Abstract
The paper aims to investigate the correlation of microstructural characteristics and machinability of unidirectional carbon fiber reinforced polymer composites by a modified analytical model. A representative volume element was selected to present the microstructure and analyze the force distribution, in which the interphase between the fiber and the matrix was considered significantly. And the microstructure can be obviously measured by using microscopic observation, especially the interphase was found to be around 0.3 μm in the used carbon fiber reinforced polymer composites. To study the representative volume element effect on the cutting behavior of unidirectional carbon fiber reinforced polymer composites, the prediction of cutting force was done by using a modified force model. Compared with the experiments, the developed model can well predict the cutting forces and subsurface damage in the carbon fiber reinforced polymer composites cutting. It was found that surface integrity as well as subsurface damage has a coincident varying trend with the fiber orientations, as confirmed by the observations of the machined surface at different fiber orientations. The good surface integrity can be obtained at the low fiber orientation of 0° and the poor surface occurs at the large fiber orientation of 135°. Moreover, the effect of interphase and the fiber volume fraction in representative volume element were further investigated. The results show that the cutting forces increase with increasing the fiber volume fraction as well as the interphase volume fraction, and the interphase affects the cutting force in the transverse direction is significantly higher than that in longitudinal direction.
Keywords
Introduction
Carbon fiber reinforced polymer (CFRP) composites offer excellent mechanical properties that lead to enhanced functional performance and have been widely used in aerospace structures.1–3 Despite the fact that composite parts are fabricated near-net shape, post machining of CFRP structures is an necessary procedure that assures the manufactured components meet their dimensional tolerances, surface quality, and other functional requirements.4,5 However, machining of CFRP composites is considerably more difficult than machining of conventional metals and their alloys due to the obviously different material properties, such as anisotropy and nonhomogeneity nature, which are determined by the fiber type, microstructure, and matrix. 6 And these material characteristics in turn affect the machining quality of CFRP composites, especially the variation of cutting force and damage in machined surface. Therefore, it is of great technological and practical interest to study the relationship between the material properties and cutting behavior in machining CFRP composites.
In order to understand the chip formation and material removal mechanisms of CFRP machining, the analytical approach has been used to investigate the machining behavior and model the cutting forces in the orthogonal cutting of unidirectional CFRP (UD-CFRP) composites. Everstine and Rogers 7 presented a theoretical analysis on the cutting force based on the continuum mechanics approach, and this model was adapted to the special case of 0° fiber orientation. Bhatnagar et al. 8 derived the cutting forces of unidirectional laminates by using the Merchant’s classical shear plane theory, which can predict the force responses quite accurately for fiber orientation within 0°–90°. Zhang et al. 9 made further extension for the prediction of cutting forces by considering three distinctive cutting regions, in which the fiber orientation was limited to the range from 0° to 90°. These macro-mechanical models reveal the physical essence of the material failure and removal by considering the macroscopic properties of composite materials.
To better understand the cutting force of CFRP composites at the microscale, the micro-mechanical models have been developed. Pwu and Hocheng 10 proposed the analytical model of cutting forces based on the beam theory for 90° fiber orientation. Jahromi and Bahr 11 also derived the force expressions by modeling the fiber as a cantilever beam. The effects of buckling force and bending force on the total cutting forces were studied for the fiber orientations exceed 90°. Qi et al. 12 developed a force prediction model based on the minimum potential energy principle (MPEP), and the supporting effect of surrounding material was considered when the fiber orientation ranging from 0° to 90°. Continuing the research of Qi et al., 12 Chen et al. 13 further constructed the force prediction model by using beams on elastic foundation theory and MPEP for fiber orientation in the range 0°–180°. Xu and Zhang 14 established the cutting force and deformation model of UD-CFRP composites with and without vibration of tool tip for 90° fiber orientation, and the force predictive models were further proposed for both traditional cutting and EVA cutting by integrated the effect of the whole fiber orientation vary from 0° to 180°. 15 Niu et al. 16 proposed an analytical expression of cutting forces from the microscale to the macroscale for the fiber orientation in the range 45°–110°. These micromechanical models can present the material removal formation and damage at the microscale, but most of these models include the empirical parameters, which should be determined by the experiment as the empirical models of cutting force.17–19
Moreover, damages occur on the machined specimens is difficult to investigate in UD-CFRP composites machining, such as the subsurface damage induced stress concentrations and energy consumption. Thus, the mechanics modeling have been tried out. Gururaja and Ramulu 20 studied analytically the subsurface stress using a generalized plane strain anisotropic elasticity formulation in orthogonal cutting of UD-CFRP, and the distribution of the subsurface stress decreased along the length of fiber for 0°, 45°, and 90° fiber orientations were obtained. Li et al. 21 developed a prediction model of cutting force by the energy-based method, and the percentage of energy consumed on subsurface debonding was identified for fiber orientations ranging from 0° to 75°. To investigate the occurrence of surface damage, Su et al. 22 proposed the analytical cutting model for a single fiber based on elastic fracture mechanics theory, in which the deflection of fiber under machined surface and the reaction force vary with the fiber cutting angle were obtained. Voss et al. 23 developed an analytical force model for orthogonal machining of UD-CFRP, which considers the influence of fiber orientation, tool geometry, and increasing tool wear, the value of fiber curvature was depressed from the machined edge to the fiber root. Xu and Reifsnider 24 used a micro-mechanical model with a representative volume element to evaluate fiber micro-buckling, in which the potential energy of fiber and matrix dissipated over the length of the fiber were derived. Considering the cutting mechanics in relation to cutting conditions is complicated for CFRP machining, and a limited number of these proposed models with the effect of interphase, which affects the mechanical property, and consequently influence the cutting performance of CFRP composites. Thus, the theoretical analysis on the cutting force and damage is still necessary to understand the cutting characteristic of these composites.
In the present paper, the correlation of microstructure and machinability of UD-CFRP composites is investigated by using the analytical method. A representative volume element (RVE) is established to present the microstructure of composites firstly, which consists of a single fiber, matrix, and the interphase between the fiber and the matrix especially. The produced force in the RVE is derived by modifying an analytical force prediction model. Relevant experiments were also carried out to examine the reliability and accuracy of the interphase and the established model, and the effect of the microstructure on the cutting forces was further discussed. At the same time, the observations and damage measurements of the machined surfaces at different fiber orientations were also done in this paper for the validation of the proposed model.
Analysis of microstructure and force distribution in CFRP cutting
Microstructure in CFRP composites
Figure 1 shows an example of 42 × 47 μm microstructure in UD-CFRP composites sample with T800 carbon fiber, which was imaged by using scanning electron microscope (SEM). It is noted that the curing profile of the sample during autoclave processing was heated with the rate 1.5°C/min for 100 min and kept the temperature at 180°C for 150 min, and then cooling down to room temperature with the rate 1.5°C/min. The 0.06 MPa vacuum pressure was provided for the entire curing process of composites sample. A cubic sample with a size of 3 cm was then made from the cured composites sample, which was finely polished and further etched by CH2Cl2 before characterization using SEM. Consequently, the microscopic constituent in the microstructure can be obviously revealed in the SEM micrograph, especially the interphase between the fiber and the matrix (the white layer surrounding the fiber).

