Abstract
In which research fields is industry involved with research institutions in Latin America and the Caribbean (LAC)? To shed light on this question, we applied bibliographic coupling to 13,000+ research articles and 500,000+ references indexed in Scopus for 1996–2021 as a means of determining the research fronts in which LAC-based research institutions collaborated with knowledge-intensive companies. Fields with higher betweenness centrality were those multidisciplinary, followed by physical (e.g. computer science applications), life (e.g. genetics), health (e.g. public health, environmental and occupational health) and social sciences and humanities (e.g. strategy and management). Furthermore, the period-by-period analysis unveiled a focused venturing into the physical sciences from 1996 to 2002. However, from the 2003–2021 periods, the new fields explored were mainly in the social sciences and humanities. Finally, we identified several unexplored research fronts, particularly in health (e.g. care planning) and the social sciences and humanities (e.g. demography).
1. Introduction and research background
Identifying the research fields in which industry collaborates with research institutions (i.e. governmental agencies, hospitals, universities or nongovernmental organizations (NGOs)) is a rich and diverse research agenda. Take, for example, the core journals related to the economic, social and political dimensions of science, technology and innovation [1]. In this area alone, we found over 70 research articles on industry collaboration published since the 1980s. Recent studies on the subject have yielded insights into distance and partner complementarity, academic entrepreneurship, ecosystems, interaction channels, knowledge transfer and policy implications [2–15]. Such studies, however, have been restricted to higher-income countries, specific economic sectors/industries (e.g. Big Pharma, mechanical) or national/sub-national territories (e.g. the UK or Valencian Community, Spain). Moreover, studies that have applied bibliometrics to research produced by both industry and non-industry-affiliated researchers in developing countries are rare [16–20]. This has provided us with fertile ground for an LAC-based bibliometric study on the specific research fields in which industry is involved with research institutions (list of LAC countries –Table 1).
Bibliometric descriptives.
USA: United States of America; UK: United Kingdom; LAC: Latin America and the Caribbean.
Source: The author based on Scopus [21] and SCImago [22] and processed with bibliometrix [23]. List of LAC countries: Argentina, Bolivia, Brazil, Chile, Colombia, Costa Rica, Cuba, Dominican Republic, Ecuador, El Salvador, Guatemala, Honduras, Nicaragua, Panama, Paraguay, Peru, Puerto Rico, Uruguay, Venezuela and Mexico.
Bibliometrics can be defined as the use of mathematical and statistical techniques to study the output, impact and structure of scholarly communications [24]. The availability of digital information and bibliometric techniques and theories furnishes the means for exploring the structure and exponential growth of scholarly communication as a product of the interaction between researchers, governments, firms and funding agencies at either national or international levels [25,26]. Bibliometric literature on the collaboration between industry and research institutions has developed along two paths: output/impact [14,27,28] and structure; the latter is subdivided into co-authorship-based techniques [29–32] and science mapping techniques (e.g. co-citations) [4,33,34].
The sparse bibliometric literature on middle-lower-income countries has shown that the role of U-I (university–industry) collaboration in respect of mature and emergent industries is highly variable. In Brazil, for example, mature industries will put out public calls for the funding of R&D projects as academic initiatives, which is an unlikely scenario for emergent industries [18]. For U-I collaboration in China, Fan et al. [16] found that – despite the small number of U-I publications 1997–2013: ~2% – research articles coauthored with industry have a higher diversified resource (co-authorship, international funding and cooperation), but a lower academic impact (citations and journal impact factor). In the West African region and South Korea, Mêgnigbêto [17] found that industry has a reduced knowledge production-sharing interaction with universities–governments, which further reduces its margins during potential coalition negotiation. For the Sub-Sahara region, Zavale and Langa [35] found that U-I determinants, models and outcomes are among the most researched U-I topics in the region. In the case of LAC, Cortés-Sánchez [20] found that companies in U-I articles are among the more prominent companies in LAC (e.g. Petrobras), national banks (e.g. Banco Central de Chile) or multinationals (e.g. Accenture). Cortés et al. [19] also found in a comprehensive analysis of middle-lower-income countries that U-I research primarily focuses on three economic sectors: energy, pharmaceuticals and high-tech.
In sum, the bibliometric literature on the collaboration between industry and research institutions in middle-lower-income regions has produced insights mainly in the literature’s output/impact and co-authorship-based technique paths, which in turn has exposed a lack of literature on the science mapping techniques. Moreover, the science mapping path has been restricted to the dissection of articles that deal with industry–research institution topics. To address this imbalance, we set ourselves the task of identifying the topics and research fronts of a broader category of articles, namely those in which both industry and research institutions collaborate.
