Abstract
Background
Chimeric Antigen Receptor T-cell (CAR-T) therapy has emerged as a revolutionary modality in the treatment of relapsed and refractory hematological malignancies. This immunotherapeutic approach involves the genetic modification of autologous T-cells to express chimeric antigen receptors, enabling targeted recognition and tumor lysis. Treatment-related complications arising from CAR-T therapy, including cytokine release syndrome (CRS) and Immune Effector Cell-Associated Neurotoxicity Syndrome (ICANS), can progress to life-threatening conditions that require aggressive supportive care and close monitoring in the intensive care unit (ICU).1,2 It is reported that 15–47% of patients in limited studies required ICU admission.2-4 There are a few studies describing the characteristics and outcomes of CAR-T cell recipients, including those requiring ICU admission; however, robust, large-scale database studies regarding the incidence and outcomes of CAR-T recipients are lacking. 3 Here, we present a large database study on CAR-T cell admissions with a specific focus on acute respiratory failure (ARF).
Objectives
To query a large database to describe the incidence, baseline characteristics, and outcomes of hospitalized CAR-T therapy patients who develop acute respiratory failure.
Study Design and Methods
Data Source
This retrospective cohort study aimed to investigate the factors associated with CAR-T cell therapy and in-hospital mortality. Additionally, the study examined the relationship between CAR-T cell therapy and other socioeconomic and hospital-level factors, such as the length of stay and hospitalization cost. The study utilized the National Inpatient Sample (NIS) database for the years 2017 to 2020, which was developed for the Healthcare Cost and Utilization Project sponsored by the Agency for Healthcare Research and Quality. The NIS is a publicly available all-payer database of inpatient hospitalizations in the United States, providing nationally representative estimates of hospital inpatient stays. It contains a stratified sample of approximately 20% of all discharges from community hospitals in the country, estimating more than 35 million hospitalizations annually. Each observation in the database represents a hospitalization with one primary diagnosis, up to 39 secondary diagnoses, and 25 procedure diagnoses. These are coded using the International Classification of Disease, Tenth Revision, Clinical Modification (ICD-10-CM) codes and International Classification of Diseases, Tenth Revision, Procedure Coding System (ICD-10-PCS) codes. The NIS data are depersonalized, and individual identities are protected. As the study used the NIS database, it was exempt from review by the institutional review board.
Study Population
We utilized the NIS database from 2017 to 2020 to identify hospitalizations with CAR-T cell therapy administration using ICD-10-PCS codes XW033C3, XW043C3, XW23346, XW24346, XW23376, and XW24376. Among these CAR-T cell therapy hospitalizations, the acute respiratory failure subgroup was identified using ICD-10-CM codes J80, J95.821, J95.822, J96.00, J96.01, J9602, J96.20, J96.21, J96.22, and R09.2 listed anywhere in the diagnosis column. The invasive mechanical ventilation subgroup was identified using ICD-10-PCS codes 5A1935Z, 5A1945Z, 5A1955Z, 0BH17EZ, and 0BH18EZ.
Baseline Variables and Comparison Groups
Admissions for CAR-T cell therapy were divided into three groups: non-Hodgkin's lymphoma, multiple myeloma, and leukemia. Additionally, a comparative analysis was conducted on CAR-T cell therapy admissions with and without acute respiratory failure. Baseline variables included demographic characteristics such as age, sex, median household income, and race, with categories of Whites, Blacks, Hispanics, and others (including Asian or Pacific Islanders and Native Americans). Comorbidities (such as hypertension, obesity, venous thromboembolism, cerebrovascular disease, diabetes mellitus) and complications (such as acute kidney injury, acute respiratory failure, neutropenia) were identified using ICD-10-CM codes and the Charlson comorbidity index. The study also investigated the utilization of various procedures, such as non-invasive ventilation and invasive mechanical ventilation, and hospital characteristics, including teaching status, region of the hospital, bed size, and primary payer.
