Abstract
The American Academy of Otolaryngology—Head and Neck Surgery Foundation (AAO-HNSF) has published a supplement to this issue featuring the new Clinical Practice Guideline: Allergic Rhinitis. To assist in implementing the guideline recommendations, this article summarizes the rationale, purpose, and key action statements. The 14 recommendations developed address the evaluation of patients with allergic rhinitis, including performing and interpretation of diagnostic testing and assessment and documentation of chronic conditions and comorbidities. It will then focus on the recommendations to guide the evaluation and treatment of patients with allergic rhinitis, to determine the most appropriate interventions to improve symptoms and quality of life for patients with allergic rhinitis.
Allergic rhinitis (AR) is one of the most common diseases affecting adults. 1 It is the most common chronic disease in children in the United States today 2 and is the fifth most chronic disease in the United States overall. 3 Allergic rhinitis is estimated to affect nearly 1 in every 6 Americans and generates $2 to $5 billion in direct health expenditures annually.4,5 It can impair quality of life and, through loss of work and school, is responsible for as much as $2 to $4 billion in lost productivity annually.4,5 Not surprisingly, there are myriad diagnostic tests and treatments used in managing patients with this disorder, yet there is considerable variation in their use. This clinical practice guideline (CPG) was undertaken to optimize the care of patients with AR by addressing quality improvement opportunities through an evaluation of the available evidence and an assessment of the harm-benefit balance of various diagnostic and management options.
For the purpose of this guideline, AR is defined as an immunoglobulin E (IgE)–mediated inflammatory response of the nasal mucous membranes after exposure to inhaled allergens. Symptoms include rhinorrhea (anterior or postnasal drip), nasal congestion, nasal itching, and sneezing. Allergic rhinitis can be seasonal or perennial, with symptoms being intermittent or persistent. Table 1 summarizes the common terminology used for this guideline.
Abbreviations and Definitions of Common Terms.
Defining Allergic Rhinitis
Allergic rhinitis may be classified by (1) the temporal pattern of exposure to a triggering allergen as seasonal (eg, pollens), perennial/year round (eg, dust mites), or episodic (environmental from exposures not normally encountered in the patient’s environment, eg, visiting a home with pets); (2) frequency of symptoms; and (3) severity of symptoms. Classifying AR in this manner may assist in choosing the most appropriate treatment strategies for an individual patient.
In the United States, AR has traditionally been viewed as either seasonal or perennial, and it is this classification system that the Food and Drug Administration (FDA) uses when approving new medications for AR. However, it is recognized that this classification system has limitations, as the length of the aeroallergen pollen season is dependent on geographic location and climatic conditions. When the pollen season is year round (eg, tropical locations), it can be very difficult based on history to distinguish allergic symptoms provoked by exposure to pollen from symptoms caused by exposure to allergens that are perennial in temperate zones (eg, dust mites). Mold has been considered both a seasonal and a perennial allergen. 6 Furthermore, it is recognized that many patients with AR have perennial AR exacerbated by seasonal pollen exposure, and many patients are polysensitized so the clinical implications of seasonal vs perennial are not as clear. 6
Classifying a patient’s symptoms by frequency and severity allows for more appropriate treatment selection. Allergic rhinitis symptom frequency has been divided into intermittent (<4 days/week or <4 weeks/year) and persistent (>4 days/week and >4 weeks/year). 6 However, this classification of symptom frequency has limitations. For example, the patient who has symptoms 3 days/week year round would be classified as “intermittent” even though he or she would more closely resemble a “persistent” patient. It may be best for the patient and the provider to determine which frequency category is most appropriate and would best guide the treatment plan. Based on these definitions, it is possible that a patient may have intermittent symptoms with perennial AR or persistent symptoms with seasonal AR.
Allergic rhinitis severity can be classified as mild (when symptoms are present but are not interfering with quality of life) or more severe (when symptoms are bad enough to interfere with quality of life).6,7 Factors that may lead to a more severe classification include exacerbation of coexisting asthma; sleep disturbance; impairment of daily activities, leisure, and/or sport; and impairment of school or work.
Purpose
The primary purpose of this guideline is to address quality improvement opportunities for all clinicians, in any setting, who are likely to manage patients with AR, as well as to optimize patient care, promote effective diagnosis and therapy, and reduce harmful or unnecessary variations in care. The guideline is intended to be applicable for both pediatric and adult patients with AR. Children younger than 2 years were excluded in this CPG because rhinitis in this population may be different than in older patients and is not informed by the same evidence base.
