Abstract
This work improves the modeling of rods with periodic arrays of shunted piezoelectric patches. The modeling method abandons the previous incorrect assumptions and leads to a more precise result. A numerical investigation is based on an epoxy host rod with a periodic array of resistive–inductive shunted piezoelectric patches. The bandgaps are predicted by the application of Bloch theorem and transfer-matrix method. The results show that the boundary frequencies and attenuation extents both have some difference between the predications of the two models. In particular, the maximum attenuation in the locally resonant gap is much smaller in the result of the improved model.
Introduction
Over the last decades, extensive efforts have been exerted to investigate the application of piezoelectric shunting technique in structure-borne vibration control (Forward, 1979; Hagood and Von Flotow, 1991; Hollkamp, 1994; Oliver, 2008). Piezoelectric-shunt damping is an attractive technique for control of vibrating structures, which use damping of shunting circuits to dissipate vibration energy in structures. A passive shunt damper consists of an impedance network made from passive elements, for example, capacitors, inductors, and resistors. Contrary to active strategies, the electrical device of the system is a passive electrical network directly connected to the electrodes of piezoelectric elements. Therefore, the stability of the coupled system can be guaranteed. The effectiveness of the shunting system also stems from its lightweight, easy use, and good performance.
The piezoelectric shunting technique was first introduced by Forward (1979) who used piezoelectric elements with inductive shunts to significantly reduce the mechanical response of a membrane mirror. An elegant formulation of passive shunting was first proposed by Hagood and Von Flotow (1991), which is still most commonly used. The study demonstrated how a piezoelectric patch shunted through a resistive–inductive (RL) circuit, that is, a resonant-shunt, acted as a vibration absorber tuned at the resonance frequency of the circuit. Since then, more complex shunting circuits have been investigated to extend the effectiveness over broader frequency bands (Hollkamp, 1994).
Elastic-wave propagation in periodic structures has been researched for many years (Mead, 1970, 1986; Mead and Markus, 1983). The vibration response of periodic structures has been applied primarily to pass-band and stop-band analyses. Recently, the propagation of elastic or acoustic waves in periodic composite materials called phononic crystals (PCs) has received considerable attention (Goffaux et al., 2002; Kushwaha et al., 1994; Liu et al., 2000; Sigalas and Economou, 1992). There are two kinds of gap formation mechanism for PCs, Bragg scattering mechanism (Kushwaha et al., 1994; Sigalas and Economou, 1992) and locally resonant (LR) mechanism (Goffaux et al., 2002; Liu et al., 2000). The studies have shown that the existence of the Bragg gaps is strongly connected with a large acoustic impedance ratio between the scatters and the matrix. The center frequencies are always given by Bragg’s condition f = n(v/2a) (n = 1, 2, 3, …), where v is the elastic velocity of the matrix material and a is the lattice constant (Goffaux et al., 2002). The pioneering work of Liu et al. (2000) has opened additional field of PCs. The authors studied three-dimensional PCs consisting of cubic arrays of coated lead spheres immersed in an epoxy matrix and proposed a new kind of gap formation mechanism, that is, LR. The resonances of scatter units are the dominant factor in the formation of LR gaps.
Similarly, the structures periodically shunted by resonant-shunts not only produce Bragg gaps but also generate LR gaps. Therefore, a rather different approach to broadband vibration attenuation using simple RL shunts was proposed by Thorp et al. (2001, 2005). They used a periodic array of RL-shunted piezos mounted on the structure to control the propagation of elastic waves. The elastic waves in the structure will be attenuated when the corresponding frequencies are in the Bragg gaps or LR gaps. More recently, this strategy was extended to flat plates hosting periodic arrays of RL-shunted piezo-patches (Casadei et al., 2010; Spadoni et al., 2009).
The modeling method of the periodically shunted structures still commonly use the formulation (Thorp et al., 2001) proposed by Hagood and Von Flotow. This mathematical model is generally accepted and well used in modeling of piezoelectric shunting systems, but it is not suitable for modeling of periodically shunted structures. The foregoing formulation is based on the postulate that the electric displacement on the electrode surfaces of each piezo-patch is uniform, that is, the strain in the patch is uniform. This assumption is not satisfied well in periodically shunted structures because of the above-mentioned Bragg’s condition. In fact, the assumption is unsuitable not only for Bragg gaps but also for LR gaps. So, the mathematical model should be modified when we calculate the bandgaps of periodically shunted structures.
In this article, we abandon the above-mentioned assumption and propose a more suitable formulation when modeling rods with periodic arrays of shunted piezo-patches. The results based on the two mathematical models are both calculated by transfer-matrix method.
Models and transfer-matrix method
Piezoelectric patches with RL shunting circuits are periodically bonded to the surfaces of a host rod as shown in Figure 1. The parts with and without piezoelectric patches are, respectively, denoted as A and B.