Statistical Analysis
We conducted a descriptive analysis to compare baseline characteristics and in-hospital outcomes among the three groups: non-Hodgkin's lymphoma, multiple myeloma, and leukemia. Additionally, we examined and compared these baseline variables between hospitalizations for CAR-T cell therapy with and without acute respiratory failure. The provided weights were employed to generate national estimates using the methodology outlined by the Healthcare Cost and Utilization Project. 5 Categorical variables were analyzed using a paired Chi-square test, while means for continuous variables were compared using the adjusted Wald test. The results were presented as percentages for categorical variables and mean ± standard deviation (SD) for continuous variables. The ICD-10 codes utilized in the study can be found in the e-appendix. Furthermore, we reported annual CAR-T cell therapy admissions from 2017 to 2020, along with the corresponding mortality rates for each year. The analyses were conducted using Stata software version 15.1 (StataCorp, College Station, TX).
Results
Baseline Characteristics and outcomes of CAR-T therapy admissions
Between 2017 and 2020, we identified 5545 admissions for CAR-T therapy, with the frequency of CAR-T admissions increasing over time (61 admissions in 2017 to 2120 admissions in 2020) (Figure 1). The baseline characteristics of these admissions are detailed in Table 1. The majority of admissions in our study occurred at teaching hospitals (99.4%), and 41% of these admissions were females. Hypertension (39%), dyslipidemia (21.7%), and venous thromboembolism (13%) were identified as the most prevalent comorbidities in CAR-T cell therapy admissions. Additionally, the most common complications included fever (53.9%), sepsis (39.5%), and neutropenia (38.3%), with ARF occurring in 7.1% of admissions. The mean length of stay was 19 days, and the all-cause in-hospital mortality was 3.5%. Lastly, we found no difference in mortality among admissions with non-Hodgkin's lymphoma, multiple myeloma, and leukemia that underwent CAR-T therapy (P = 0.538). The annual CAR-T cell therapy admissions from 2017 to 2020, along with the corresponding mortality rates for each year are depicted in Figure 1, illustrating an increase in the frequency of CAR-T admissions over time.

CAR-T cell therapy admissions with acute respiratory failure from 2017 to 2020 and their associated mortality.
Baseline Characters and Outcomes of CAR-T Cell Therapy Admissions.
aIncludes Asian or Pacific Islanders, Native Americans, and others.
bIncludes no charge, worker's compensation, CHAMPUS, CHAMPVA, Title V, and other government programs.
cIncludes both pulmonary embolism and deep vein thrombosis.
dIncludes Skilled Nursing Facility (SNF), Intermediate Care Facility (ICF), another type of facility.
*Small numbers not reported due to database policy.
Baseline Characteristics of CAR-T Cell Therapy Admissions with and without Acute Respiratory Failure
Out of the 5545 admissions identified, 395 (7.1%) developed ARF, and we found no difference in the rate of ARF development among admissions with non-Hodgkin's Lymphoma, Multiple Myeloma, and Leukemia that underwent CAR-T therapy (Table 2). Age at admission, race, or gender was also not statistically different between admissions complicated by respiratory failure and those without respiratory failure. However, patients who developed acute respiratory failure were more likely to have cerebrovascular disease and venous thromboembolism as comorbidities (P < 0.05). The annual CAR-T cell therapy patients who developed ARF from 2017 to 2020, along with the corresponding mortality rates for each year are depicted in Figure 1. To examine the effect of the year of CAR-T Cell Therapy as a predictor of outcome, we calculated the adjusted odds ratio (aOR) for overall mortality and mortality from ARF using the year 2018 as a reference. The aOR for overall mortality and mortality from ARF for 2019 were 0.61 (CI 0.281-1.314) and 1.01 (CI 0.302- 3.386, respectively). For the year 2020, the aOR were 0.77 (CI 0.386-1.527) and 1.13 (CI 0.308-4.166, respectively). These differences were not significant.
Baseline Characteristics of CAR-T Cell Therapy Admissions With and Without Acute Respiratory Failure.
aIncludes Asian or Pacific Islanders, Native Americans, and others.
bIncludes no charge, worker's compensation, CHAMPUS, CHAMPVA, Title V, and other government programs.
cIncludes both pulmonary embolism and deep vein thrombosis.
dIncludes Skilled Nursing Facility (SNF), Intermediate Care Facility (ICF), another type of facility.
*Small numbers not reported due to database policy.
