Abstract
The production of low-stress, high-performance wear-resistant steels poses a formidable challenge in the steel industry. This article delves into the carbide precipitation behaviour of wear-resistant steel NM300TP during tempering and its subsequent impact on residual stress and mechanical properties. Our findings reveal a crucial aspect: prolonging the holding time can interfere with the precipitation behaviour of carbides, thereby altering the relaxation mechanism of residual stress and its influence on material properties. Remarkably, we discovered that substituting the formation of θ-cementites with the precipitation of ε-transition carbides can yield a steel with significantly lower residual stress while maintaining exceptional mechanical properties. Specifically, when θ-cementites precipitate, the residual stress in the wear-resistant steel diminishes by 54.23%, accompanied by a hardness measurement of 299.58 HV0.5. However, when a substantial quantity of ε-transition carbides is dispersed and precipitated, the residual stress is further diminished by 69.51%, and the hardness reaches 317.2 HV0.5. Furthermore, this precipitation of ε-transition carbides exhibits superior wear resistance compared to θ-cementites. These groundbreaking discoveries offer critical theoretical insights for the development of low-stress, high-performance wear-resistant steels, paving the way for innovative advancements in the steel industry.
Introduction
Due to its rapid three-stage cooling process, low-alloy wear-resistant steel introduces high-amplitude residual stress within its structure, which can result in material deformation and failure due to the presence of residual stress.1,2 It has been demonstrated in practice that tempering serves as a beneficial heat treatment method for reducing the residual stress and enhancing the plate shape during the production process. 3 Past experiences have indicated that augmenting the tempering temperature and prolonging the holding time can relax the residual, although concurrently causing a reduction in the material's mechanical properties. However, low-alloy wear-resistant is widely used in the production and manufacturing of construction machinery, mining machinery, and commercial vehicles due to its exceptional comprehensive mechanical properties. 4 As a result, it is an important research topic to relieve residual stress of wear-resistant steel by optimising the tempering heat treatment process while taking into account the excellent mechanical properties.
Ritter et al. 5 believed that the change in the mechanical behaviour of materials during the tempering process is the main reason for residual stress relaxation, and they attempted to reveal the inherent mechanism of residual stress evolution by investigating the changes in the elastic modulus, yield strength, and creep behaviour of materials during the tempering process. This research also provides a theoretical basis for reducing the residual stress distribution by increasing the tempering temperature and extending the tempering time. Morra et al. 6 found that irreversible plastic deformation similar to phase transformation plasticity occurs when the nanoscale carbides in the material are coarsened. This study provides a new entry point for exploring the change of residual stress during tempering. Yamazaki et al.7,8 found that during the tempering process, when the applied load is lower than the yield strength of the material, the material produces irreversible plastic behaviour in the direction of the load. This plasticity was named as ‘tempering plasticity’. It is used as the main influence factor to predict the residual stress during the tempering process. Subsequently, Kaiser et al.9–11 found that plastic behaviour similar to phase transformation plasticity occurs in cementite precipitation stage during the tempering process and predicted the evolution of residual stress during tempering by the Greenwood–Johnson model. Ding et al.12,13 confirmed the existence of irreversible plastic behaviour during carbide precipitation. They further pointed out that this plastic behaviour caused by carbide precipitation is the main reason for the relaxation of residual stress during tempering. It is worth noting that the precipitation, coarsening and dissolution of carbides can lead to different plastic behaviours, resulting in differences in the relaxation degree of residual stress. However, previous studies have mostly focused on the relaxation of residual stress during tempering, ignoring the changes in material mechanical properties during this process. Therefore, we need to comprehensively investigate the comprehensive impact of the tempering process on material properties. It is widely acknowledged that during tempering, there are multiple overlapping and distinct phases of organisational change, including carbon segregation and aggregation, transition carbide precipitation, decomposition of residual austenite, cementite precipitation and precipitation of the alloy carbides.14–16 As the parameters are changed during the tempering process, the nature of the carbides undergoes a transformation, resulting in a profound effect on the mechanical properties. Specifically, as the tempering temperature gradually increases, the coarsening of carbides inevitably leads to deterioration of the mechanical properties of wear-resistant steels. 17 Liang et al. 18 found that as the tempering temperature increases, the activity of the carbon atoms increases, the carbide size becomes larger, and the solid solution strengthening and precipitation strengthening are weakened, resulting in a decrease in strength. On the other hand, Yi et al. 19 found that with the extension of the tempering holding time, the carbides undergo coarsening and aggregation, the carbide size increases and the volume fraction decreases, leading to a decrease in impact toughness and wear resistance. However, when it comes to low-alloy wear-resistant steel, its wear resistance and hardness are crucial performance indicators. Therefore, how to control the precipitation of carbides while optimising the tempering process, thereby improving residual stress while maintaining high mechanical properties, remains an urgent problem facing researchers. Currently, there is no reasonable method that can perfectly solve this issue.
Therefore, in this article, we employed a strategy of extending the holding time at low temperature to intervene in the precipitation behaviour of carbides during the tempering process of wear-resistant steel NM300TP. The characterisation of carbide precipitation is carried out through dilatometry curve analysis, dislocation density measurement and examination of the microstructure. The effects of different carbide precipitations on residual stress and mechanical properties during tempering were investigated. Additionally, we aim to explore the intervening plastic behaviour of carbide precipitation during tempering and their effect on residual stress and mechanical properties improvement.
Experimental
Materials
The material for this study is a low-alloy wear-resistant steel NM300TP with a thickness of 4 mm. The chemical composition is shown in Table 1.
Chemical composition of the specimen (mass. Wt-%).
Residual stress measurement
Eight specimens (60 mm × 70 mm × 4 mm) were taken from the middle of the steel plate with a wire cutter. One of the specimens was used for the original specimen. Respectively, four specimens were placed in a box-type heating furnace with stable temperature (100/200/300/350 °C) and held for 30 min. Next, the furnace was stabilised at 200 °C, and the remaining three specimens were placed in turn and held for 30/45/60 min, respectively. The finished specimens after heat treatment were air cooled to room temperature. The crack compliance method (CCM)20,21 was used to measure the residual stress in the original test before tempering and the specimens after tempering. The principle of the CCM involves introducing a gradually deepening crack with a depth of aj into the tested object with a thickness of t to release the residual stress in the material. During the process of residual stress release, strain values at certain specific points on the tested object are collected. By comparing the strain values with the compliance function calculated using the finite element software, the residual stress σxy can be inversely calculated, as shown in Figure 1.

