Abstract
In the arena of vibration energy harvesting, the key technical challenges continue to be low power density and narrow operational frequency bandwidth. While the convention has relied upon the activation of the fundamental mode of resonance through direct excitation, this article explores a new paradigm through the employment of parametric resonance. Unlike the former, oscillatory amplitude growth is not limited due to linear damping. Therefore, the power output can potentially build up to higher levels. Additionally, it is the onset of non-linearity that eventually limits parametric resonance; hence, this approach can also potentially broaden the operating frequency range. Theoretical prediction and numerical modelling have suggested an order higher in oscillatory amplitude growth. An experimental macro-sized electromagnetic prototype (practical volume of ~1800 cm3) when driven into parametric resonance, has demonstrated around 50% increase in half power band and an order of magnitude higher peak power density normalised against input acceleration squared (293 µW cm−3 m−2 s4 with 171.5 mW at 0.57 m s−2) in contrast to the same prototype directly driven at fundamental resonance (36.5 µW cm−3 m−2 s4 with 27.75 mW at 0.65 m s−2). This figure suggests promising potentials while comparing with current state-of-the-art macro-sized counterparts, such as Perpetuum’s PMG-17 (119 µW cm−3 m−2 s4).
Introduction
In the past decade, energy harvesting has witnessed a rapid increase of interest from both academia and industry (Priya and Inman, 2009). In contrast to the top-down process of conventional power generation, the decentralised and self-sustaining nature of energy harvesting provides a convenient onboard complement to batteries for prolonged lifetime of remote and wireless devices. For an overview of developments in this field, readers can refer to review articles such as those by Beeby et al. (2006) and Mitcheson et al. (2008), as well as a textbook published by Priya and Inman (2009).
Solar power has already emerged as a relatively mature technology for decentralised power generation; however, it is not suitable for enclosed or embedded applications where luminosity is scarce (Ye and Soga, 2011). On the other hand, ambient kinetic vibration is observed in many applications such as railways, bridges, industrial machinery and human body (Mitcheson et al., 2008).
Most reported vibration harvesters rely on the activation of the fundamental mode of resonance through direct excitation of a second-order mass–spring–damper system (Priya and Inman, 2009), where the driving force is typically applied parallel to the direction of the oscillatory displacement. The fundamental mode of resonance is attained when the excitation frequency matches the resonant frequency of the system. This type of resonance, achieved through direct excitation, is defined as ‘ordinary resonance’ within the context of this article for the purpose of clarity.
Two major persisting technical challenges of this emerging technology are the small power density and narrow operational frequency bandwidth. Due to the random and continuously varying nature of real-world vibrational sources, such as the example shown in Figure 1, an ideal harvester should be able to function over a wide range of frequencies. However, designing a system with a flatter resonant response through the tuning of damping compromises the peak power achievable. Therefore, the ideal objective is to maximise both the peak and the frequency bandwidth.

A typical sample of real vibration measured from a railway bridge (1 inch). Random vibration can be observed with several significant peaks covering a broad frequency range below 100 Hz: (a) time domain of recorded data and (b) frequency domain calculated through fast Fourier transform.
In an attempt to resolve this dilemma, this article departs from the convention (ordinary resonance) and investigates the employment of parametric resonance as a means of mechanical amplification while exploiting its non-linear resonant characteristics at high amplitudes to widen the frequency band. This particular resonant phenomenon is induced when an external excitation results in a periodic modulation of an internal system parameter. In contrast to ordinary resonance, the driving force is usually perpendicular to the direction of the oscillatory displacement.
To date, only one previous study (to the best knowledge of the authors) of utilising parametric resonance for vibration energy harvesting has been investigated (Daqaq et al., 2009), and significant performance enhancements have yet to be reported. One of the main limiting factors of this approach is the requirement for the excitation amplitude to exceed a certain initiation threshold prior to accessing the parametric resonant regime. A novel design and working mechanism are investigated in this study in order to reduce the shortcomings of a parametrically excited vibration energy harvester (PEVEH) for practical realisation.
Theory and motivation
One of the first documented reports of parametric resonance was by Michael Faraday in 1831 (Faraday, 1831; Minorsky, 1974) upon observing that a vertically oscillating cylinder on the surface of a fluid had half the frequency of the excitation. An early experimental investigation was carried out by Lord Rayleigh in 1883 (Minorsky, 1974; Rayleigh, 1883), where a taut string was attached to a tuning fork; when the tuning fork vibrated with a frequency
Parametric resonance is distinct from most vibrational resonances due to a time-dependent modulation in at least one of its system parameters (Nayfeh and Mook, 1979). There are two classifications: heteroparametric resonance (which is simply referred to as parametric resonance in modern academia) and autoparametric resonance (Minorsky, 1974). Heteroparametric excitation is induced by the periodic modulation of certain system parameters in response to an external force. Meanwhile, autoparametric resonance arises from certain integer ratio relationships among the various natural frequencies of a multiple degree-of-freedom system, resulting in one oscillating component of the system introducing a periodic modulation of the system parameter on a second oscillator. Mathematically, both types of parametric resonance can be described by the same generic equation (Minorsky, 1947).
The motivation for this study is inspired by a pivotal advantage, as outlined in Table 1, which can potentially enable a significant leap forward in performance over the current paradigm of vibration energy harvesting. Unlike directly excited ordinary resonance, oscillatory amplitude growth due to parametric resonance does not saturate by linear damping and can only be limited by either physical limits or the onset of non-linearity at high amplitudes. This rise of non-linearity that is almost always associated with parametric resonance can further aid the widening of frequency band, thereby fulfilling the two dilemmatic objectives simultaneously as summarised below.
Using parametric resonance as a means of mechanical amplification to maximise the peak power;
Using its non-linear resonant peak to broaden the operational frequency bandwidth.
Motivation for employing parametric resonance over ordinary resonance.
Energy invested
Unlike systems under direct excitation, the homogeneous parts of the equation of motion of a parametrically excited system contain functions of time, as shown in equation (1)
where
where