The most common complications accompanying CAR-T admissions with acute respiratory failure were sepsis (77.2%), acute renal failure (53.2%), and fever (35.4%), which were more prevalent compared to admissions without respiratory failure (P < 0.05). Among the 395 CAR-T admissions with acute respiratory failure, 60 (15.2%) required non-invasive ventilation, and 225 (57.0%) required support with mechanical ventilation at some point during the admission. The remaining 110 patients (28%) did not require mechanical ventilation or non-invasive ventilation. Data on the type of oxygen supplementation or FIO2 are not available in this group of patients.
The all-cause in-hospital mortality for admissions complicated by ARF was higher than the admissions who did not develop ARF (32.9% vs 1.3%, P < 0.001). Disposition also differed significantly, with acute respiratory failure admissions more likely to be discharged to a facility (26.4% vs 5.4%) or require home healthcare (20.8% vs 13.3%) (P < 0.001). Those who developed acute respiratory failure had a statistically higher mean length of stay (37.5 vs 17.9 days, P < 0.001) and higher mean overall hospitalization cost ($343,913 vs $232,008, P < 0.001) compared to those without respiratory failure.
Outcomes of Acute Respiratory Failure in CAR-T Cell Therapy Admissions with and without Invasive Mechanical Ventilation
Of the 395 admissions who developed ARF, 225 required IMV. These represented 4.9% of the overall admissions for CART therapy and 57% of those who developed ARF. ARF admissions requiring IMV had higher mortality than those not requiring IMV (48.9% vs 11.8%, P = 0.001). The ARF cohort requiring IMV had higher total hospital costs compared to the ARF cohort not requiring IMV ($398,994.7 vs $270,472.6, P = 0.02) (Table 3).
Outcomes of CAR-T Cell Therapy Admissions With Acute Respiratory Failure comparing those who required IMV to those who did not.
Discussion
To our knowledge, this is the largest and only database study to date that characterizes CAR-T admissions, with a specific focus on admissions complicated by ARF. The all-cause mortality reported in our large database study was 3.5% for all CAR-T admissions, with the most frequent complications being sepsis, neutropenia, and fever. We identified that ARF was present in 7.1% of all CAR-T cell admissions, with a large number of admissions complicated by ARF (72.2%) requiring support with either non-invasive ventilation or invasive mechanical ventilation. We did not identify a difference in the incidence of ARF or the need for respiratory support among the three subgroups of hematological malignancies being treated by CAR-T therapy. Of note, admissions that developed ARF had significantly higher all-cause mortality (32.9%) when compared to admissions that did not (1.3%), suggesting that ARF is a harbinger of poor outcomes among CAR-T admissions. In those with ARF, the need for IMV was associated with significantly higher mortality compared to those who did not (48.9% vs 11.8%, respectively). Sepsis, acute renal failure, and fever were the most common complications of CAR-T admissions with ARF.
The outcomes of CAR-T therapy recipients have been the subject of a few observational studies and a recent meta-analysis.2-4 One observational study of 942 CAR-T cell patients (CARTTAS) identified 27.5% of recipients (241 cases) requiring ICU admission. ARF was the reason for admission to the ICU in 10% of these cases. 2 Of all cases requiring ICU-level care, 5% required support with high-flow nasal oxygen, and 7% required invasive mechanical ventilation. In a study conducted by Gutierrez et al, which specifically examined 105 individuals admitted to the ICU for CRS or ICANS, it was found that 1.9% of admissions necessitated respiratory support with NIV, 8.6% required high-flow nasal oxygen, and 10.5% required invasive mechanical ventilation. 3 Hospital mortality in this study was 15.2%, with the majority of deaths coming from disease progression or sepsis. A very recent meta-analysis including 4 studies of CAR-T recipients reported that of patients admitted to ICU, 10% had ARF. 4 Among all ICU admissions, 18% required support with invasive mechanical ventilation at some point. 4 Our study provides more specific findings related to those who had a diagnosis of ARF from a large in-hospital database, showing the incidence to be close to previously reported results (7.1%), with significantly higher mortality (32.9%), especially those who required IMV (48.9%).