A schematic of crack compliance method.
To ensure accurate stress measurements and minimise the influence of introduced cracks on the stress at the measurement point, a wire electric discharge machine (EDM) was employed to introduce cracks precisely in the centre of the specimen surface. The EDM wire cutting process, specifically using the DK7732SF model with a
Transmission electron microscopy characterisation
A size specification of 10 mm × 10 mm × 0.1 mm was cut from the aforementioned heat-treated specimen and ground to a thickness of 60 μm with different grits. In addition, the thin wafer of Φ3 mm was punched out using a special puncher and processed using a twin-jet electropolisher. The electrolyte used during the twin-jet electropolisher was a 5-vol.-% perchloric acid-alcohol solution. The morphology, distribution and composition of carbides of the prepared specimen were observed by JOEL JSM 2100F 200 kV field emission transmission electron microscopy (TEM) and energy dispersive spectrometer (EDS).
Dislocation density measurement
A 10 mm × 10 mm × 4 mm specimen was cut from the aforementioned heat-treated specimen, and its dislocation density was measured using a Bruker D8 intelligent X-ray diffractometer. The specific test parameters were as follows: the target was Cu, the wavelength was λ = 0.1540538 nm, the tube voltage and tube current were 40 kV and 150 mA, the continuous scanning step was 0.01°, the scanning speed was 0.5° min−1, and data were collected in the 2θ diffraction angle range of 30 to 120°, in which the diffraction peaks of the phase crystal plane were observed. The dislocation density was calculated by the Williamson–Hall (WH) method.
Non-isothermal tempering tests
In order to reveal the characteristics related to the tempering process, the specimen with the size of ø4 mm × 10 mm (Figure 2(b)) was put into the TA DIL805L (TA Instruments Corp., New Castle, PA, USA) dilatometer for test. The test's procedural flowchart is shown in Figure 2(a), the heating rate was 2 °C min−1 to 350 °C and subsequently cooled down to room temperature at a cooling rate of 50 °C min−1 to complete the first tempering, and the second temperature-raising and loading process was precisely the same as the first one. Notably, the expansion curve recorded during the second heating process served as the benchmark reference baseline. Throughout both tempering cycles, the specimen's length variations during the heating and cooling processes were meticulously recorded.