The guideline is intended to focus on a select number of quality improvement opportunities deemed most important by the working group and is not intended to be a comprehensive reference for diagnosing and managing AR. The recommendations outlined in the guideline are not intended to be an all-inclusive guide for patient management, nor are the recommendations intended to limit treatment or care provided to individual patients. The guideline is not intended to replace individualized patient care or clinical judgment. Its goal is to create a multidisciplinary guideline with a specific set of focused recommendations based on an established and transparent process that considers levels of evidence, harm-benefit balance, and expert consensus to resolve gaps in evidence. 8 These specific recommendations may then be used to develop performance measures and identify avenues for quality improvement. Table 2 highlights the topics and issues considered in the development of this guideline.
Topics and Issues Considered in Allergic Rhinitis Guideline Development. a
This list was created by the Guideline Development Group to refine content and prioritize action statements; not all items listed were ultimately included in the guideline.
Methods
This guideline was developed using an explicit and transparent a priori protocol for creating actionable statements based on supporting evidence and the associated balance of benefit and harm. 9 The Guideline Development Group (GDG) consisted of 20 panel members representing experts in otolaryngology, allergy and immunology, internal medicine, family medicine, pediatrics, sleep medicine, advanced practice nursing, complementary and alternative medicine (acupuncture and herbal therapies), and consumer advocacy. For additional details on methodology, please refer to the complete text of the guideline. 10 The 14 guideline recommendations are summarized in Table 3 , with the corresponding action statements and profiles reproduced below. Supporting text and complete citations can be found in the guideline proper. 10
Summary of Guideline Action Statements.
Key Action Statements
Action Statement Profile
Quality improvement opportunity: To promote a consistent and systematic approach to initial evaluation of the patient with allergic rhinitis
Aggregate evidence quality: Grade C, based on observational studies
Level of confidence in evidence: High
Benefits: Avoid unnecessary treatment or testing, have appropriately timed referral, institute a specific therapy, improve quality of life (QOL) and productivity, improve accurate diagnosis
Risks, harms, costs: Inappropriate treatment, potential misdiagnosis from using history and physical alone
Benefit-harm assessment: Preponderance of benefit over harm
Value judgments: Although the GDG recognized that a conclusive diagnosis of allergic rhinitis is difficult without diagnostic testing, making a presumptive diagnosis of allergic rhinitis based on history and physical examination alone is reasonable
Intentional vagueness: The use of the words “clinical diagnosis” acknowledges that this is a presumptive diagnosis not confirmed with testing. The use of the words “when patients present with a history and physical exam consistent with an allergic cause” assumes that a clinician will know how to make an appropriate diagnosis of allergic rhinitis. Specifics of what constitutes a history and physical exam consistent with an allergic cause are provided in the supporting text.
Role of patient preferences: Limited—patient may request additional testing be conducted before deciding on initiation of treatment
Exclusions: None
Policy level: Recommendation
Differences of opinion: None
Action Statement Profile
Quality improvement opportunity: Improve accurate diagnosis and avoid unnecessary testing
Aggregate evidence quality: Grade B, based on randomized controlled trials and systematic reviews
Level of confidence in evidence: High
Benefits: Confirming diagnosis, directing pharmacologic therapy, directing immunotherapy, avoidance strategies, avoidance of ineffective therapy, reducing cost of unnecessary testing
Risks, harms, costs: Cost of testing, adverse events from testing, misinterpretation of results, inaccurate test results (false positives and negatives)
Benefit-harm assessment: Preponderance of benefit over harm
Value judgments: Patients may benefit from identification of specific allergic cause
Intentional vagueness: We did not specify which specific IgE test (blood or skin) to order. We also did not specify which allergens to test as that was beyond the scope of this guideline. We did not specify what constitutes empiric treatment, although this is generally treatment that is initiated prior to confirmatory, IgE-specific testing and could include recommending environmental controls, allergen avoidance, or medical management. Lack of response to empiric treatment is not defined to allow the clinician to exercise judgment in making this determination but is generally thought to include patients with persistent symptoms despite therapy.