The etiology of ARF following CAR-T cell therapy was not identified in this study. However, few reports have suggested that this complication could be related to cytokine release syndrome (CRS). 6 CRS is characterized by the abrupt release of pro-inflammatory cytokines following CAR-T cell infusion and leading to a clinical syndrome ranging from mild flu-like symptoms to severe multi-organ dysfunction.7,8 Isolated CRS is present in 34% of CAR-T cell therapy patients admitted to the ICU, and in addition, 26% combined with ICANS. Hypoxemia and respiratory failure are important clinical manifestations of CRS, with hypoxemia requiring support FiO2 > 40% discriminating between grade 2 and 3 CRS and the need for mechanical ventilation raising the grade to 4.. 9 The etiology of hypoxic respiratory failure in CRS is linked to the release of multiple cytokines that induce capillary leak, which can progress to non-cardiogenic pulmonary edema in advanced cases6,9 The mainstay of management in high-grade CRS, after appropriate supportive measures with supplemental oxygen, and non-invasive ventilation, includes suppression of cytokines with the anti-IL-6 medication tocilizumab as well as systemic glucocorticoids.10-11 Although hypoxic respiratory failure from CRS is well described in the literature and is likely the most common cause of ARF, the extent to which other etiologies are responsible for ARF is not known. Other potential causes of ARF following CAR-T cell therapy include encephalopathy related to ICANS, acute pneumonia, sepsis, aspiration pneumonitis, and pulmonary embolism. Further studies are needed to study the etiologies of ARF following this therapy.
The current study provides valuable information on the incidence and outcome of CAR-T cell patients with ARF. However, this analysis has several limitations. A notable one is the absence of specific information on the etiology of ARF or whether ARF served as a primary complication or was part of a broader multi-organ system failure. This remains an important clinical question that requires further study. There is no data on the investigations and treatment that these patients received. In addition, it is important to recognize the unique structure of the NIS database, where individual patients remain unidentifiable, and each recorded entry represents a discrete hospital admission rather than a continuous patient profile. 12 This inherent design feature limits longitudinal tracking of individuals across multiple hospitalizations, potentially obscuring aspects of disease progression and treatment trajectories. Due to the structure of the NIS database, we had to merge admission data from 2017 through 2022 for our analysis. However, in this structure we were unable to assess whether the year of admission and CART therapy independently contributed to complications such as ARF. We also have no data on the type of oxygen supplementation in the group of patients who did not require mechanical ventilation or noninvasive ventilation. While utilizing a national-level database in our study, it's essential to interpret results with caution due to potential misclassification bias from the administrative nature of the database. Additionally, the reliance on administrative data introduces questions regarding accuracy and completeness, with coding errors and variations in coding practices across healthcare facilities introducing a measure of variation in results. As such, we should exercise caution in generalizing findings from database studies and consider supplementary methodologies, such as prospective studies or randomized controlled trials, to enhance the robustness of conclusions drawn from NIS data.
Conclusion
CAR-T cell therapy is increasingly acknowledged as a treatment for various malignancies. A substantial number of these patients may necessitate ICU support for ARF and other critical conditions. This analysis indicates a high mortality rate associated with the development of ARF in these patients. Effective management requires close collaboration among pulmonologists, intensivists, hematologists/oncologists, and other specialists. Urgent research is needed to provide guidance for the comprehensive management of these patients.
Supplemental Material
sj-docx-1-jic-10.1177_08850666241253537 - Supplemental material for Epidemiology and Outcomes of Hospitalized Chimeric Antigen Receptor T-Cell (CAR-T) Therapy Patients Who Developed Acute Respiratory Failure
Supplemental material, sj-docx-1-jic-10.1177_08850666241253537 for Epidemiology and Outcomes of Hospitalized Chimeric Antigen Receptor T-Cell (CAR-T) Therapy Patients Who Developed Acute Respiratory Failure by Daniel Kurtz, Aditya Sharma, Aditi Sharma and Ayman O. Soubani in Journal of Intensive Care Medicine
Footnotes
Financial Disclosure
None reported.
Declaration of Conflicting Interests
The authors whose names are listed immediately below certify that they have NO affiliations with or involvement in any organization or entity with any financial interest (such as honoraria; educational grants; participation in speakers’ bureaus; membership, employment, consultancies, stock ownership, or other equity interest; and expert testimony or patent-licensing arrangements), or non-financial interest (such as personal or professional relationships, affiliations, knowledge or beliefs) in the subject matter or materials discussed in this manuscript.
Funding
The authors received no financial support for the research, authorship, and/or publication of this article.
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References
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