Non-isothermal tempering test: (a) process flow chart and (b) the dimension of the specimen.
Mechanical properties tests
An 8 mm × 10 mm × 4 mm specimen was cut from the aforementioned heat-treated specimen. After meticulous grinding and polishing, it was put into a 4% nitric acid ethanol solution for etching, and then its hardness was measured using a Netzsch STA449C type Vickers hardness tester, applying a load of 4.9 N for a dwell time of 10 s. To ensure reliability, the average of the results obtained from three separate experiments was calculated and adopted as the final hardness value.
A 10 mm × 20 mm × 4 mm specimen was cut from the aforementioned heat-treated specimen. After grinding and polishing, the sliding friction test was carried out on a BMT-I multifunctional material surface performance comprehensive tester. The friction coefficient of the tested sample was automatically and accurately measured by the computer. The friction coefficient curve of each measurement was recorded and plotted by the sensors integrated in the equipment. Before and after conducting the test, it is crucial to measure the weight of the specimen using an electronic balance with a precision of 0.0001 g. It is essential to clean the specimen with alcohol and thoroughly dry it before each weighing. This will effectively remove any iron filings and stains that may be clinging to the abraded specimen, ensuring the precision of the weight loss resulting from abrasion.
Results
Carbide precipitation behaviour in tempering process
The tempering reaction mainly occurs in the heating process. 22 In the non-isothermal double tempering expansion experiment, the central microstructure transformation during the tempering process occurs during the first heating process, and the axial change of the sample during the second heating process is only affected by the temperature change. 23 Therefore, the expansion curve of the second heating process is used as the reference baseline. The expansion curve due to phase transformation (ΔL1 - ΔL2) is obtained by subtracting the first tempering temperature rise curve (ΔL1) from the second tempering temperature rise curve (ΔL2), as shown in Figure 3(a). In order to observe more clearly the changes induced by the precipitation during the tempering process, the first derivative of the difference between the length changes with respect to temperature (d(ΔL1 - ΔL2)/dT) is shown in Figure 3(b). At tempering temperatures around 200 °C and above 300 °C, there is a clear trend in the expansion of the test steels. This indicates the occurrence of phase transformation in these temperature ranges before the change in expansion.

Non-isothermal double tempering expansion curve: heating rate of 2 °C/min: (a) the changes in specimen length during two tempering processes and the corresponding differences and (b) the first-order derivative of the change in ΔL1 - ΔL2.
Carbide precipitation during tempering process
Figure 4(a) and (b) displays the initial martensite matrix and TEM microstructure after tempering at 100 °C. Specifically, the clear martensite lath exhibits a substantial distribution of dislocations. The lath shows severe dislocation entanglement, thereby illustrating the high density of dislocations and their consequential impact on dislocation strengthening. It is worth noting that the tempering temperature is relatively low in this context, rendering the thermal activation energy insufficient for any microstructure transformation or carbide precipitation. 24

