Abstract
Older adults are taking on caregiving roles and are performing complex care procedures, such as wound care, in the home setting yet there is a dearth of knowledge about how older adult caregivers manage the performance of wound care on a day-to-day basis. The theoretical framework developed in this research describes this process of managing the caregiving role. Interviews with 18 caregivers aged 65 years and older who were performing wound care in the home for a care recipient yielded a theoretical framework from their narratives using a qualitative grounded theory analysis. The resultant theoretical framework, Pushing Through, consisted of five phases: (a) accepting the role, (b) lacking confidence, (c) creating a system, (d) trusting in self, and (e) owning the outcomes. An understanding of the older adult caregiver’s process creates opportunities for healthcare professionals to develop and implement evidence-based interventions.
As the population ages, the demand for caregivers will increase, a trend that is projected to continue into the foreseeable future. In 2019, 47.9 million adults, or 19.2% of the population, identified as a caregiver for an adult care recipient. 1 Among caregivers aged 65 years and older (hereafter referred to as older adult caregivers), 60% are caring for someone of the same generation, either a spouse, partner, or sibling.1–3
Older Adult Caregivers have Unique Needs
Older adult caregivers have unique challenges and perspectives on the caregiver role when compared to younger generations. Normal physiological age-related changes, such as musculoskeletal changes compromising mobility and cardiopulmonary changes resulting in fatigue, may impact the older adult’s ability and experience of caregiving.4,5 In addition, older adult caregivers are likely to have one or more chronic diseases requiring personal self-care in addition to the care demands of a care recipient. 5 When compared to non-caregivers, older adult caregivers were found to experience decreased cognitive functioning, poorer mental health, higher levels of emotional strain, increased feelings of loneliness, and increased depressive symptoms. 6 Older adult caregivers are also known to prioritize care recipients’ needs over their own physical and mental well-being, often foregoing their own self-management needs.7,8
Typically, caregivers have assisted with activities of daily living (ADLs), daily grooming and hygiene, along with some instrumental activities of daily living (IADLs), such as transportation and grocery shopping. 1 However, caregiving responsibilities have been expanding and now include performing complex care procedures previously performed by licensed caregivers in a clinical setting. Approximately 40% of older adult caregivers are performing complex care procedures in the home. 9 Wound care, a complex care procedure, is being managed by an estimated 35% of caregivers in the home setting. 1 Wound care was reported to be a difficult task by 66% of caregivers due to fear of making mistakes or causing harm and/or pain to the care recipient. 10
Purpose
Historically, researchers examining older adult caregivers have focused on the psychological and physical health of the caregiver often described in terms of burden for the caregiver.1,9,11–14 Prior research has also focused on the care recipient’s outcomes of care performed in the home setting with limited exploration of how the older adult caregiver manages the care procedures.15,16 This evidence about caregiving has mostly come from studies using survey methods or fixed-choice instruments. Existing models of caregiving include important, central caregiving concepts and delineate the relationships between and among the concepts.17,18 While helpful, this body of work is missing the caregiver’s voice. As a result, there is a dearth of knowledge about how older adult caregivers manage the performance of complex care procedures on a day-to-day basis. A more complete understanding of how older adult caregivers manage complex care in the home is needed to design supportive caregiver interventions. Theoretical frameworks that are accurately conceptualized for the target population help guide the development and practice of interventions. 19 The purpose of this study was to develop a theoretical framework describing how older adult caregivers manage complex care procedures using wound care as an exemplar complex care problem.
Methods
Study Design
Grounded theory methodology focuses on social problems over time that people adapt to, understanding social processes people use to manage situations and explaining how social circumstances account for behaviors and interactions. 20 Using an iterative process of simultaneous data collection and data analysis, the aim of grounded theory research is to develop a theoretical framework that is based on empirical evidence and tailored to the specific needs of the target population.21,22 For this study, constructivist grounded theory methodology was used to describe the process of managing a complex care procedure and to create a theory of the social phenomenon of being an older adult caregiver providing wound care. Performing wound care is considered a phenomenon shared by older adult caregivers within the social context of the home setting that occurs over time as the wound heals, thus grounded theory was chosen to satisfy the research purpose. The study method was guided by Charmaz’s methodical yet flexible procedures for obtaining and analyzing qualitative data to generate a theory grounded in the data. 21 The study was granted exempt approval with informed consent waived by the Indiana University Institutional Review Board, protocol number 1909985845.