Role of patient preferences: Moderate—shared decision making in discussion of harms and benefits of testing; clinicians and patients should discuss potential costs, benefits, adverse effects of additional testing, and type of testing, either skin or blood, if neither is contraindicated
Exclusions: None
Policy level: Recommendation
Differences of opinion: None
Action Statement Profile
Quality improvement opportunity: Reduction of variation of care, reduction of potential harm from unnecessary radiation exposure
Aggregate evidence quality: Grade C, based on observational studies
Level of confidence in evidence: High
Benefits: Avoiding unnecessary radiation exposure, reduction of cost, reducing variation in care
Risks, harms, costs: Inaccurate or missed diagnosis of pathology with similar presenting symptoms
Benefit-harm assessment: Preponderance of benefit over harm
Value judgments: None
Intentional vagueness: The word “routine” was used to allow for circumstances where the patient history may warrant imaging for evaluation of another problem besides AR
Role of patient preferences: None
Exclusions: None
Policy level: Recommendation
Differences of opinions: None
Action Statement Profile
Quality improvement opportunity: Reduce expenditures on environmental measures that do not improve symptoms
Aggregate evidence quality: Grade B, based on randomized controlled trials with minor limitations and observational studies
Level of confidence in evidence: Moderate: with the exception of studies on house dust mites, the majority of the studies were small
Benefits: Decreased allergen levels and possible reduction in symptoms
Risks, harms, costs: Cost of environmental controls, emotional effect (ie, recommending animal avoidance in pet lovers), cost of ineffective recommendation
Benefit-harm assessment: Equilibrium
Value judgments: Many studies have demonstrated a reduction in allergen levels with environmental controls, but benefits in alleviating symptoms are limited. Use of multiple avoidance techniques may be more effective than individual measures
Intentional vagueness: None
Role of patient preferences: Large—shared decision making in discussion of evidence for effectiveness of possible controls and the need to weigh the costs and benefits
Exclusions: None
Policy level: Option
Difference of opinion: None
Action Statement Profile
Quality improvement opportunity: Identification of significant comorbid conditions or complications. Potential for treatment optimization
Aggregate evidence quality: Grade B, based on randomized trials with some heterogeneity
Level of confidence in the evidence: High
Benefits: Increased awareness of these conditions, identification of treatable conditions, and knowledge of these conditions may alter recommendations for allergic rhinitis treatment as comorbid conditions can alter response to treatment
Risks, harms, costs: Potential erroneous diagnosis of comorbid conditions
Benefit-harm assessment: Preponderance of benefit over harm
Value judgments: None
Intentional vagueness: None
Role of patient preferences: None
Exclusions: None
Policy level: Recommendation
Differences of opinion: None
Action Statement Profile
Quality improvement opportunity: Optimizing the use of proven effective therapy
Aggregate evidence quality: Grade A, based on randomized controlled trials with minor limitations
Level of confidence in the evidence: High
Benefits: Improved symptom control, improved QOL, better sleep, potential cost saving with monotherapy, targeted local effect
Risks, harms, costs: Topical side effects, epitaxis, drug side effects, potential growth concerns in children, septal perforation, and the cost of medication
Benefit-harm assessment: Preponderance of benefit over harm
Value judgments: None
Intentional vagueness: None
Role of patient preferences: Large—there are multiple classes of effective therapy with differing risks, adverse effects, costs, and benefits. The clinician should use his or her expertise in assisting patients to evaluate the best treatment and to ensure patient compliance.