This study aims to determine the specific research fronts in which research institutions located in LAC have collaborated with knowledge-intensive companies, by applying the science mapping technique of bibliographic coupling to 13,000+ research articles and 500,000+ references indexed in Scopus for 1996–2021. The results here reported could be of interest to industry and research institutions by identifying the mature and emergent research fronts that industry is interested in drawing on with a view to establishing empirically grounded cognitive interaction channels for partnerships, ecosystem context, possible knowledge transfer and further policy implications, in LAC countries or abroad.
Following this introduction, the methodology and materials section presents the bibliographic data and company sources followed by the bibliographic coupling features. Next, the results and discussion section present five bibliographic coupling networks for the complete sample and the periods 1996–2002, 2003–2009, 2010–2016 and 2017–2021; a sample of fields and articles titles of a higher betweenness; and a list of fields as research fronts of research institutions–companies venturing so far absent/unexplored. Finally, the conclusion reiterates major findings, acknowledges the study’s limitations and offers suggestions for further research.
2. Methodology and materials
2.1. Data
2.1.1. Bibliographic data
Bibliographic data were obtained from Scopus, one of the two canonical bibliographic data sources alongside WoS (Web of Science) [36]. Scopus [37] covers over 17.6+million author profiles and 25,000 serial titles published by 7000 publishers. Compared with WoS, Scopus has more extensive serial title coverage – particularly in social science, arts and humanities – and more non-English-language journal inclusion [38]. Our investigation was restricted to research articles published in refereed journals between 1996 and 2021, starting in 1996 given Scopus indexing accuracy and limitations [39]. We searched for articles that had at least one author affiliated with any institution situated in LAC. Of the 1.8+ million articles returned by this search, we sought to identify those with private sector involvement.
2.1.2. Companies
According to the Inter-American Development Bank (IDB), there are approximately 27.5 million micro, small and medium-sized enterprises (MSMEs) in LAC [40]. However, the involvement of knowledge-intensive companies in (publishing) research in LAC – and in middle-lower-income countries in general – is negligible [19,20]. On the contrary, restricting the sample to Latin-American multinationals (i.e. multilatinas) would exclude non-Latin-American companies involved in research activities with LAC institutions. What we required was a reliable and inclusive source of knowledge-intensive companies in terms of both geographical scope and research publishing involvement, which is why we turned to the SCImago Institutional Ranking (SIR).
The SIR assesses multi-sectoral institutions worldwide with at least 100 documents indexed in the bibliographic database Scopus during the last year of any selected period [22]. For the SIR-2021, there were 7500+ institutions ranked – including universities, government, health sector and NGOs – of which 334 (~4%) were company records. Of the latter, ~33% were classified as multinational (which cannot be attributed to a single country), ~12% Chinese, ~6% North-American, ~2% Ducht, ~1% Japanese and ~1% Indian. The remaining countries represent less than 1% participation. On a minor note, there are only two Latin-American companies in the SIR-2021, both from Brazil: Petrobras Brasil and Estacio Participacoes. The SIR also assesses other knowledge-intensive activities and impacts (e.g. patent applications, research output/percentage cited in patents).
The SIR provides a ranking based on three types of indicators, which produces a composite indicator on a scale of 0 to 100 on knowledge-intensive activities (for detailed methodology, see SCImago [22]): research (50% weight), innovation (30%) and societal (20%). According to the methodology, each year’s indicator calculation results from the institution’s record over 5 years, ending 2 years before the SIR edition year. Our study sample comprises SIR 2009–2021. The SIR-2009 calculation results from the institution’s record from 2003 to 2007 and the SIR-2021 calculation from 2015 to 2019. In order to obtain a comprehensive sample, we identified companies ranked at least once between 2003 and 2019.
We included both sub and parent companies (e.g. Pfizer; Pfizer, Inc., United States; and Pfizer, Inc., United Kingdom) as unique records. We also considered disambiguated company names as unique records (e.g. Toyota Central R&D Labs Inc, Japan; Toyota Central R&D Labs, Inc.; Toyota Group; Toyota Motor Corp, Japan; and Toyota Motor Corporation). The final list comprises 616 unique company name records. Since Scopus is the source for SIR’s bibliographic data – including author affiliation – we used Scopus to conduct our search query of unique company name records, sourcing research documents published by authors affiliated with companies ranked in the SIR.
2.1.3. Bibliographic data on research institutions–industry collaboration in LAC
We searched for at least one author affiliated with any of the above 616 unique company name records among the 1.8+ million research articles, which had at least one author affiliated with any institution situated in LAC. Our search query sourced Scopus-indexed articles in refereed journals published 1996–2021 by at least one author affiliated with an institution located in LAC and at least one author affiliated with at least one unique company record ranked at least once in SIR 2009–2021. After removing 44 duplicates, the query returned 13,791 articles. Figure 1 summarises the steps followed for sourcing the bibliographic data. Figure 2 presents two articles matching the co-authorship criteria. Table 1 shows the bibliometric descriptives of the final sample.

