Abstract
Understanding the shear mechanics mechanism of bolted joints is of great significance for predicting and preventing geological disasters. Most current studies seldom consider the rheological effects of bolted joints. In this paper, a comprehensive rheological constitutive model is proposed, accounting for initial damage and damage evolution across different rheological stages and bolt characteristics. The model incorporates an elastoplastic Hooke body for instantaneous deformation, parametric nonlinear Kelvin and viscous models for attenuation and steady creep stages, and a visco-plastic model based on time-dependent shear strength for accelerated creep stage. Additionally, a bolt-rock cooperative deformation model is introduced, considering the evolution of the bolt's elastic modulus. The resulting elasto-viscoplastic constitutive model effectively describes the shear rheological behavior of bolted joints, with its validity and superiority demonstrated through comparisons with shear creep tests and the Maxwell model. This research aims to provide valuable theoretical guidance for the construction and reinforcement of rock mass engineering projects.
Introduction
Rock mass widely exists in engineering construction, due to the presence of joints, rock mass as engineering material exhibits high anisotropy and heterogeneity (Sarfarazi and Haeri, 2016; Yuan et al., 2022; Zhu et al., 2022). In addition, fractures initiated in the rock would interact with the sliding of existing joints, which significantly affects the deformation mechanism and strength characteristics, eventually failing (Wu et al., 2021; Zhao et al., 2019; Zhu et al., 2023). Therefore, the stability assessment of rock mass engineering is usually based on the analysis of joints. To reinforce the joint pre-existing in rock mass engineering, bolt technology is widely used (Liao et al., 2021; Wang et al., 2022), as shown in Figure 1. Over the past decades, numerous studies of bolted joints have been carried out. Based on the elastic theory of semi-infinite beam and the approximate differential equation of the deflection curve, Chen et al., (2020) proposed an analytical method that can predict the mechanical behavior of a fully grouted bolt subjected to pull-and-shear load. Similarly, Singh and Spearing (2021) established an analysis model to predict the shear characteristics of the bolt under large deformation, and proposed a method to consider the effect of post-elastic strain hardening on the bending stiffness of bolted rock. Recently, considering the relationship between the dilation effect and the bolt deformation and the influence of joint surface abrasion, Zheng et al. (2021) proposed an analytical model for predicting the shear behaviors of bolted rough joints. To estimate the effectiveness of the rock reinforcement system, on the basis of analytically-derived interface behavior between a rock bolt and the rock material for grouted rock bolts, Nie et al. (2014) proposed a rock bolt element by coupling a rock bolt element into the DDA(2D).

Load-bearing characteristics and anchoring mechanism of rock anchors used in soft rock roadways: (a) rock bolts used; (b) anchoring zones of bolts groups and (c) anchoring mechanism of individual bolts.
The above research has well revealed the shear mechanics mechanism of bolted joints, but most of the researchers have rarely considered the rheological effect of the rock mass. Whereas, research showed that the characteristics of joints are closely related to time (Li et al., 2022; Zhao et al., 2017, 2017), then the instability of rock mass engineering is induced (Mansouri and Ajalloeian, 2018; Singh et al., 2018). The rheological dislocation displacement of the joints leads to the obvious stress concentration of anchor bolts, and may cause shear cracks in the protective layer of the concrete (Liu et al., 2017; Yu et al., 2021; Zhang et al., 2019). Therefore, it is necessary to study the shear creep behavior of bolted rock joints. With the constitutive model, the shear rheological mechanical mechanism of the rock mass can be revealed effectively, which has been proved by many studies (Liao et al., 2018; Peng et al., 2021; Zhao et al., 2017). Hence, this study based on the division of three stages of rock mass rheology and the principle of bolt-rock cooperative deformation, proposes a rheological shear constitutive model to obtain the stress and deformation characteristics of bolted joints during the rheological process. The validity and superiority of the model are verified through a series of laboratory shear rheological tests on joints and comparisons with the Maxwell model. The results can help contribute to a better understanding of the rheological deformation mechanism of bolted joints, and provide theoretical benchmarks for mitigating disasters induced by the shear rheological failure of bolted joints.
Constitutive modeling
Under the creep conditions, as the space-time evolution of microstructure, the stress and deformation fields in the rock mass are constantly adjusted and reorganized, which is one of the causes of rock mass damage. According to the degree of crack propagation especially the characteristics of deformation evolution, the rock creep process can be divided into three stages: attenuation creep stage, steady creep stage, and accelerated creep stage (Zhao et al., 2019). The typical shear creep curve of rock masses is shown in Figure 2. The section of OA is initial instantaneous deformation, which is caused by instantaneous loading. Then with the evolution of time, enter the attenuation creep stage AB, where the