Exclusions: None
Policy level: Strong Recommendation
Differences of opinions: Minor. There were some differences of opinion as to what the best therapies for mild or intermittent symptoms are, as oral or nasal antihistamines may be adequate therapy for those patients
Action Statement Profile
Quality improvement opportunity: Avoidance of sedating antihistamine use and promotion of use of effective symptom-directed therapy
Aggregate evidence quality: Grade A, based on randomized controlled trials with minor limitations
Level of confidence in evidence: High
Benefits: Rapid onset of action, oral administration, relief of symptoms, over-the-counter availability, potentially cost saving (generic brand), relief of eye symptoms
Risks, harms, costs: Systemic side effects (sedation), dry eyes, urinary retention
Benefit-harm assessment: Preponderance of benefit over harm
Value judgments: None
Intentional vagueness: None
Role of patient preferences: Large—shared decision making in considering the benefits, harms, costs, and evaluation of the best treatment options. Clinicians should offer a comparison of evidence for the effectiveness of oral vs nasal administration of antihistamines and nasal steroids that will provide good patient adherence and treatment efficacy
Exclusions: None
Policy level: Strong Recommendation
Differences of opinions: None
Action Statement Profile
Quality improvement opportunity: Improve awareness of this class of medications as another effective treatment for allergic rhinitis that may be an alternative to other medication classes
Aggregate evidence quality: Grade A, based on randomized controlled trials with minor limitations and observational studies
Level of confidence in evidence: High, but most of the trials were of short duration
Benefits: Rapid onset, increased effectiveness over oral antihistamines for nasal congestion
Risks, harms, costs: Increased cost relative to oral antihistamines, poor taste, sedation, more frequent dosing, epistaxis, local side effects
Benefit-harm assessment: Equilibrium
Value judgments: The GDG felt that in general, this class of medications would represent second-line therapy after failure of nasal steroids or oral antihistamines due to poor acceptance due to taste and cost but that there may be specific patients in whom this class would be an appropriate first-line therapy
Intentional vagueness: None
Role of patient preferences: Large—there is equilibrium of benefits to risks when using intranasal antihistamine. Shared decision making may help ensure that the patient understands the potential benefits vs harms of undergoing this treatment, while also promoting patient compliance with medication
Exclusions: Not approved for children younger than age 5 years
Policy level: Option
Differences of opinion: Minor; there are reasonable data supporting their use, but there was some debate regarding the harm-benefit ratio leading this to be an option. Several panel members thought these should be recommended at the same level as oral antihistamines
Action Statement Profile
Quality improvement opportunity: Reduced use of a less effective agent for initial therapy
Aggregate evidence quality: Grade A, based on randomized controlled trials and systematic reviews
Level of confidence in evidence: High
Benefits: Avoid ineffective or less effective therapy, cost saving, decreased variations in care
Risks, harms, costs: There may be a subset of patients who would benefit from this medication (ie, patient with both AR and asthma)
Benefit-harm assessment: Preponderance of benefit over harm
Value judgments: The panel was concerned with the cost of this medication in combination with the evidence that it is less effective than first-line medications
Intentional vagueness: None
Role of patient preferences: Low—rare patients with intolerance of intranasal therapy and concerns regarding somnolence may benefit from consideration of use of this class of medicine
Exclusions: Patient with concurrent diagnosis of asthma. These patients may benefit from oral leukotriene receptor antagonists as a first-line therapy
Policy level: Recommendation
Differences of opinion: None
Action Statement Profile
Quality improvement opportunity: Reduce variations in care, improve symptom control
Aggregate evidence quality: Grade A, based on randomized controlled trials with limitations, observational studies
Level of confidence in evidence: High. There is strong evidence supporting the use of some combinations and the ineffectiveness of other combinations
Benefits: Improved effectiveness and symptom control of combined therapy
Risks, harms, costs: Increased cost, overuse of medication, use of ineffective combinations, multiple medication side effects, drug interactions
Benefit-harm assessment: Equilibrium
Value judgments: None
Intentional vagueness: The term “combination therapy” is nonspecific as there are multiple different combinations. The details are elaborated in the supporting text. The term “inadequate response to monotherapy” also allows for some interpretation by clinicians and patients
Role of patient preferences: Moderate—shared decision making in consideration of evidence for benefits, harms and cost of combinations, effective dosing, and potential medication interactions to assist the patient in more effective treatment compliance
Exclusions: Decongestants that are part of some combined products are not approved for children younger than age 4 years
Policy level: Option
Differences of opinion: None
Action Statement Profile
Opportunity for quality improvement: Increased appropriate use of immunotherapy and reduce variation in care, increased awareness of immunotherapy
Aggregate evidence quality: Grade A, based on randomized controlled trials and systematic reviews
Level of confidence in evidence: High
Benefits: Altered natural history, improved symptom control, decreased need for medical therapy, long-term cost effectiveness, may improve or prevent asthma or other comorbidities, and may prevent new sensitizations