Sketch of the rod periodically shunted by RL circuits.
The polarizing direction of the piezoelectric patches is along the z-axis, and all surfaces of the patch are free of constraint except along the x-axis as shown in Figure 2. In the piezoelectric equation, the directions x, y, and z in the coordinate system are denoted as 1, 2, and 3, respectively. Therefore, the piezoelectric equations can be reduced to (Thorp et al., 2001)
where S1 and T1 are the mechanical strain and stress in the x-axis direction, respectively.

Sketch map of the shunted patch.
Equation (1) can be solved as
where
Because the electrical potential on each electrode is identical in different locations,
Previous modeling strategy
Under the assumptions of the previous model, that the strain and electric displacement are uniform, the charges on the electrodes can be written as
where
The complex impedance of shunting circuits can be written as
where s is the Laplace operator, L is the inductance of the shunting inductor, and R is the resistance of the shunting resistor.
Applying the definition of current and its relation with voltage, it can be written as
where V is the voltage on the electrodes of piezo-patches.
Substituting equations (4) and (5) into equation (6), the voltage can be solved as
The voltage also can be expressed as
where h is the thickness of piezoelectric patches.
Combining equations (7) and (8), the electric field can be solved as
where
Substituting equation (9) into equation (1), the relation between stress and strain can be simplified as
Therefore, under the assumptions of the previous model, the effect of shunting circuits to the piezo-patch can be described as an equivalent modulus
However, it was a contradiction that the assumption of uniform strain was relaxed, when the bandgaps were calculated by transfer-matrix method with the previous modeling strategy (Thorp et al., 2001). In other words, the formula of equivalent modulus was used in the transfer-matrix method, while the constraint of uniform stain was left without consideration.
The transfer matrix can be derived from the governing differential equations and periodic boundary conditions, which is shown as follows.
The governing differential equations of longitudinal vibration in A and B of cell n, as shown in Figure 3, can be respectively given by
where

The nth unit cell.
The harmonic solution to equation (13) can be expressed as
where
where
The continuities of displacement and force at the interfaces between cell n−1 and n give
The matrix form of equation (17) can be given by
where
Similarly, the continuities of displacement and force at the interfaces between A and B in cell n give
The matrix form of equation (20) can be given by
where
Based on equations (18) and (21), the relation between (n−1)th cell and nth cell is given by
where
Improved modeling strategy
If the assumption of uniform strain is discarded, the more general formula of electrical charges on the electrodes can be described as
Substituting equation (2) into equation (24), it can be rewritten as
If the displacement of piezo-patch in the x direction is denoted as
So equation (25) can be solved as
Substituting equations (27) and (5) into equation (6), the voltage can be solved as
Combining equations (8) and (28), the electric field can be solved as
Substituting equation (29) into equation (1), the relation between stress and strain can be simplified as
Comparing equations (11) and (30), one can easily find that the two models generate big differences when modeling the shunted piezo-patch. The shunting effect is modeled as an appended elastic modulus with the previous modeling strategy, while the improved modeling strategy reveals that the shunting effect should be modeled as an appended stress. So an error will occur when the deformation of piezo-patch is non-uniform with the previous modeling strategy. Moreover, the error increases with the increase of vibration frequency, where the corresponding wavelength is short when compared with the size of piezo-patches.
Obviously, the derivation of transfer matrix also becomes different. The governing differential equations of longitudinal vibration in A and B of cell n, as shown in Figure 3, can be respectively given by
Substituting equation (30) into equation (31a), it can be rewritten as
The following derivation is similar to that of the previous modeling method except for the boundary conditions.
The continuities of displacement and force at the interfaces between cells n−1 and n give
Substituting
One can obtain the matrix form of equations (33a) and (33c)
where
Similarly, the continuities of displacement and force at the interfaces between A and B in cell n give
The matrix form of equation (36) can be given by
where
Based on equations (34) and (37), the relation between (n−1)th cell and nth cell is given by
where
Comparing equations (19) and (22) with equations (35) and (38), one can find that the transfer matrices extracted with the two modeling methods are quite different.
Bandgaps description
Due to the periodicity of the infinite structure in the x direction, the vector
where
Combining equation (40) with equation (23) or (39), the propagation constant can be determined by the eigenvalues of the transfer matrix
where
The bandgaps of the periodically shunted rod can be described by the propagation constant. The real part of the propagation constant, namely, the attenuation constant, indicates that amplitude attenuation occurs as the elastic wave propagates from one cell to the next.
Results and discussion
As an example, we choose epoxy as the material for the host rod and lead zirconate titanate (PZT)-5H as the material for piezo-patches. The geometric properties and material parameters employed in the calculations are listed in Tables 1 and 2.
Geometric and material properties of the host rod
Geometric and material properties of the piezo-patch
The bandgaps are, respectively, calculated on the two mathematical models. Figure 4 shows the variation of the attenuation constant over the 0–20 kHz range when the shunting inductance and resistance are L = 4.5 mH and