Typical creep curve (point A is the instantaneous deformation, point E is the elastic deformation, point B is the beginning of the steady creep stage, point C is the beginning of the accelerated creep stage, and point D is the deformation at the final destruction.).
In most rheological cases, the deformation of bolted rock mass exhibits strong elasticity, viscosity and plasticity characteristics (Xia and Sun, 2002; Zhao et al., 2021) or a combination of them: elasticity, viscoelasticity, viscoplastic and viscoelastic-plastic characteristics. These different deformation properties can be characterized by the combination of three elements: elastic element, viscous element, and plastic element (Chen et al., 2023; Tang et al., 2018). To reflected rheological mechanical properties effectively, early scholars proposed four representative models (Liu et al., 2021), which laid the foundation for the investigation of the rheological constitutive model, as shown in Figure 3. This paper will use this research idea for reference, improve the existing model or propose new models, to establish the constitutive model describing the rheological properties of bolted joints.

Schematic diagram of four basic combination models.
Elastic-plastic body considering hardening and damage effects of instantaneous deformation
There are many micro-cracks in the rock mass. With the occurrence of shearing, these micro-cracks will be compacted or further propagated, resulting in plastic deformation and the evolution of mechanical properties (Guan et al., 2018), as shown in Figure 4. By identifying three special stress thresholds (crack closure stress τcc, yield stress τy, peak stress τp), the process of compaction and propagation of cracks can be defined as follows: (1) hardening effect stage – the stress is less than τcc and the mechanical properties are enhanced due to the compaction of original micro-cracks; (2) elastic stage – the stress is in the range from τcc to τy and the mechanical properties remain stable; (3) damage softening stage – the stress is in the range from τy to τp and damage occurs due to the propagation of micro-cracks; (4) post-peak stage – the stress is greater than σp and the mechanical properties deteriorate rapidly.

Schematic diagram of instantaneous hardening and damage softening of rock.
Generally, the rheological model describes the instantaneous deformation by the traditional elastic Hooke body, which has the limitation of the reflection of the instantaneous hardening and damage characteristics. Due to the complexity of rock masses, the instantaneous hardening/damage stress thresholds are different, characteristics of instantaneous deformation can be plastic or completely elastic. Considering the possible plastic deformation caused by the micro-crack effect is rarely studied in rheological research, this paper proposes an elastoplastic improved Hoke body to fully reflect the instantaneous deformation. The schematic diagram of the improved Hoke body is shown in Figure 5.

Instantaneous elastoplastic body considering the effect of microcracks.
The constitutive equation is:
Nonlinear viscoelastic model based on Kelvin model
To describe the behavior of the attention creep stage, the classical Kelvin model is usually used. This traditional model obtained the corresponding creep deformation by combining the elastic and viscous components in parallel (Xia and Sun, 2002).
The constitutive equation of the Kelvin model is:
It can be seen from the above equations that the parameters of the Kelvin model are constant. However, many researches show that the parameters nonlinear evolve during rheological process (He et al., 2018; Li et al., 2015; Zhao et al., 2019). To reflect the nonlinear rheological characteristics of rock masses, we improve the Kelvin model by introducing the time damage factor DK, to describe the nonlinear characteristics of

Improved nonlinear Kelvin rheological model with variable parameters.
A series of studies (Chen et al., 2021; Lin et al., 2021; O'Neill et al., 2018; Zhang et al., 2021) show that rock damage evolves exponentially during rheological process. Therefore, the expression of DK can be defined as (Lin et al., 2020a):
By introducing the time damage factor DK, the viscous element
After the description of the nonlinear characteristics of parameters. The constitutive model of improved Kelvin model is obtained:
Combined with the initial conditions t = 0, γ = 0, the shear displacement of model can be written as:
Nonlinear viscous model considering shear stress
By combining the improved Hoke body and nonlinear Kelvin body, a constitutive model describing the instantaneous deformation and attenuation rheological stage can be obtained, as shown in Figure 7.