Analysis of microstructure in UD-CFRP composites under SEM.
From Figure 1, it can be seen that the carbon fiber diameter is around 7 μm, and the thickness of interphase is roughly estimated with the value of 0.3 μm along the fiber cross-section and its region is denoted by the blue area. It is worth noting that the interfacial thickness of 0.3 μm was employed in the next model prediction due to the same composites sample applied to machining experiment, though the interphase greatly vary depend on the type of fiber, resin, and sizing. Moreover, it has been studied that the machinability of the CFRP composites was correlated with the material properties, which was significantly affected by the interphase.6,25 And the model has been presented and validated to characterize the modulus distribution of the interphase between the fiber and the matrix in previous work. 25 As shown in Figure 1, a RVE with three different constituent phases is then established in the microstructure, i.e. single fiber, interphase, and matrix, to study the cutting performance of CFRP composites. Moreover, it is clearly shown from the figure that the fiber distribution in matrix is not a uniform distribution under the microscope scale. Therefore, this nonuniformity will be taken as a parameter of material property effect on the cutting behavior.
Analysis of force distribution
In UD-CFRP orthogonal cutting process, the machining region associate with the cutting forces could be divided into three deformation regions, which are marked as I, II, and III, as shown in Figure 2. Considering the interaction between the tool and the workpiece material, the three deformation regions are named by cutting edge region, flank contact region, and rake face region separately. In the cutting edge region, the cutting edge acts on the fiber, and fracture occurs due to the compression and bending of fiber. In the flank contact region, the material is compressed by the flank face, which will be bouncing back as the cutting tool moving forward. The matrix failure and interface debonding happen in the rake face region, the damage material slip along the rake face and then forming the cutting chip. Based on the force analysis of material deformation, the total cutting force can be obtained by adding up the forces in all the three regions.