Sample and Setting
Eligible participants were age 65 years or older at the time of being a caregiver, were currently or had previously provided wound care for a person aged 18 years or older, and spoke English fluently. Exclusion criteria were older adults with any formal healthcare training in providing direct clinical care, including wound care, or those who had cognitive challenges that would interfere with participating in an interview.
Recruitment
Participants were recruited using social media by posting a recruitment flyer on the principal investigator’s Facebook page. The flyer indicated that the principal investigator would like to interview informal caregivers ages 65 and older who were providing or had previously provided wound care to an adult care recipient. The flyer defined informal caregiver as someone without formal medical or healthcare training in wound care and included a phone number and email address to contact the investigator. Upon initiating contact, participants were interviewed for eligibility and, if eligible, invited to participate. A mutually agreeable time was established for an interview. Initial analysis revealed predominantly female caregivers. To increase recruitment of men, purposive sampling was conducted using a new Facebook post targeted toward recruitment of older adult male caregivers.
Data Collection
The first author (KS), a master’s-prepared registered nurse, conducted all interviews. Interviews were completed by telephone or a secure web-conferencing platform using a semi-structured interview guide. Interviews were conducted during the COVID-19 pandemic when in-person interviews were not permitted. Interviews began with general questions related to becoming a caregiver and transitioned to focused questions about the management of wound care and associated caregiver tasks. Interviews were audio-recorded and transcribed verbatim by a professional transcription service. Transcripts were compared to audio recordings of the interviews by the first author (KS) to confirm transcription accuracy.
Data Analysis
Data analysis was performed using a constant comparative method consistent with grounded theory methods described by Charmaz. 21 Data analysis for this study was performed by a team of three researchers (KS, JF, JvG). Throughout the process, the team met to review findings, reconcile interpretative differences, update coding, and refine coding categories. See Table 1 for an example of the coding procedure. One investigator (KS) reviewed the transcripts to validate the identified categories and the corresponding relationships between categories and kept notes to document thoughts and characteristics of the emerging codes and categories. To maintain credibility, the research team met to review and discuss data analysis. The team meetings and notes allowed the researchers to review the logical connections between codes, categories, and theoretical relationships to ensure the final product was supported by the participants’ data and reflected consensus among the entire research team.
Example of Coding Procedure.
Results
Eighteen caregivers participated in the study. Eleven participants (60%) were female and 7 (40%) were male. The mean age of participants was 73.7 years old (SD = 5.5). Most caregivers (88%; n = 16) were caring for a spouse with the remaining caregivers caring for a parent (16%; n = 3). One caregiver was caring for both a parent and a spouse, resulting in 19 total care recipients cared for by 18 older adult caregivers. Length of time spent as a caregiver ranged from 1 month to 9 years with some participants being unable to provide an exact answer. See Table 2 for demographic information. Interviews averaged 40 minutes in length. Some participants had completed or were completing caregiving responsibilities prior to the COVID-19 lockdown, whereas others had begun or were continuing caring during the lockdown period.
Participant Demographic Data.
Overview of the Framework
Providing wound care for a care recipient was described by participants as going through a process that we labeled Pushing Through. This process consisted of five phases: (a) accepting the role, (a) lacking confidence, (c) creating a system, (d) trusting in self, and (e) owning the outcomes. Participants described a process of becoming an expert caregiver for their care recipient that began by first accepting the caregiving role. The decision to accept the role was grounded in abilities gained from past difficult experiences and/or the strength of their relationship with the care recipient. Participants expressed an initial lack of confidence characterized by fear arising from limited understanding about providing wound care. They described the importance of being able to access professional healthcare support for skill development and obtaining required supplies. As the wound care became familiar, participants described creating systems to organize and manage the required tasks. Over time, participants acknowledged that they were more trusting of their judgment and began modifying wound care procedures for best results based on their care recipient’s unique needs. Participants also made alterations to the household and changed life priorities to accommodate the complexities of their caregiving role. Eventually these caregivers saw themselves as experts for their care recipient and expressed pride in what they had accomplished. These phases are summarized in a framework, see Figure 1.