TEM images of specimens before tempering and after tempering at different temperatures: (a) original, (b) 100 °C tempering for 30 min, (c) 200 °C tempering for 30 min, (d) 300 °C tempering for 30 min and (e) 350 °C tempering for 30 min.
As shown in Figure 4(c), the martensitic lath is still clearly visible. After tempering at 200 °C, the second phase of wave or flake begins to precipitate. The lattice fringe spacing is measured by high-resolution image Fourier transform of TEM. Compared with PDF card data and energy spectrum data, it can be determined that the precipitated phase is the ε-transition carbide. This ε-transition carbide has a close-packed hexagonal structure and is dispersed in the martensitic lath. 25 The carbon content in the ε-transition carbide accounts for 30.3%, and its width ranges from 8 to 20 nm. Furthermore, it should be noted that the arrangement direction of the ε-transition carbides in the same martensitic lath is consistent.
As shown in Figure 4(d), it can be observed that the ε-transition carbides underwent coarsening when the tempering temperature was increased to 300 °C. This resulted in a substantial increase in the width of carbides, ranging from 33 to 60 nm. In this case, the coarsening process followed the Oswald ripening mechanism. It is worth noting that as the smaller precipitated phases dissolved, the overall number of precipitated phases within the slats decreased.
As shown in Figure 4(e), the tempering temperature is increased to 350 °C, the martensite matrix recovers. This is accompanied by a series of processes, including inter-atomic diffusion enrichment, merger and reorganisation at the martensite slat boundary. These processes lead to the softening of the martensite slat beams and their gradual fuzziness. 26 Additionally, the ε-transition carbide present in the martensite gradually dissolves, while a larger-sized the θ-cementite precipitates in the matrix, with a width ranging from 80 to 100 nm. Furthermore, the carbon content of the tempered martensite decreases gradually, settling at a value of 24.9 At.-%.
As shown in Figure 5, the TEM images reveal the effects of different holding times after tempering at 200 °C on carbide precipitation. It can be observed that the martensite slats are clearly visible, and they do not soften with the increase in holding time. After a holding time of 45 min, a significant number of ε-transition carbides precipitate within the martensite slats, leading to dispersion (Figure 5(b)). However, with a further extension of the holding time up to 60 min, it is noticed that some of the ε-transition carbides undergo coarsening and dissolution (Figure 5(c)).

TEM images of specimens with different holding times after tempering at 200 °C: (a) 30 min, (b) 45 min and (c) 60 min.
Residual stress
Figure 6(a) and (b) depicts the distribution of residual stress in the thickness direction for the wear-resistant steel in its original state and after various heat treatments. It can be seen that the residual stress of NM300TP shows a very uneven ‘W’ distribution along the thickness direction. After different heat treatments, this ‘W’ type distribution is improved, and residual stress distribution becomes more uniform.

Residual stress distribution along the thickness direction of specimens before tempering and after different heat treatments: (a) holding time 30 min after tempering at different temperatures, (b) different holding times after tempering at 200 °C.
In order to more clearly reflect the trend of the overall residual stress level after different heat treatments, this paper introduces a physical parameter: elastic strain energy (ERS).
27
And its numerical meaning is the integral of the absolute value of residual stress along the thickness direction. This parameter describes the overall level of residual stress in the rolling direction of a point in the thickness direction, as shown in equation (1).
Mechanical property
Wear resistance is an essential index of a material's ability to withstand wear and tear, making it a comprehensive property. In this article, the wear resistance of NM300TP was evaluated by friction coefficient, wear amount and absolute wear resistance. The calculation method of wear amount is shown in equation (2): X is the wear amount (mg); W0 is the mass of the sample before the wear test (mg); W is the mass of the sample after the wear test (mg).

Elastic strain energy of specimens before and after tempering at 200 °C.
The wear resistance increases as the amount of wear and coefficient of friction decrease. Absolute wear resistance is typically described by the reciprocal of the amount of the weight loss, which is direct proportion to the wear resistance.
Table 2 displays the results of the friction and wear tests of specimens before and after tempering. It is evident from these results that the friction coefficient, wear amount, and absolute wear resistance of the experimental steel vary with an increase in tempering temperature. Specifically, when the tempering temperature is 200 °C with a holding time of 45 min, the experimental steel demonstrates the highest wear resistance. This is evidenced by the smallest friction coefficient (0.672) and the smallest wear amount (3.6). Conversely, when the tempering temperature is increased to 350 °C with a holding time of 30 min, the experimental steel exhibits the poorest wear resistance. This is indicated by the highest friction coefficient (0.937) and the maximum wear amount (5.7).
Experimental results of friction and wear of specimens before and after tempering.
Figure 8 illustrates the changes in hardness for the original NM300TP after different heat treatments. It can be observed that the initial hardness of the specimen is 322.19HV0.5, and the hardness of the specimens after heat treatment is reduced. When the tempering temperature is 200 °C with a holding time of 30 min, the hardness is measured at 309.6HV0.5. However, by extending the holding time to 45 min, the hardness increases to 317.2HV0.5. Conversely, when the holding time is extended to 60 min, the hardness decreases to 301.3HV0.5. Alternatively, when the tempering temperature is raised to 350 °C with a holding time of 30 min, the hardness is recorded as 299.58HV0.5.