A force distribution analysis of orthogonal cutting UD-CFRP.
Establishment of modified force model
It has been studied that the deformation mechanism is different with the fiber orientation in cutting the UD-CFRP composites.15,26,27 There are two major types of fiber deformation and fracture according to the fiber orientation θ limited into the range 0° to 90° and 90° to 180°. Taking the rake angle αt into consideration, a more accurate classification is made, in which θ divided into two section, i.e. 0°≤θ < αt+90° and αt+90°≤θ < 180°. When θ is less than αt+90°, high stresses occur at the contact zone between cutting edge and workpiece, and leads to a crushing-dominated failure of workpiece. When θ is beyond αt+90°, a larger stress happens at the rake face rather than the cutting edge as the tool moves to the workpiece, and the cutting tool pushes the fibers to bend, which results in the bending-dominated fracture. This study will focus on analyzing the deformation mechanism for crushing-dominated (θ < αt+90°) and bending-dominated (θ ≥ αt+90°) failure in UD-CFRP cutting.
To develop the modified force model for different range of fiber orientation, the RVE in Figure 1 has the following characteristics based on the study in Xu and Zhang:14,15 (1) the width of the workpiece is the same as that of the cutting tool, and is equal to the diameter of the RVE; (2) fiber has little elastic deformation before its breakage; (3) fiber fracture takes place when the maximum tensile stress exceeds its tensile strength; and (4) the contact of tool–fiber and tool–workpiece surface follows the Hertz contact theory.
Force analysis of cutting edge region
Crushing-dominated fiber deformation and fracture (0°≤θ < αt+90°)
As shown in Figure 3, the deformation of a fiber in the RVE under crushing-dominated fracture is presented for the cutting of CFRP composites. The interphase in the RVE is present with the blue color in the figure, and

Deformation of the RVE under crushing-dominated fracture (θ < 90°+αt).
The action of the supporting composite on the fiber from both sides has been studied in Winkler.
28
Therefore, the reaction force from the supporting composite per unit length can be expressed as
During the cutting, the interphase between the fiber and the matrix will suffer from failure, which leads to a length of debonding
In Figure 3, there is an infinitesimal element of the fiber with the length of ds, and the element equilibrium gives rise to
The general solution of equation (7) is
In order to solve the fiber deflection, the integration constants and debonding length
At the bottom of the fiber (s→+∞)
Furthermore, at point A, i.e. the onset point of the interphase failure, the intensity of the bonding force which calculated from equation (14) is equal to the bonding strength
As shown in Figure 3, there are three different supporting conditions along the fiber as it interacts with the cutting tool, which including: (1) the part of the fiber above the contact point A, i.e.
Bending-dominated fiber deformation and fracture (αt+90°≤θ < 180°)
As shown in Figure 4, the RVE undergo bending due to an exerted pressing force

Deformation of the RVE under bending-dominated fracture (θ ≥ 90°+αt).
As explained before, the composites may also fail due to fiber bending and fracture. If the normal stress in the composites exceeds its flexural strength at a certain point, the composite material will break and a chip will form. In Figure 4, the deflection of the fiber is also modeled as a slender beam on the elastic foundation. By using the beam-deflection equation, the tensile stress caused by the bending effect of the fiber is given by
The tensile stress reaches to the maximum value when
Using the analysis method of force equilibrium, the expression of fiber deflection
Based on the method to determine the debonding length at
Using the principle of superposition to calculate the force in the parts of the fiber sections, the pressing force
And then the cutting forces along the
Force analysis of flank contact region
In the flank contact region, the nose and the flank face of the cutting tool make the workpiece below the machined surface deform. This deformation can be viewed as that a two-dimensional contact between a blunt wedge (tool nose and clearance face) and a flat plane (workpiece material), as shown in Figure 5. By using the contact mechanics of the blunt wedge in contact with and the plane surface,
32
the distribution of the normal pressure in the contact zone can be described by the following equation