Pushing Through, A Framework Describing How Older Adult Caregivers Manage Wound Care.
Depending on the nature of the wound and difficulty of care procedures, progression across the phases varied in length of time. Some wounds were anticipated, such as those that result from a planned surgical procedure. Participants who cared for planned wounds described an overall smooth and efficient transition through the phases. However, for those participants who were caring for an unexpected wound or one with unanticipated complications like infection or deterioration, the progress through each phase was more difficult and took longer. The remainder of the results section will discuss each phase in more detail.
Accepting the Role
Participants described a distinct process of coming to accept the caregiving role. Some participants accepted the challenge due to their existing relationship with their care recipient, such as being a spouse or adult child, while others described relying on prior caregiving or parenting experiences. Still others accepted the role by default in that there was no one else to provide care. Some participants stated they were unaware there was an option to refuse.
Participants spoke about the strength of the relationship with their care recipient as a reason for being able to take on the caregiving role. The participants described caring for someone as a component of their marriage vows or as an obligation to a parent in recognition of the parent’s care for them as a child. One participant stated, “I was the stronger of the two of us and I just assumed that I would be taking care of him. I mean, when you get married, isn’t that your job? Whatever happens, you do.”
Another factor in deciding to accept this role was the caregiver’s experience in caring for someone else. Participants identified their abilities whether it involved other complex care procedures or parenting experiences providing first aid. One participant stated, “You just got to, if you raised kids you can deal with that kind of stuff, you know? It’s just harder when you’re older that’s all.” Participants reflected on these situations as a source of strength to be able to take on new wound care responsibilities.
Some participants accepted the caregiving role out of default. Default was described as the inability to identify any other available caregivers. As one participant stated, “Well, I mean the other thing is there was nobody else. There’s nobody else that could do this for my family.” Still other participants accepted the role without knowing it was possible to refuse. One participant described this situation, stating, “I must’ve accepted it [the role]. I did not know I had a choice.”
Lacking Confidence
Once participants decided to accept the role of caregiver, they described feelings of uncertainty and a lack of confidence in their ability to perform wound care. Participants acknowledged their lack of formal training in this area and were unsure of their ability to perform the required procedures.
Participants described their lack of knowledge and skill, recognizing a need for information and training to perform this type of complex care procedure. Participants noted the inadequacy of wound care information from healthcare providers. One participant shared, “You know, nobody said a word to me about caring for it or anything like that.” A lack of knowledge about dealing with an unfamiliar care procedure contributed to participants’ feelings of incompetence and undermined confidence.
Participants were also afraid of making mistakes and performing wound care incorrectly causing subsequent harm, pain, or complications. One participant who had to pack a deep wound shared: “I was afraid I was going to hurt her . . . to just sit there and stuff that stuff inside a hole in your wife’s neck is pretty unnerving.”
Participants described the need for proper supplies to support their care recipient, adding to their feelings of uncertainty and lack of confidence. For some participants, wound care supplies were available directly from a healthcare provider, such as a primary care physician or surgeon. However, participants were not always connected to a healthcare provider in the beginning and supplies were a significant challenge. One participant described the issue of obtaining supplies stating,
I go wherever I can get things. I get rubber gloves from [name of store A], of course right now they don’t have any [due to the pandemic]. I go to [name of store B] to get gauze pads, which I use to wipe down her legs. And [name of store C], like these foam bandages, they had them. I don’t know where you go to get some of this stuff.
In addition, participants shared stories about getting and using the wrong supplies and running out of supplies. One participant described their experience of finally getting the correct supplies, stating, “All those months of everything being wrong and once we got on the right path it was like a piece of cake, you know. The right supplies, the right everything.” For fear of not having enough supplies, participants purchased supplies out of pocket through online merchants and at local pharmacies and stockpiled items as assurance of availability.
Creating a System
Participants created their own systems for managing care to sustain their efforts. The participants developed processes to engage with healthcare providers, systems to schedule the timing of wound care and other personal care tasks, and systems of various informal support persons.
Participants garnered support from healthcare professionals for learning the proper wound care procedure, accessing wound care supplies, and feedback on wound healing progress. The participants initially learned how to properly care for the wound by observing the actions of the healthcare providers prior to performing the wound care independently. One participant shared how they learned, stating, “I watched the hospice nurse the first time. Maybe the first couple of times, I’m not sure but I watched her while she did it and kind of learned from that.”