Stability chart in the δ–ε parametric plane of Mathieu equation with varying damping term ‘
Despite the promising potentials, not all system configurations will enjoy the advantages of larger amplitudes from parametric resonance at attainable excitation levels. One of the main hindrance factors is the presence of a damping-dependent initiation threshold (see Figure 2), which the excitation amplitude must attain. If the excitation is below this threshold, the system would be trapped within a stable equilibrium as experienced and reported by Daqaq et al. (2009). In addition to the frequency and amplitude conditions, an initial non-zero displacement is also required to ‘push’ the system out of stable equilibrium.
Parametric resonance has been widely observed to attain significant amplitudes, and its traditional study has involved applications to inhibit its onset or limit its growth such as the prevention of mechanical failure like aircraft wings (Tondl et al., 2000). This enables the mechanism to potentially act as a mechanical amplifier for maximising the energy conversion efficiency of a given mechanical-to-electrical transducer and drastically improve its power density.
Amplifiers using this phenomenon have already been explored in sensing applications such as microelectromechanical system (MEMS) gyroscopes (Oropeza-Ramos and Turner, 2005; Sharma et al., 2011). These designs typically rely on a drive actuator acting perpendicularly to the sensing mode in order to introduce a time-varying coefficient in the equation of motion. Since drive actuators drain extra power, these design approaches are not viable for energy harvesting applications. The objective in the context of energy harvesting, therefore, is to derive a mechanical design that can passively induce parametric excitation while minimising the effect of electrical damping on the parametric resonator.
Design and analytical model
The design schematic in Figure 3 presents a macro-scale PEVEH prototype. Parametric excitation can be observed in a variety of systems depending on the precise excitation criteria. The pendulum suspended on the left-hand side of this lever beam is one such system, which can be directly and/or parametrically driven, as illustrated in Figure 4. Propagation of vibration from the anchored base drives the pendulum with angular displacement

Design schematic of a parametrically excited vibration energy harvester (PEVEH) prototype.

Working mechanism of the PEVEH system.
The principal damping (transducer’s electrical damping) does not directly act on the pendulum. Therefore, the initiation amplitude threshold required to activate parametric resonance is lower in contrast to a design where the pendulum mass is primarily damped. This design is partially inspired from a two-stage mechanical oscillator (Milkovic, 2005), typically implemented as a rural water pump.
Horizontally driving a pendulum at its suspension induces a direct excitation governed by equation (3)
where
where
Ordinary resonance in equations (3) and (5) can be attained when
The core mechanism of the prototype, as shown in Figure 4, involves the propagation of vibrational excitation along the system to drive the pendulum at its suspension. When angular displacement
The equilibrium equations describing the lever beam balanced at rest (
where
where
Here, the term
For an electromagnetic transducer, displacement is related to electrical power output
where
The actual amount of maximum power extractable at the load (
where
While
Numerical simulation
A numerical model using MATLAB/Simulink was constructed with numerical parameters in Table 2 to investigate the behaviour of the PEVEH design (in Figure 3) under various excitation conditions.
System parameters employed in the numerical simulation.
A qualitative comparison of angular displacement build up of the pendulum in time domain as a result of ordinary and parametric resonances near critical damping is presented in Figure 5(a) and (b), respectively. Parametric resonance, intrinsically, has a longer transient state. However, it can potentially accumulate to larger displacement amplitudes. As already established in the previous section, the output power response is directly proportional to displacement squared. Therefore, the effect of increasing oscillatory amplitude is amplified in the rise of peak power by this squared relationship. Figure 6(a) and (b) qualitatively compares the power responses of the system for both cases in the frequency domain.