Model combined by Improved Hoke body and nonlinear Kelvin body model.
The equation of constitutive model is:
This equation shows that when t is large enough, that is, the rock mass enters steady creep stage, the shear displacement is a certain value, indicating that the displacement rate is 0. However, the displacement rate of rock mass increases slowly with a value. The constitutive model shown in Figure 7 cannot reflect the characteristics of steady creep stage. Recently, a series of shear rheological tests of rock joints found that there is an exponential function relationship between the displacement rate and the shear stress level during steady creep stage (Jia et al., 2018). Based on this, a nonlinear viscous model is proposed in this chapter to describe the characteristics of steady creep stage, as shown in Figure 8.

Nonlinear viscous element.
The constitutive equation is:
The shear displacement expression is obtained by transformation:
Visco-plastic rheological model considering initial damage
According to the theory of damage mechanics, microscopic damage can be effectively reflected by the evolution of shear strength (Asadizadeh et al., 2018; Zhao, 1997). The shear strength is equal to the shear stress at the beginning of accelerated creep, and then decreases with time until failure (Lin et al., 2020b). We based on the time-dependent characteristic of shear strength, establish a viscoplastic model which can accurately reflect the mechanical behavior of the accelerated creep stage, as shown in Figure 9. This model is composed of a plastic element representing shear strength and a viscous element representing rheological rate in parallel.

Schematic diagram of nonlinear viscoplastic element based on time-dependent strength.
Its constitutive equation is:
The time function of the shear strength represented by the plastic element can be written as:
In actuality, the instability failure of rock is generally induced by initial damage, such as joints, holes, etc (Hu et al., 2020; Huang et al., 2022; Wang et al., 2021a, Wang et al., 2021b). Therefore, from the perspective of the engineering application of the model, it is necessary to consider both the initial damage and the microscopic time-dependent damage caused by rheology. Under strain equivalence theory, the coupled damage of the rock mass can be expressed as (Liu et al., 2015):
The macroscopic damage Dma can be calculated by the following equation (Chen et al., 2020):
Regarding the rheological state, Kachanov proposed Kachanov's law (Zhang et al., 2021), which can better describe the microscopic damage of rock masses, the corresponding expression is:
Since this model describes the mechanical behavior of the rock mass during the accelerated creep stage, when the damage starts to occur,
Substituting equations (18) and (20) into equation (17), the rock mass damage considering the initial damage can be calculated as:
Substituting equation (21) into equation (16), the constitutive equation of this model is:
Combined with the initial conditions: t = ts, γ = 0, the shear displacement equation of the model can be obtained as follows:
These series of models describing different creep stages were combined to establish the nonlinear rheological constitutive model of rock joints (Figure 10), which can reflect the mechanical properties of the three rheological stages.

Schematic diagram of the nonlinear rheological constitutive model of joints.
Combining equations (12), (14) and (24), the elastic-visco-plastic nonlinear rheological constitutive equation of rock joint surface can be obtained:
Shear rheological model of rock mass joint surface considering the bolt
Rock bolts are widely used in the field of engineering for the high stiffness of both axial and shear loads, and its inherent improvement of rock integrity. The influence of bolts on the stability of rock mass is generally manifested in two aspects: firstly, by sharing the confining pressure with the rock joint, the bolt can reduce the stress of surrounding rock and improve safety. On the other hand, the bolt can also improve the stability of rock mass properties, such as the “pile bolt effect” (Fang et al., 2020). Due to the shear movement of rock along the joint, bolts installed in rock mass undergo bolt-rock cooperative deformation (He et al., 2018), which is the component of the whole rheological deformation. During the rheological process, the pre-load of the bolt is gradually reduced, and the time-dependent characteristic can be expressed as (Yang et al., 2020):
Then the shear stress and shear modulus of bolt can be calculated as:
Thus, the shear modulus of the bolt
Considering the coupling effect of bolt and joint. This paper based on the characteristic of the shear modulus of the bolt in equation (30), establishes a rheological model of bolt-rock cooperative deformation, as shown in Figure 11.

Bolt-rock cooperative deformation model.
Accordingly, the constitutive equation of this model is:
The shear displacement expression can be obtained by solving equation (31):
By the combination of the model shown in equation (26) and this model, a shear rheological constitutive model of bolted joints can be obtained, as shown in Figure 12.