Diagram of the bibliographic data query summary.

Example of articles matching the co-authorship search criteria.
2.2. Bibliographic coupling
In the 1960s, Kessler [43] proposed bibliographic coupling as a means of grouping scientific articles. The method consisted of establishing an edge between two articles (i.e. two nodes) if a common item appeared among their references (Figure 3). Kessler then outlined a number of properties, such as independence of language, automatic classification, groups assembled (i.e. clusters), extension into the past and future and the circulation of academic knowledge engendering structural changes relative to the emerging, ripening or growing discipline/field [45]. This method enables the visualisation of interconnections and clustering between knowledge domains, thereby revealing new trends and information that scholars and practitioners can incorporate into their research agenda [46–50]. In essence, clusters in bibliographic coupling are formed by shared knowledge and are used to predict and describe emergent research topics [51].

Example of a bibliographic coupling between two articles.
Bibliographic coupling has also been used to map research fronts in highly interdisciplinary research such as the sustainable development goals (SDGs) or the complete set of publications in the journal Nature over the last 150 years [52,53]. Nowadays, however, the technique is used to study a broader and more diverse set of research fields and areas. Formally, the equation for obtaining a bibliographic coupling network is [23]
where
To achieve a more precise and non-redundant bibliographic network based on discrete research fields instead of modelling multiple articles published in a single research field, we used the all science journal classification (ASJC) system [54]. That is a process conducted by experts at Scopus when a serial title is entered into the platform coverage. The classification is based on the serial aims, scope and content it publishes [54]. There are over 330 unique ASJC fields in five areas: life sciences, health sciences, physical sciences, social sciences and humanities and multidisciplinary. Some journals are classified in more than one field (Table 2). Therefore, once the articles linked via bibliographic coupling were identified (n = 102,000+ edges), we unchained the ASJC code fields of each journal and built an edge list to model the field bibliographic coupling network (Table 3).
Number of ASJC fields for all journals in the sample.
ASJC: all science journal classification; NA: not applicable.
Example of an ASJC field-based bibliographic coupling network.
ASJC: all science journal classification.
To have a sense of the emergence of research fronts and fields throughout the period examined, we modelled five networks: a complete network and four networks for the periods 1996–2002, 2003–2009, 2010–2016 and 2017–2021. The year for each field was defined as the first year a given article was published in a journal with such an ASJC code.
Gephi [56] was used to produce the bibliographic coupling network layout and field clustering (i.e. nodes). We used the circular layout ordered by the ASJC’s five areas, clockwise. The clusters were also labelled after the ASJC areas. To identify key fields in each area and the networks as a whole, we computed the betweenness centrality for each node (i.e. ASJC field). A node with a higher betweenness centrality attribute can mediate the flow of information between clusters [57]. It is defined as the shortest paths that pass through a given node. The equation for which is [58]
where gij is the shorter path that links nodes pi and gij(pk) is the shorter path that links nodes pi and pjpk. The higher the value, the higher its betweenness, normalised (1 as the highest value). By using betweenness centrality, we can provide a structural understanding of the underlying field structure of the research fronts.
3. Results
Research articles from LAC with corporate collaboration have been published in 3500+ journals with an annual growth rate of 11.75% (Table 1). More than 136,000+ authors have participated in this output. The average citation per article is 52.8. Most of the corresponding authors in LAC were affiliated with institutions in Brazil, Mexico, Argentina, Colombia and Chile; by contrast, corresponding authors in higher-income countries were affiliated with institutions in the United States, United Kingdom, France, Germany and Canada. The most productive companies were either in the energy sector, pharmaceuticals or information technology (IT). Most of the highly productive universities involved were public institutions from Brazil, Canada and the United States. Finally, the most important (i.e. frequent) journals for publishing were as follows [59]:
Journal of Petroleum Science and Engineering (aim: ‘… bridge the gap between the engineering, the geology and the science of petroleum and natural gas’);
New England Journal of Medicine (aim: ‘… bring physicians the best research and information at the intersection of biomedical science and clinical practice’);
Plos One (aim: ‘… welcomes original research submissions from the natural sciences, medical research, engineering, as well as the related social sciences and humanities’);
Energy and Fuels (aim: ‘… publishes reports of research in the technical area defined by the intersection of the disciplines of chemistry and chemical engineering and the application domain of non-nuclear energy and fuels’); and
Fuel (aim: ‘… it has been the leading source of primary research work in fuel science. The scope is broad and includes many topics of increasing interest such as environmental aspects and pollution’).
Figure 4 displays the output by ASJC field for disciplinary journals (indexed in only one ASJC field) with at least one article consecutively published annually for the last decade (2012–2021). These articles were published in 22 fields. In broad terms, the last decade’s output was most consistent in health sciences (e.g. cardiology and cardiovascular medicine), followed by physical sciences (e.g. materials science), life science (e.g. agricultural and biological sciences) and multidisciplinary.