Connection with healthcare professionals created the avenue for accessing wound care supplies. One participant had the support of home hospice care, stating, “The hospice supplied all [dressings]. They gave me the [gauze] and the Q-tips and gloves and salves and everything I needed.” Participants also relied on healthcare professionals for reassurance that they were caring for the wound properly and that the wound was healing as expected. One participant sent photographs, stating, “Every once in a while, I might send [the provider] a picture and say, ‘What do you think of that’ and I’d tell her what I’m doing and she’d say, ‘Yeah, that sounds right. That sounds good’.”
Participants spoke of creating an organizational system, such as a chart, electronic spreadsheet, or written notes. As caregivers, they used these individualized tools to keep track of the timing of wound care tasks, medical appointments, supply orders, and other caregiving duties such as medication administration and personal care needs. One participant described their system, stating,
I made a chart, because in addition to caring for the wound and feeding her, I also had to give her medication several times a day through the feeding tube. So, I had a chart on what time I gave this and what time I gave that and what time I changed the bandages, what time I fed her, basically from the time I got up until the time I went to bed.
In addition to this overall organization, participants described creating a systematic approach to specific tasks, such as how to lay out supplies for the dressing change and how to perform the steps of wound care more proficiently.
Participants recognized the need for emotional support and practical help from family, friends, and volunteers. They created a social network of individuals that could be relied on for a variety of support, such as those who would help with household chores, meals, or provide spiritual care. One participant described their network stating, “The kids were bringing food over, helping me with that, which that wasn’t any big deal. But I had a good support system.”
The network of personal support also provided respite care, defined as planned or emergency care for the care recipient to relieve the primary caregiver on a short-term basis. 23 One participant stated, “I’ve got a daughter that lives three blocks away, so she comes over and watches her and her girlfriend comes over and sits with her if I’m gone for a Saturday or something.” Participants relied on their network to provide respite care for running errands, personal healthcare appointments, exercise, or social activities.
Managing a network of personal support sometimes included refusing help or avoiding conversations. To maintain a system that worked for them, the participants shared how they would avoid or decline offers of support that they considered disruptive or unhelpful. One participant avoiding talking to family members whose advice did not align with the care recipient’s desire to remain in the home setting. That participant stated, “I couldn’t talk to my sisters because their answer is put him in an institution.” Participants were careful to exclude some persons from the hands-on tasks of wound care due to the invasive or unpleasant nature of caring for a wound. Participants also described a desire to protect some persons when the participant judged the offer of support would be burdensome and thus, sometimes avoided asking for help. For example, one participant stated, “I didn’t ask anybody for help because, I mean, I knew I had a complicated situation. I don’t know. I just didn’t ask for help.”
Trusting in Self
Once the participants created their system, they trusted their growing knowledge and skills to then modify care procedures independently. Through observation of the wound and feedback from healthcare providers, participants learned the signs of wound healing and trusted their own judgment to adjust care, such as altering the frequency of dressing change or modifying procedural steps. One participant who was managing a wound with a high volume of drainage shared a story of deciding to switch from gauze to an ostomy bag to control the drainage, stating, “I had these ostomy bags and put it on there and it did work.” In this phase the participants were able to modify the care procedures to best meet the care recipient’s unique needs.
Caregivers also trusted their growing knowledge of the care recipient’s needs to modify their household arrangements or routines to accommodate the caregiving tasks. In some situations, these modifications involved actual alterations to the home, for example, moving furniture to keep the care recipient on the first floor or remodeling to accommodate a wheelchair. One participant adjusted the home to provide the care recipient with a private bedroom with all necessary equipment easily accessible and implemented a communication system to facilitate the separate living spaces, explaining:
We have set up a doorbell system in his room. This bell has two buttons that you push. I put one behind his chair and one by his bed. So, either place he is he could just ring the bell and I can go. I live in the rest of the house.
Participants modified their priorities and personal interests, such as cancelling travel plans and avoiding social outings due to the demands of caregiving. For some participants, the caregiving demands were more complex and of longer duration, ultimately limiting priorities and interests indefinitely. One participant described this situation stating, “It has stopped my life . . . I have had to drop out of sorority, drop out of book club, drop out of church, drop out of—you name it, I don’t do it anymore.”