Risks, harms, costs: Local reactions, and systemic reactions including anaphylaxis, increased initial cost, frequency of treatment (logistics), pain of injection, delayed onset of symptom control (months)
Benefit-harm assessment: Preponderance of benefit over harm
Value judgments: None
Intentional vagueness: We elected to use the term “inadequate response” to medical therapy as there are circumstances where immunotherapy may be beneficial for symptom control even if there is some response to medical therapy since immunotherapy addresses the underlying pathophysiology of atopy
Role of patient preferences: Large—there are potential risks, harms, and costs associated with the use of immunotherapy and a delayed onset. Shared decision making may help the patient understand the potential harms of undergoing this treatment. In addition, the efficacy of using this mode of therapy also depends on patient compliance with frequency and duration of treatment, as well as delay in onset of effect with immunotherapy
Exclusions: Uncontrolled asthma
Policy level: Recommendation
Differences of opinion: Minor; some panel members felt that immunotherapy could be offered as first-line treatment to patients who elect not to use medical therapy
Action Statement Profile
Quality improvement opportunity: Improved nasal breathing and QOL
Aggregate evidence quality: Grade C, based on observational studies
Level of confidence in the evidence: Moderate
Benefits: Improved symptoms, improved QOL, improved medication delivery, reduced medication use, better sleep
Risks, harms, costs: Unnecessary surgery, cost of surgery, risks of surgery, atrophic rhinitis
Benefit-harm assessment: Balance of benefit and harm
Value judgments: The panel felt that despite the lack of head-to-head trials between medical and surgical therapy, surgery should be reserved for patients failing medical therapy due to the higher risk of any surgical management
Intentional vagueness: The panel elected to use the term “failure of medical therapy” as there are circumstances where inferior turbinate reduction may be beneficial for symptom control even if there is some response to medical therapy
Role of patient preferences: Large—clinicians should use a shared decision-making process about the risks, benefits, and costs of undergoing surgery and associated use of anesthesia
Exclusions: Patients who are not surgical candidates
Policy level: Option
Differences of opinion: Minor difference of opinion whether allergic rhinitis is an independent risk factor for turbinate hypertrophy
Action Statement Profile
Quality improvement opportunity: Increased awareness of acupuncture as a treatment option for allergic rhinitis
Aggregate evidence quality: Grade B, based on randomized controlled trials with limitations, observational studies with consistent effects
Level of confidence in evidence: Low; the randomized trials did not show comparison to traditional medical therapy for allergic rhinitis and had methodological flaws
Benefits: Effective alternative to medical therapies, reduction of symptoms, may more closely align with patient values, improved quality of life, avoidance of medication use and potential side effects
Risks, harms, costs: Logistics of multiple treatments, need for multiple needle sticks, cost of treatment, rare infections
Benefit-harm assessment: Equilibrium of benefit and harm
Value judgments: Panel members varied in their preconceived bias for or against acupuncture
Intentional vagueness: None
Role of patient preferences: Limited—potential for shared decision making
Exclusions: None
Policy level: Option
Differences of opinions: None
Action Statement Profile
Quality improvement opportunity: Not applicable
Aggregate evidence quality: Uncertain
Level of confidence in evidence: Low. Many of the studies were small and of questionable methodology. The meta-analyses were done in English but looked at articles from the Chinese literature, which are not available for assessment by the panel
Benefits: Improved awareness of alternative treatments, improved education of side effects of herbal therapy
Risks, harms, costs: Not applicable
Benefit-harm assessment: Not applicable
Value judgments: There are many herbal therapies, but there is only evidence for a few that have appropriate studies. There is limited knowledge about these products among most of the panel members, and accordingly there was a bias against their use. There is concern about the quality of standardization of herbal medicines and their safety
Intentional vagueness: None
Role of patient preferences: None
Exclusions: None
Policy level: No recommendation
Differences of opinion: None
Disclaimer
The clinical practice guideline is not intended as the sole source of guidance in managing patients with allergic rhinitis (AR). Rather, it is designed to assist clinicians by providing an evidence-based framework for decision-making strategies. The guideline is not intended to replace clinical judgment or establish a protocol for all individuals with this condition and may not provide the only appropriate approach to diagnosing and managing this program of care. As medical knowledge expands and technology advances, clinical indicators and guidelines are promoted as conditional and provisional proposals of what is recommended under specific conditions but are not absolute. Guidelines are not mandates; these do not and should not purport to be a legal standard of care. The responsible physician, in light of all circumstances presented by the individual patient, must determine the appropriate treatment. Adherence to these guidelines will not ensure successful patient outcomes in every situation. The American Academy of Otolaryngology—Head and Neck Surgery Foundation emphasizes that these clinical guidelines should not be deemed to include all proper treatment decisions or methods of care, or to exclude other treatment decisions or methods of care reasonably directed to obtaining the same results.
Author Contributions
Disclosures
Footnotes
Sponsorships or competing interests that may be relevant to content are disclosed at the end of this article.