Contact of a flank face with the cut surface of a workpiece.
It is known from Figure 5 that when the smooth faces of the wedge extend beyond the edges of the contact, the pressure must fall to zero at the edges to avoid tension or interference outside the contact,
32
and then the pressure force can be obtained by
In order to solve the contact length

The contact length of UD-CFRP composites for the case of (a) θ < 90°+αt, (b) θ ≥ 90°+αt.
On the other hand, the fiber is often bending fracture below the cutting surface at
So the relationship between the contact length and bouncing back value
In addition, the equivalent elastic modulus
When adding the friction force
Force analysis of rake face region
In the orthogonal cutting of CFRP composites, the chip formation mechanism was basically determined by the fiber orientation.
33
As shown in Figure 7, fiber fracture occurs in front of the rake face and slip along the fiber–matrix interfaces, which results in a chip. An interacting force is induced by the tool to the chip on the rake face in the rake face region, which is named the rakeface force and denoted by

Force analysis in rake face region for the case of (a) θ < 90°+αt and (b) θ ≥ 90°+αt.
In Figure 7(a), the chips are formed by the shear fracture of the matrix and interphase along an overall shear plane when
Thus, the rakeface force in the rake face region in the case of
On the other hand, the fiber bending fracture and pelt off from the rake face at
And the cutting forces along the
The mechanical analysis above is the force generated by a single fiber in the RVE, i.e. the cutting width is
Experiment and prediction condition
As a view to validate the modified force model derived in the above sections, trimming experiments were carried out on a high-speed machining center. The experimental setup and the geometry feature of the cutting tool are shown in Figure 8. The workpiece was fixed by the fixture mounted on a Kistler 9272 dynamometer, which was used to measure the cutting force together with a charge amplifier and a data collection device. The forces were acquired with a sampling frequency of 5 kHz and at sample intervals of 0.2 ms, and the cutting force signals were filtered with a low-pass filter. The cutting parameters employed for each test were as follows: the cutting speed is 157 m/min, the feed rate is 1 m/min, the axial depth of cut is 6 mm, and the radial depth of cut is 1 mm, as listed in Table 1. For the edge trimming experiments, each test was repeated five times and their average values were taken as the effective ones.

Experimental setup for the CFRP composites trimming: (a) experimental setup and (b) geometry feature of cutting tool.
Cutting parameters used in the experiment.
The workpiece used were fabricated from the unidirectional IMS/X850 prepregs with T800 carbon fiber. The composite coupons used in the experiment were the same as that in the previous work.3,5 The mechanical properties of the UD-CFRP composites as well as its constituents are given in Tables 2 and 3, in which properties of composites, fiber, and matrix were obtained from the supplier’s specifications sheet, and the interfacial properties was calculated from the model developed in the previous work.
25
The cutting process was performed by using a diamond-coated and cemented carbide multi-edge cutter with a 10 mm diameter, 36 mm cutting length, 12 teeth, and a 15° helix angle, as shown in Figure 8(b). The edge radius of the coated tooth
Material parameters of CFRP composites.
CFRP: carbon fiber reinforced polymer.
Material properties of fiber, matrix, and interphase.
Geometry and property parameters of cutting tool.
Results and discussion
Analysis of machined surface
Figure 9 shows the observation position of the machined surface after trimming. The Hitachi S-3400N SEM was used to analyze the machined specimen area (Figure 9(a)), and the measurement of damage area where delamination occurs is obtained (Figure 9(b)). It is found that the type I delamination is mainly observed along the machined edge, which describes the surface broken fibers removed some distance inward from the trimmed edge.
34
Then the depth of subsurface damage can be determined by the intensity of the microcrack and the fiber breakage in the type I delamination, as shown in Figure 9(c). Figure 10 shows the machined surface morphologies of workpiece for different fiber orientations, as obtained in our previous work.
3
It is clear that the machined surface was mainly composed of bare fibers and resin ridges at 0° (Figure 10(a)), which led to a rather smooth surface with few bouncing back of fiber. While the large pits of carbon fiber bundles and resin ridges were obviously observed at 135° and a rough surface was generated. Although the bouncing back of fiber still occurs in the region surrounding the pitting damage, the number and magnitude of the bouncing back may be considered limited. It can be found that the resin is plough on the machined surface of 45°, which is induced by the significant bouncing back of material. Moreover, it is important to note that the bouncing back of 5 μm was kept the same as the radius of cutting edge to predict the cutting forces when

Observation of the machined surface after trimming CFRP: (a) setup of scanning electron microscope, (b) delamination area of machined surface and (c) observed position of subsurface damage.