Owning the Outcomes
In the final phase of the process, the participants took ownership of what they had accomplished and the outcomes they had achieved. The participants described how they were the expert for their care recipient and were proud of their ability to contribute to the care recipient’s well-being.
Constant presence and attention made the participants the expert for their care recipient. Many participants spoke of how their intimate knowledge of the care recipient’s situation and unique needs made them a vital member of the healthcare team. For example, one participant described their interaction with a provider, stating,
When we would go in every week, he [the physician] would ask me, what do you think, or how did you do it or, or how’s it going type thing. And then sometimes even before he looked at it, he would say, “Well, what do you think? So, we had a good rapport.
The participants noted that healthcare providers came to value their assessment skills, decisions, and opinions as the care recipient’s expert caregiver which led participants to taking ownership for the care recipient’s progress.
As a result of becoming an expert for their care recipient, participants described feeling proud of having taken on the caregiver role and viewed themselves as responsible for the outcomes of their care. One participant shared this sentiment, stating, “When he was healed. . . Oh, gosh. That felt so good, I mean I was proud. You know, I felt like I had helped him through this, and maybe it wasn’t professionally done, but I felt pretty good about it.” The participants recognized that they made an impact and were central to the progress toward healing despite lacking professional healthcare education or training.
Discussion
Evidence suggests caregiving impacts the health of both caregivers and care recipients.1,11,24–28 Older adult caregivers are more likely to have multiple chronic diseases making them more vulnerable.4,26 While 19% of today’s caregivers are over age 65, the number of potential caregivers aged 45–64 are decreasing due to changing family structures and composition.1,29 The future caregiver shortage in combination with the prevalence of chronic disease in older adults and increasing need for complex care procedures to be managed in the home setting underscore the importance of understanding how to support and sustain older adult caregivers in their role. 4
Existing caregiving frameworks and theories focus on the relationships between and among common concepts/variables related to caregiving.30,31 While informative, these theories/frameworks were largely derived deductively using quantitative methods with structured response instruments. Understanding the process of how older adult caregivers manage care from the perspective of the caregiver is missing is missing in the literature. Using the qualitative methodology of grounded theory, this study created a process theory of how older adult caregivers manage complex care in the home setting using wound care as an example of complex care. Grounded theory was selected because it uses the caregivers’ voice in constructing the theory, thus achieving the research aim of understanding how older adult caregivers manage a complex care procedure in the home setting from their perspective.
Wound care is complex involving highly individualized procedures, specialized supplies, and frequent assessments. Wound healing can proceed along an unpredictable course, requiring numerous changes to the procedure and varying wound care supplies which may be costly and difficult to obtain. 32 Caregivers must learn how to distinguish between signs of wound healing and wound complications, such as expected wound drainage versus drainage caused by infection. 32 Likewise, the caregiver must determine when it is necessary to notify the healthcare professionals of their concerns. Individuals may require accommodations for ADLs like bathing and mobility or a special diet to support wound healing. 32 These factors intensify the caregiving situation; yet the participants in this study were successful in their caregiver role. Other older adults with personal health problems and deteriorating health related to the caregiving role, such as fatigue, poor sleep, physical strain, anxiety, depression, or loneliness, may not be able to overcome such complexities.6,33
Relationships with healthcare professionals were an important part of the process. Healthcare professionals provided wound care procedure education for the participants, facilitated supply acquisition, and offered reassurance to the caregivers about their performance. An initial lack of confidence and feelings of fear gave way to eventually seeing themselves as the expert for their care recipient after garnering support from the healthcare professionals. Connection with healthcare professionals for promoting health and well-being as well as preventing and managing chronic disease is a critical component in achieving health equity. 34 Similarly, parents managing technology-dependent children in the home also valued the relationship with healthcare professionals for information, hands-on training, supplies, and reassurance and the healthcare professionals acknowledged the expertise of the parents in caring for their child’s complex needs. 35 The role of healthcare professional support leading to eventual caregiver expertise was also noted in interviews of caregivers managing a variety of complex care procedures and the healthcare professionals who supported them. 36