Numerical simulation and experimental results (induced with comparable excitation levels) of the oscillatory amplitude build up (in time domain) for the prototype near critical damping. Parametric resonance has a longer transient state but is able to attain a higher amplitude: (a) ordinary (numerical); (b) parametric (numerical); (c) ordinary (experimental), Vpp = 21.8 V; and (d) parametric (experimental), Vpp = 56.4 V.

Comparison between the numerically computed response for (a) ordinary resonance and (b) parametric resonance in the frequency domain the legends listed correspond accordingly to the respective power curves from top to bottom.
It can be observed that non-linearity in parametric resonance plays a more significant role and is even seen at low amplitudes. On the other hand, the non-linearity associated with ordinary resonance only becomes significant at high amplitudes. Therefore, for a given excitation amplitude, the parametric case exhibits a relatively wider operational frequency band. However, the higher non-linear peaks on the left-hand side of the natural frequency mark line in Figure 6(b) are only achievable either when an initial displacement is present or during a downward frequency sweep. This is because during an upward frequency sweep, initial system displacement is absent upon reaching these otherwise operational frequency band; in other words, the system is trapped at a lower bifurcation point.
A steep jump (the elongated peak shape) in the non-linear peak is observed at high excitation amplitudes in Figure 6(b), suggesting the onset of higher orders of non-linearity. A theoretical explanation for this behaviour is that at these large amplitudes, pendulum oscillations no longer approximate to simple harmonic motion but undergo Hopf bifurcation to a limit cycle motion (Tondl et al., 2000), hence, yielding an even faster growth in peak power levels.
With increase in excitation amplitude, the oscillatory amplitude (hence the peak power) also increases accordingly. For ordinary resonance, a second-order polynomial relationship is present between displacement amplitude and power growth due to the

Quantitative numerical comparison between the peak power response for ordinary and parametric resonances to varying excitation amplitudes. Beyond a certain threshold of the excitation amplitude, parametric resonance rapidly outperforms ordinary resonance.
Evidently, the numerical simulations have demonstrated that parametric resonance has modestly broader operational frequency band as a result of more significant non-linearities and higher achievable peak power than its ordinary resonance counterpart. However, it should be noted that ‘an order higher’ in performance as described in section ‘Theory and motivation’ does not necessarily denote absolute power magnitudes but more essentially the higher order polynomial behaviour demonstrated in Figure 7. In fact, when the excitation amplitude just marginally exceeds the required initiation threshold amplitude, the absolute peak power achievable is lower than its ordinary counterpart. Therefore, the parametric approach is increasingly rewarding at higher excitation amplitudes.
Experimental prototype
To verify the theoretical and numerical predictions, an initial macro-scale electromagnetic prototype (Figure 8) with system parameters listed in Table 3 was constructed and studied. The unmeasured parameters in Table 3 were numerically estimated and fitted in order to match the numerical model with the experimental power response.

Preliminary PEVEH prototype.
System parameters of the experimental prototype and fitted values of the corresponding numerical model (to match the recorded power response).
The transducer has a total component volume of around 50 cm3 and practical device volume of nearly 90 cm3. A four-magnet arrangement (Beeby et al., 2007) was employed. The magnets are disc-shaped sintered neodymium–iron–boron with dimensions of 22 mm diameter and 10 mm depth. The coil is also cylindrical in shape with dimensions of 50 mm outer diameter, 5 mm inner diameter, 10 mm depth, 90 µm wire diameter and an estimated coil turns of approximately a quarter of a million. The prototype’s total component volume is approximately 500 cm3, and its practical device volume is around 1800 cm3.
At ideal load resistance of 5.4 kΩ, excitations in excess of 0.4 m s−2 brought about the onset of the principal order parametric resonance. The peak electric power recorded at parametric resonance is 956.6 mW at 1.70 m s−2 and at ordinary resonance is 27.75 mW at 0.65 m s−2. Furthermore, parametric resonance at this excitation setting (from which the peak power figure was noted) did not reach a steady state but was rather constrained by the physical limits of the design, which only permitted the pendulum to exhibit a maximum angular displacement of
The qualitative comparison of experimental oscillatory amplitude build up shown in Figure 5(c) and (d) is in agreement with their numerical counterparts with regard to a longer transient state for the parametric case. However, the eventual steady state accumulated to a much higher power level than ordinary resonance. Also, at higher excitation, the time required to attain peak amplitude is shorter.
The experimental Bode plots of power responses are shown in Figure 9. At similar excitation levels (see Table 4), parametric resonance yielded over 6 times higher peak power than ordinary resonance. The mechanical shaker employed had a physical limit of approximately 5 mm in amplitude. Within this constraint, ordinary resonance failed to demonstrate observable non-linearities. The operational frequency bandwidth is measured from half power points. Figure 10 contrasts the frequency bandwidth and extractable power for both resonances at similar input acceleration levels (∼0.6 m s−2). In this scenario, the parametrically driven system exhibited around 50% increase in the operational frequency band. Taking the ordinary resonance half power points as reference, the parametric case power curve experienced nearly a threefold broader frequency bandwidth.