Output by ASJC field for disciplinary journals with at least one article consecutively published annually for the last decade (2012–2021).
Figure 5 displays the entire ASJC field bibliographic network 1996–2021. Nodes at the centre of the circle layout are the top-20 nodes with the highest betweenness. Labels visible correspond to the top-10 nodes with the highest betweenness of each ASJC area. For 1996–2002 (Figure 6), 2003–2009 (Figure 7), 2010–2016 (Figure 8) and 2017–2021 (Figure 9) networks, only top-2 node labels with higher betweenness are visible. Link thickness is proportional to the paired frequency between two nodes.

Complete network 1996–2021.

Period 1996–2002.

Period 2003–2009.

Period 2010–2016.

Period 2017–2021.
Most of the fields belonged to physical sciences (~38% nodes), followed by health (~23%), life (~19%) and social sciences and humanities (~18%). These areas’ percentages, however, are similar to those of the original ASJC fields by area: physical sciences have 115 fields (34%) identified, followed by health sciences with 102 (31%), social sciences and humanities with 65 (19%) and life sciences with 51 (15%). Despite being just one node for multidisciplinary, it has the highest betweenness centrality.
As expected, there is diverse participation in every area except for the social sciences and humanities. Starting with physical sciences, fields with the higher betweenness were computer science applications, information systems, electrical and electronic engineering, energy engineering and power technology and general chemistry, followed by health sciences with public health, environmental and occupational health, general medicine, oncology, psychiatry and mental health and infectious diseases. For the case of life sciences, fields such as genetics, pharmacology, agronomy and crop science, biochemistry and molecular biology were highlighted. Finally, strategy and management was the only field among the top 20 for social sciences and humanities. Table 4 displays the top-5 fields with the highest betweenness centrality by area, a random article title and LAC’s private sector and institutional affiliations to display a few examples of research topics in such fields.
Top-5 research fields with the highest betweenness by research area, a random article title and affiliations: private and institutional in LAC.
LAC: Latin America and the Caribbean.
The period-by-period analysis contrasts the above outlook. In the first period, research institutions–companies published in a diversity of fields, mainly in physical sciences. However, over the following periods, the new fields boarded by research institutions–companies venturing turned into the social sciences and humanities. First, during 1996–2002, the duo industry–research institutions in LAC published already about 212 out of 334 ASJC fields at least once for the first time, particularly in the physical sciences (~44%), followed by health and life sciences (~23%) and social sciences and humanities (~8%). Then, over the next period, 2003–2009, the new 49 fields in which firms–research institutions ventured mainly were in the social sciences and humanities (~36%), followed by physical (~32%), health (~18%) and life sciences (~12%). The 23 new fields for 2010–2016 were mostly centred in the social sciences and humanities (~52%), followed by health (~52%), physical (~17%) and life sciences (~8%). Finally, over 2017–2021, the remaining nine new fields were similarly social sciences and humanities (four fields), health (three fields) and physical and life sciences (one field each).
There are still several unexplored fields left unused as research fronts for research institutions–companies in LAC. Table 5 displays fields absent from the bibliographic coupling field network. There is only one field left for physical sciences (logic), while there are still multiple fields, particularly in health sciences (e.g. emergency medicine, care planning and nurse assisting) and social sciences and humanities (e.g. demography, gender studies, life span and life course studies).
Absent (unexplored) research front fields by area.
4. Discussion and conclusion
In this study, we sought to determine the research fronts in which research institutions located in LAC have collaborated with knowledge-intensive companies. We did so by applying the science mapping technique of bibliographic coupling to 13,000+ research articles and 500,000+ references indexed in Scopus for 1996–2021. This technique enabled us to visualise and examine the structure of knowledge domains and to uncover new trends and information that scholars and practitioners can incorporate into their research agendas.