Bandgaps of the RL-shunted rod.
Comparing the two curves, one can find that the bandgaps obtained by the two modeling methods are different. The LR gap calculated from the previous model has a much bigger attenuation. From equation (27), one can find that the charges on the electrodes of a piezo-patch are only determined by the relative difference between boundary displacements, that is,
If

Bandgaps of the L-shunted rod.
Figure 6 shows the variations of characteristic frequencies with shunting inductance, which are calculated based on the two different mathematical models. The lower boundary frequency calculated from the improved model is much lower than that calculated from the previous model as shown in Figure 6(a). The frequency at the maximum attenuation is much higher when one uses the improved modeling method. However, the upper boundary frequencies from the two models almost completely overlap. Figure 6(b) shows the variations of boundary frequencies of the Bragg gap. One can find that a difference mainly emerges at the lower boundary of the Bragg gap.

The variations of characteristic frequencies with shunting inductance. (a) The characteristic frequencies in the LR gap and (b) the characteristic frequencies in the Bragg gap.
The vibration mode corresponding to the lower bounding frequency of the Bragg gap is shown in Figure 7. Comparing the two subfigures, one can find that the mode shapes obtained from the two modeling strategies are quite similar, and both show that the difference of the displacements between the two ends of each piezo-patch is 0, that is,

The vibration mode corresponding to the lower bounding frequency of the Bragg gap. (a) Improved model and (b) previous model.

The influence of resistance R to attenuation constant at the lower bounding frequency (point D) of the Bragg gap (L = 4.5 mH). (a) Improved model and (b) previous model.
Figure 9 shows the variations of bandgaps calculated from the two mathematical models. The value of color spectrum represents the magnitude of the attenuation constant. Comparing the distribution of the attenuation constant in the two maps, one can find that the results of the two models are different, especially at the location where the LR gap and Bragg gap start overlapping. Moreover, the maximum attenuation in the LR gap is always much bigger when using the previous model.

The variations of bandgaps with inductance L when
In order to verify the theoretical results, the transmission property of the shunted rod with six periods is simulated using ANSYS. Each of the components of the rod are, respectively, meshed with the elements listed in Table 3.
Element types used to mesh the shunting system
The finite element model is shown in Figure 10. Exciting the rod with unit displacement on one end, the response at the other end is shown in Figure 11(a). In order to compare the theoretical results of the two modeling strategies with the simulated results, the transmission properties of theoretical calculation are shown in Figure 11(b).

Finite element model.

Transmission properties of six-period rod, L = 7 mH, R = 10 Ω. (a) Results obtained from ANSYS simulation. (b) Results obtained from theoretical calculations.
Comparing Figure 11(a) with (b), one can find that the results of improved model are in better agreement with the ANSYS simulation. Specifically, the attenuation in the LR gap predicted by the previous model reveals a considerable error.
Conclusion
In conclusion, the results calculated from the two models are quite different. The maximum attenuation in the LR gap is much smaller when using the improved modeling method proposed in this article, while the corresponding frequency is higher. There is a big difference between the results of the two models with regard to the boundary frequencies. The modeling method proposed in this article is more suitable for modeling periodically shunted structures than that proposed in the study by Thorp et al. (2001) because it discards the unsuitable assumptions and leads to a more precise result.
Footnotes
Funding
This work was funded by the National Natural Science Foundation of China (grant numbers: 50905182 and 50875255).