Experimental power response in the frequency domain for various excitation amplitudes
Comparison of ordinary and parametric resonances’ experimental performance.
Parametric resonance has demonstrated over 6 times higher absolute peak power (at comparable acceleration of ~0.6 m s−2) and also performed an order better in terms of power density normalised against acceleration squared. Higher accelerations for ordinary resonance were not measured because of the shaker’s physical amplitude limit of nearly 5 mm.

Experimental frequency bandwidth and extractable power of parametric resonance (frequency scale halved for the purpose of comparison) and ordinary resonance at comparable accelerations (~0.6 m s−2).
Discussion
The PEVEH prototype has experimentally performed an order better at parametric resonance than at ordinary resonance, confirming the theoretical and numerical predictions of its advantages. A summarised comparison of the merits and demerits of the two cases are presented in Table 5. Apart from comparing with itself, Table 6 briefly contrasts the prototype’s performance against selected current state-of-the-art macro-sized electromagnetic vibration energy harvesters. The preliminary experimental results reported here already compare favourably against the current state of the art. Therefore, this serves as a motivation for further research in applying parametric resonance for vibration energy harvesting.
Summarised comparison between ordinary and parametric resonances.
Comparing PEVEH with selected current state-of-the-art macro-sized electromagnetic vibration energy harvesters in terms of power density normalised against acceleration squared.
PEVEH: parametrically excited vibration energy harvester.
As mentioned in section ‘Introduction’, the study by Daqaq et al. (2009) appears to be the first and only literature to date that has investigated the employment of parametric excitation for vibration energy harvesting. Despite providing a thorough and crucial theoretical analysis, a groundbreaking leap forward in practical performance has yet to be reported. The main limitation of a parametrically excited system is the need for the excitation amplitude to overcome an initial threshold; below which, steady-state response will be 0. Daqaq et al. (2009) have provided a comprehensive analytical model for this threshold amplitude.
The initiation threshold amplitude issue is not unique to Daqaq et al.’s parametrically excited cantilever and is intrinsic to most parametrically excited systems. However, the 2-degree-of-freedom PEVEH design reported here is less constrained by this shortcoming. This is because the principal damping in the system acts as the key contributor to this limitation (and the threshold is nonexistent for a theoretically undamped scenario). For PEVEH, the principal source of damping (transducer) acts on the secondary oscillating element (lever beam). So, the excitation of the primary oscillating element (pendulum) is on a different degree of freedom and the effect of initial damping is minimised. In turn, this implies that a relatively higher initiation threshold amplitude is required if the principal source of damping is on the same degree of freedom as is the case for Daqaq et al.
The requirement of a non-zero initial displacement (to ‘push’ the system out of stable equilibrium) is another intrinsic property of most parametrically excited systems. A design that places the rest position in an unstable equilibrium could serve as a solution.
Parametrically driven harvesters, despite their potential capabilities of exhibiting significantly higher performance, are not perfect. Therefore, the integration of both direct and parametric excitations to compensate and complement each other can serve as an ideal solution for vibration energy harvesting.
Future work
Ongoing and future work involves miniaturising the macro-sized prototype as well as exploring thick-film and MEMS implementations of PEVEHs. Future research could revolve around scaling effects and the effectiveness of applying parametrically excited harvesters to real-world infrastructural vibration.
Furthermore, the phenomenon of autoparametric resonance is also being explored. The presence of a directly excited component within such working mechanisms reduces the initiation threshold amplitude and helps to overcome the requirement of a non-zero initial displacement. Therefore, this can complement parametrically excited harvester’s shortcomings while exploiting its potential performance advantages.
Conclusion
This article has investigated the feasibility of employing parametric resonance for vibration energy harvesting. The numerical simulations and experimental prototype constructed have verified the theoretical prediction of an order higher in oscillatory amplitude (hence power) growth than ordinary resonance. Experimentally recorded peak power at parametric resonance (171.5 mW at 0.57 m s−2) has outperformed ordinary resonance (27.75 mW at 0.65 m s−2) by an order of magnitude in terms of power density normalised to the squared input acceleration. The growth of significant non-linearities with increasing amplitude also demonstrated 50% increase in operational frequency bandwidth measured from their respective half power points (or nearly threefold, taking the half power point for the ordinary response as the reference). Additionally, these initial experimental results already compare favourably with respect to the current state of the art.
Footnotes
Funding
This work was supported by the Engineering and Physical Sciences Research Council (grant number EP/I019308/1).