While some participants relied on selected individuals for support, others did not ask for help or declined offers. For older adult caregivers, it is possible that their social network is decreasing with age, or their own personal health makes it difficult to maintain relationships. Due to the personal or invasive nature of wound care procedures, caregivers may be protective of the care recipient’s privacy and thus avoid involving other individuals. 26 Feelings of guilt should be considered as some older adult caregivers reported avoiding help because they felt guilty going out to enjoy themselves while their care recipient was feeling ill or home-bound. 33 Other researchers have also found caregivers do not seek out informal support persons and have hypothesized that caregivers may feel obligated to manage on their own or that asking for help was too burdensome.26,33 Given the known benefits of a social support network, especially for respite care, on caregiver stress and burden, understanding caregivers’ decision-making processes and rationale for avoidance of help is a pressing issue. 23
Motivation for accepting the caregiving role varies. Participants in our study acknowledged the importance of the relationship with their care recipient and became a caregiver as a natural fulfillment of their marriage vows or familial obligation. Motivation to perform a complex care procedure in the home setting may be influenced by potential benefits to the caregiver, such as less time spent traveling to appointments or being able to address problems immediately instead of waiting for professional assistance. Similar to our findings, other researchers found older adult caregivers accepted the role as an integral part of their long-term relationships.26,33 Yet in a different study of caregivers managing a variety of complex care procedures in the home, participants were primarily motivated by the expected benefit for the care recipient, such as adequate nutrition due to nasogastric tube feedings. 37 Some participants, however, accepted the caregiver role due to a perceived lack of choice. Previous research has identified caregivers lacking choice in the decision as being more likely to report stress as compared to those caregivers with a choice in caregiving.38,39 Assessing older adult caregivers’ choice or motivation for becoming a caregiver could be an early warning signal to providers about potential negative consequences and a need for early interventions to minimize stress and burden.
Taking on the caregiving role resulted in unexpected modifications. Modifications included changes to the physical home, such as wheelchair accessibility and rearranging furniture, which require adequate financial resources. Almost half of all caregivers report negative financial impact as a result of caregiving, such as spending their personal savings, leaving bills unpaid or paying bills late, and borrowing money from others. 1 While the participants in our study were able to make modifications to the home setting, this may not be feasible for all older adult caregivers such as those sustained on a fixed income from Social Security benefits.4,5 Unexpected modifications also included adjustments to an anticipated future lifestyle, such as cancelling vacations, leaving a job, or limiting social engagements. Diminishing social circles, restricted lives, and cancelled social engagements were echoed by other older adult caregivers.33,40 Feelings of social isolation and loneliness for caregivers can lead to decreased mental well-being. 26 Understanding of the impact of such modifications on the older adult caregiver’s health, ability, and desire to continue in the caregiving role is needed.
With increasing demands on informal caregiving, these findings provide valuable insights into how older adult caregivers managed providing wound care, a complex care procedure. The findings should be considered within the context of the limitations of the study. Recruitment of participants was limited to those willing to be interviewed; persons declining to discuss their experience may have different perceptions. Additionally, recruitment was completed during the COVID-19 pandemic using social media and data were collected via phone or internet methods, thus excluding individuals without access to the internet. The impact of pandemic public health restrictions on recruitment, participation, and data collection is not known. It is reasonable to assume that since participants had internet access and were to some extent computer literate, they were likely within a higher socioeconomic status. Participants of varying socioeconomic status may have differing processes for managing a complex care procedure.
Participants included individuals currently providing care and those who had previously been caregivers. Current caregivers had not completed the experience, whereas the passage of time may have altered other participants’ recollection of their experience. Further, the impact of COVID-19 restrictions may have altered some participants’ caregiving experience, such as accompanying care recipients to appointments.
This framework captures the process of how older adult caregivers manage wound care as an exemplar complex care procedure. This process takes place in phases over time and is dependent on several factors including the type of wound, such as a planned surgical wound versus an unanticipated wound, development of wound healing complications, health of the care recipient and older adult caregiver, and access to healthcare professionals. An understanding of the older adult caregiver’s process creates opportunities for nurses to develop and implement evidence-based interventions. Future research can support increased understanding of how nurses can support older adult caregivers.
Footnotes
Author’s Note
This research is part of a doctoral dissertation and is published on ScholarWorks.
Declaration of Conflicting Interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The authors received no financial support for the research, authorship, and/or publication of this article.