Previous bibliographic coupling studies on literature intersecting innovation for sustainability and developing countries mapped research fronts on knowledge management, biotechnology for agriculture, governance in power grid projects in China, routing problems, sustainable farming, computer science and microbiology and biotechnology [19]. Contrasting these studies with our findings, we found supporting evidence of the importance – in terms of the field betweenness – of strategy and management, biotechnology and agronomy and crop science, computer science applications, energy engineering and power technology. In addition to those fields, we also detected the importance of essential sectors absent from Cortés et al. [19], in all five areas analysed, such as public health, psychiatry and mental health, environmental and occupational health, infectious diseases, pharmacology, geography, planning and development, library and information sciences, fuel technology and also the high intermediation of multidisciplinary research.
A study mapping the structure of SDG-related research via bibliographic coupling states that SDG-related research structure can be divided into two major domains: health sciences and environment, agriculture and health care [53]. Most – if not all – research fronts identified in our study are also directly related to those of SDG-related research, particularly those in the health and life sciences. Hence, there is a consistent similarity between the research fronts produced by industry–research institutions in LAC and those of worldwide institutions in SDG-related research (Table 6). Furthermore, sustainable-related topics in LAC have been shown to rank among the topics with the highest betweenness in management-business research [60,61]. In that line, the improvement of environmental governance – such as the agreements or announcements on the global development agenda (e.g. MDGs-2000, Rio + 10-2002 or SDGs-2015) – have had a positive effect on research production on sustainability. That could highlight the influence of sustainability science-related topics in industry–research institution collaboration.
Research fronts of this study contrasted with those from Nakamura et al. [53].
ASJC: all science journal classification.
A further point to note is that the research fronts identified here are just another indication of the fields and areas that already produce most of the global output (e.g. human health and disease control [62]) and on the waves of which industry is riding. However, a closer look at the LAC research output strengths contrasts with this view. For example, whereas LAC has a relatively prolific output in parasitology and tropical medicine; and agriculture, forestry and zoology [63], this output-only angle does not match the research fronts and fields with higher betweenness reported here. Much less so with the period-by-period analysis, which unveiled a diverse output from 1996 to 2002 in a constellation of fields – particularly in the physical sciences – and venturing into social sciences and humanities from then on.
Similarly, while reports on LAC show a prolific output in palaeontology, entomology, conservation; astronomy and particle physics; and even romance literature [63], our study highlighted the importance of multidisciplinary research, computer science applications, public health, environmental and occupation health, genetics, information systems, pharmacology, among others, for industry–research institutions. Our period-by-period analysis also enables us to identify research fronts very recently (2017–2021) explored by industry–research institutions (e.g. general nursing, rehabilitation, visual arts and performing, conservation), that counterintuitively move in the periphery from the so-called 4.0 industry technologies (e.g. artificial intelligence, big data and cloud computing).
The list presented in Table 5 gives clear and, so far, unexplored opportunities – or definitely non-interesting fields for the industry – as research fronts, particularly in the health and social sciences and humanities. For instance, consider the importance of an unexplored field as a research front in an ageing society: care planning. The number of US citizens aged >65 is projected to double by 2060; 4 in 10 adults in the United States have two or more chronic conditions [64,65]. Should public hospitals, pharmaceutical companies, social work and sociology researchers and demographers (another unexplored field) work jointly on a research agenda – becoming a research front?
Finally, this study is limited to the bibliographic data of articles sourced from one of multiple sources and to the citation/information-based nature of bibliographic coupling. A more comprehensive sample could include additional bibliographic data sources such as WoS, Google Scholar and Dimensions. Further studies could also source patents and patent-citation data to expand the scope of industry–research institution outputs.
Footnotes
Acknowledgements
The author would like thank to the Universidad del Rosario’s School of Management and Business and Dr. Francesca Cauchi for editing a draft of this article.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship and/or publication of this article.