Machined surface morphologies of workpiece with fiber orientation of (a) 0°, (b) 45°, (c) 90°, (d) 135°.
Figure 11 shows the subsurface damage of the machined workpiece with different fiber orientations. The subsurface damage of debonding and fiber fracture is found at 0°, and the depth of damage is limited due to the failure mainly extends along the fiber’s axis. When the fiber orientation is 90°, as illustrated in Figure 11(b), it is obvious that the cut surface was generated by crushing-induced fiber fracture. However, since the fiber cracking point was a little above the cut surface, which resulted in a small interphase failure and reduced the fiber–matrix debonding. At the fiber orientation of 135° (Figure 11(d)), the bending-dominated fiber fracture ahead of the cutting tool and led to a deep fiber fracture beneath the surface and increased the subsurface debonding damage. The depth of debonding was 46 μm and 61 μm at the fiber orientation of 90° and 135°, respectively.

Subsurface damage of workpiece with fiber orientation of (a) 0°, (b) 45°, (c) 90°, (d) 135°.
Figure 12 compares the predicted depth of subsurface damage by the model with that from the experimental measurement when fiber orientation varies. It shows that the fiber orientation affects the subsurface damage significantly, and the varying trend of the model predictions coincides with those of experimental results in the whole range of fiber orientations. Thus, it can be further concluded that the model can be used to evaluate the damage under the machined surface to some extent.

Influence of fiber orientation on the depth of subsurface damage.
Effect of microstructure on the cutting force
Figure 13 compares the theoretical cutting forces with the average measurements of the experimental cutting force for different fiber orientation angles and different depths of cut. It is found that the theoretical predictions have a reasonably well with the experimental results at the entire range of fiber orientations. This means that the mechanics model established above has captured the major fiber fracture and deformation mechanisms in machining CFRP composites. It can be seen from Figure 13 that the fiber orientation affects the cutting force and the thrust force markedly. When

Comparison of the theoretical and experimental cutting forces within all the fiber orientation for depth of cut is (a) 30 μm and (b) 60 μm.
Figure 14 shows the effects of interphase on the cutting force in the entire range of fiber orientation. It is obvious that the forces (interfacial force

Variation of (a) interfacial force and (b) proportion of interfacial force in total cutting force across the entire fiber orientation.
Another important parameter affecting the inconsistency of the cutting forces is the random-fiber distribution, and causing variable fiber volume fraction Vf among the material. As shown in Figure 1, Vf varies from 0.58 to 0.7 in a small area of CFRP composites. Therefore, the cutting forces may vary from point to point. Figure 15 shows the fiber volume fraction influence on the predicted cutting force and thrust force in CFRP composites trimming. As can be seen, both of the machining forces increase with increasing the fiber volume fraction across the fiber orientation range from 0° to 180°. The fiber volume fraction correlates with the fraction of interphase has been studied by Gao et al. 25 and Gohil and Shaikh, 35 in which the interphase volume fraction vary linearly with fiber volume fraction. Consequently, the cutting forces increase with the increase of the interphase volume fraction in the CFRP composites machining.

Effects of fiber volume fraction on (a) cutting force and (b) thrust force across the entire fiber orientation.
Conclusions
This paper has successfully investigated the correlation of microstructure and machinability of UD-CFRP composites by the modified force prediction model. As confirmed by the corresponding experimental analysis, the following conclusions can be drawn:
With consideration of the effect of interphase, the modified force prediction model can predict the cutting forces and the depth of subsurface damage reliably and precisely. The surface integrity and the subsurface damage have a coincident varying trend with the fiber orientations based on the observations of the machined surfaces at different fiber orientations. And the good surface integrity is obtained at the low fiber orientation of 0° and the poor surface occurs at the large fiber orientation of 135°. The effect of the interphase on the cutting forces has been expressed accurately, and the interphase affects the cutting force in the transverse direction is significantly higher than that in longitudinal direction. The cutting forces increase with increasing the fiber volume fraction as well as the fraction of interphase. The proposed model can be applied to study the relationship between microstructure and machinability for other unidirectional long fiber reinforced polymer composites.
Footnotes
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This research work was supported by the Science Fund for Creative Research Groups of National Natural Science Foundation of China (No. 51821093) and the Basic Public Welfare Research Project of Zhejiang Province (LGG19E050010).
