to compensate the influence of dead-zone input and unknown nonlinearities. By means of tuning function, the proposed controller has further ensured that all signals of the closed-loop system were globally bounded; meanwhile, the asymptotic tracking has been achieved. In particular, during the design process of the controller, it was unnecessary to calculate the derivative of virtual control laws, which reduced the complexity of calculation. In future study, a significant work is to extend the results to the event-triggered control for nonlinear systems.
Footnotes
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Ethical approval
The work was original research that has not been published previously, and not under consideration for publication elsewhere, in whole or in part.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by the National Natural Science Foundation of China (61973188, 62192753, and 61973189); the Taishan Scholar Project of Shandong Province of China (ts20190905); and the Innovative Research Groups of National Natural Science Foundation of China (61821004).
Data availability statement
Data sharing not applicable to this article as no datasets were generated or analyzed during the current study.