Change in hardness of specimens before and after tempering.
Discussion
Residual stress relief mechanism for wear-resistant steel
Transformation plasticity
28
is an irreversible strain observed when metallurgical transformation occurs under small external stress lower than the yield stress of the weaker phase. According to Greenwood–Johnson,
29
the transformation plasticity of diffusive phase transitions is caused by the difference in densities between the old and new phases. The microscopic stress generated by the phase transition produce small plastic strains in the weak phase. Transformation plasticity model obtained according to the Greenwood–Johnson mechanism is shown in Equation (3)
28
From Equation (3), the volume difference
Figure 9 illustrates the intricate relationship between microstructural transformation and residual stress during the tempering process. Notably, at 200 and 350 °C, the expansion curve exhibits significant volume contraction. This contraction is attributed to the precipitation of carbides from the matrix, which leads to the reduction of lattice distortion and subsequently results in volume shrinkage. At these specific temperatures, the residual stress in steel reaches two minima. Residual stress, simply put, is the uneven plastic strain that remains within the material. It's worth noting that the precipitation of carbides does not occur independently but rather under the influence of initial stress. During this process, the strain generated by the carbides accumulates in the direction of the initial stress. This volumetric change is intricately linked to the state of residual stress in steel.

Relationship among the microstructural transformation and residual stress during tempering.
Effect of carbide type on residual stress and mechanical properties
After tempering at 350 °C and holding for 30 min, the specimen exhibited the precipitation of spherical θ-cementites, which led to the shrinkage phenomenon in the expansion curve (Figure 3(b)). During this process, from Figure 10(a), the elastic strain energy of the specimen decreased significantly, from the original 271.62 to 124.33 MPa mm, indicating a 54.23% reduction in the overall level of residual stress compared to before tempering. Simultaneously, the hardness and absolute wear resistance of the specimen also decreased, primarily due to the consumption of carbon in the martensite matrix by the precipitation of θ-cementites, thereby weakening the solid solution strengthening effect of martensite. It is worth noting that the high solid solution strengthening of the carbon atoms in the matrix is the main contributor to the high hardness and wear resistance in wear-resistant steels. 17 Notably, the softening and recovery of martensite laths were observed, and the second-phase precipitation strengthening effect of θ-cementites was unable to fully compensate for the decline in performance caused by the solid solution strengthening and softening recovery of martensite.

Changes in elastic strain energy and mechanical properties of specimens before tempering and after different heat treatments: (a) holding time 30 min after tempering at different temperatures and (b) different holding times after tempering at 200 °C.
In contrast, specimens tempered at 200 °C and held for 30 min exhibited the precipitation of fine, flaky ε-transition carbides, also accompanied by the shrinkage of the expansion curve (Figure 3(b)). At this point, from Figure 10(a), the elastic strain energy of the specimen decreased to 108.30 MPa mm, representing a 60.13% reduction in residual stress compared to before tempering. From Figure 10(b), when the holding time was extended to 45 min, the elastic strain energy further decreased to 82.82 MPa mm, indicating a 69.51% reduction in residual stress compared to the original state. This suggests that, compared to θ-cementite, the precipitation of ε-transition carbides is more effective in regulating residual stress, improving the effect by 15.28%.
In terms of mechanical properties, from Figure 10(b), specimens tempered at 200 °C and held for 45 min exhibited higher hardness and wear resistance. The hardness reached 317.2HV0.5, and the absolute wear resistance was 0.278, showing significant improvements compared to the precipitation of θ-cementite. This can be attributed to the fact that although the precipitation of ε-transition carbides consumes the carbon concentration in the matrix, their second-phase precipitation strengthening effect effectively compensates for the loss of solid solution strengthening, maintaining a balanced carbon concentration within the matrix. Additionally, the martensite laths did not undergo softening and recovery during low-temperature tempering, which also contributed to maintaining the hardness and wear resistance of the specimen.
Therefore, after the tempering treatment at 200 °C, in order to optimise the mechanical properties of steel and reduce its residual stress, we can adopt an appropriate extension of the holding time to promote the precipitation of carbides. Extending the holding time has two positive effects: on the one hand, it can increase the effective carbon concentration in the matrix, thereby inducing the diffuse precipitation of a large number of ε-transition carbides. The precipitation plasticity of these carbides helps to relax residual stress. On the other hand, during the tempering process, as the solid solution content of carbon atoms in martensite gradually decreases, the hardness and wear resistance of steel will indeed decrease. However, it is noteworthy that under low-temperature tempering conditions, the small-sized ε-transition carbides precipitated diffusely have a much smaller impact on the supersaturated solid solution carbon in the matrix compared to the continuously growing θ-cementites formed at high temperatures. At the same time, the strengthening effect of the precipitation of fine carbides can effectively compensate for the loss of solid solution strengthening, thereby significantly improving the mechanical properties of the steel.31,32 In addition, it is worth mentioning that martensite does not undergo softening and recovery during low-temperature tempering, which further ensures the stability and durability of steel.
Mechanism of precipitation of induced ε-transition carbides
Figure 11(a) and (b) clearly demonstrates the changes in dislocation density in the wear-resistant steel during the tempering process. The dislocation density was obtained by the WH33,34 method. This method is based on the diffraction peak broadening model caused by grain size and microscopic distortion to calculate the dislocation density in mental materials. The specific equation is as follows:

Change in dislocation density during tempering: (a) X-ray diffraction intensity spectra and (b) dislocation density after tempering at different temperatures.
The W–H method assumes that the broadening caused by physical effects, grain refinement and micro-distortion conforms to the Cauchy function, which includes:
Substituting Eq. (1) and Eq. (2) into the above equation, there is:
By plotting the
At a tempering temperature of 200 °C, the extension of holding time significantly impacts the precipitation and coarsening of ε-transition carbides. Specifically, when the holding time is extended from 30 to 45 min, a large amount of ε-transition carbides starts to precipitate diffusely. This phenomenon is closely related to the diffusion behaviour of carbon atoms. Within the 45-min holding time, carbon atoms have sufficient time to diffuse and migrate, resulting in a significant increase in the concentration of movable carbon atoms in the structure. Simultaneously, the dislocation density in the matrix also increases (as shown in Figure 11(b)), providing more nucleation sites for effective carbon and enabling more locations in the matrix to reach the saturation carbon concentration for ε-transition carbide precipitation. And a large amount of ε-transition carbide precipitation decreases the subsequent nucleation rate of θ-cementites. 35
However, it is noteworthy that an increase in precipitation does not always correlate positively with the holding time. In fact, when the holding time is further extended to 60 min, ε-transition carbides undergo coarsening and gradual dissolution, leading to a significant decrease in their number (as shown in Figure 5(c)). This change indicates that extended holding time does not always facilitate the precipitation of ε-transition carbides. As ε-transition carbides dissolve, their pinning effect on dislocations weakens, resulting in a decrease in dislocation density (as shown in Figure 11(b)).
In summary, during the low-temperature tempering process at 200 °C, there exists an optimal holding time window of 45 min, during which ε-transition carbides can precipitate diffusely in large quantities. Although extending the holding time can promote the diffusion of carbon atoms and increase the dislocation density, excessively long holding times lead to coarsening and dissolution of ε-transition carbides, thereby reducing their precipitation amount and pinning effect on dislocations.
Conclusion
Based on the dislocation density and expansion curves, it can be determined that there are two critical transformation stages, the precipitation stages, the precipitation of ε-transition carbides and θ-cementites, during the tempering process of NM300TP steel. The precipitation plasticity produced in these two stages can effectively decrease the residual stress.
Extending the holding time by low-temperature interferes with the precipitation behaviour of carbides and promotes the concentration of effective carbon in the matrix. This process induces the massive and diffuse precipitation of fine flaky ε-transition carbides at low temperatures, while suppressing the precipitation of coarse spherical θ-cementites at high temperatures.
The substitution of ε-transition carbides for the precipitation of θ-cementites allows for high performance at low residual stress in wear-resistant steels. Specifically, when θ-cementites precipitate, the residual stress of the wear-resistant steel is reduced by 54.23%, and the hardness reaches 299.58HV0.5. However, when ε-transition carbides precipitate through diffuse precipitation, they reduce the residual stress by 69.51%, and the hardness is 317.2HV0.5. Moreover, this precipitation of ε-transition carbides also leads to increased wear resistance compared to precipitation of θ-cementites.
Footnotes
Declaration of conflicting interests
The authors declared no potential conflicts of interest with respect to the research, authorship and/or publication of this article.
Funding
The authors received no financial support for the research, authorship and/or publication of this article.