Shear rheological constitutive model of bolted joints.
The corresponding shear displacement expression is:
Model verification
In this section, to verify the correctness of the constitutive model equations (26) and (34) proposed in this study, a series of creep tests were selected for comparative analysis, and the Maxwell model is compared with the proposed model to illustrate the superiority of our model. Besides, the root-mean-square-error (RMSE) is used to evaluate the consistency between the model and the test data. The lower RMSE value (→ 0) is indications of models with better performance. The statistical indices can be obtained by:
Shear creep test with anchor bolt of Liu (Liu, 2020)
Liu (Liu, 2020) conducted the shear creep tests of bolts with the joint angles of 15°, 30°, 45° and 60°, respectively, as shown in Figure 13. The artificial prefabricated through-through joints were adopted in this experiment.

Diagram of bolted joint rock mass.
Figure 14 presents the comparison between the proposed theoretical curve using equation (34) and the experimental results. Table 1 lists the parameter values for the constitutive model. Table 2 shows the comparison of RMSE values between the different models. There is a good consistency between the model results and the experimental results, and the proposed model is better than the Maxwell model in describing the shear behavior of bolted joints. This indicates that the model can better approximate the shear creep deformation behavior of the bolt under the different joint angles.

Comparison between the proposed model and test results from Liu (Liu, 2020). (a) Joint angle = 0°, (b) Joint angle = 30°, (c) Joint angle = 45°, (d) Joint angle = 60°.
Model parameters of joint with bolt.
Comparison of RMSE values (shear creep test with anchor bolt).
2. Shear creep test without bolts of Zhu and Jia (Jia et al., 2018; Zhu et al., 2019)
Zhu and Jia (Jia et al., 2018; Zhu et al., 2019) conducted a series of shear creep tests to investigate the rheological properties of natural rough joints. all joints are taken from natural discontinuity, as shown in Figure 15.

The shear creep tests of joints without bolts.
These test results are also selected to conduct the validation of the proposed model under no bolt conditions. Table 3 lists the parameter values for the constitutive model. Table 4 shows the comparison of RMSE values between the different models. In contrast to the Maxwell model, the theoretical curves obtained from equation (26) match well with the test results in Figure 16. This indicates the proposed model can also effectively predict the shear creep behavior without anchor bolts, the validity and superiority of the model are clearly demonstrated.
Model parameters of joint without bolt.
Comparison of RMSE values (shear creep test without bolts).

Comparison between the proposed model and test results from Zhu and Jia (Jia et al., 2018; Zhu et al., 2019). (a) Comparison between the proposed model and test results from Zhu (Zhu et al., 2019) (τ = 3.385 MPa). (b) Comparison between the proposed model and test results from Zhu (Zhu et al., 2019) (τ = 1.330 MPa). (c) Comparison between the proposed model and test results from Jia (Jia et al., 2018) (τ = 0.725 MPa) and (d) Comparison between the proposed model and test results from Jia (Jia et al., 2018) (τ = 1.095MPa).
Conclusions
In this study, based on the mechanical properties of three rheological stages and the deformation characteristics of bolts, an elasto-viscoplastic constitutive model of bolted joints considering initial damage and damage evolution is proposed, which is composed of several rheological elements: (I) elastoplastic improved Hooke body of transient deformation considering hardening and damage effects. (II) parametric nonlinear Kelvin model of attenuation stage. (III) nonlinear viscous model considering shear stress of steady creep stages. (IV) visco-plastic model based on time-dependent shear strength considering initial damage of accelerated stage. (V) rheological model of bolt-rock cooperative deformation. Subsequently, with the combination of these series of models, an elasto-viscoplastic constitutive model describing the shear rheological behavior of bolted joints is established.
The validity and superiority of this proposed model are verified by comparison analysis among the predictive results of the proposed model, shear creep tests and the Maxwell model. The model inversion results show that the main rheological characteristics (Hardening and damage effects of instantaneous deformation, nonlinear characteristic of parameters, time-dependent characteristic of shear strength caused by damage evolution, cooperative deformation characteristics of bolted rocks) can be well reflected in this model. This research is expected to provide theoretical guidance for the construction and reinforcement of rock mass engineering.
Footnotes
Data availability statement
Some or all data, models, or code that support the findings of this study are available from the corresponding author upon reasonable request.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This paper gets its funding from Projects (42277175) supported by National Natural Science Foundation of China; Science and Technology Progress and Innovation Plan of Hunan Provincial Department of Transportation(202120); Hunan Civil Air Defense Research Project (HNRFKJ-2021-07); Hunan provincial key research and development Program(2022SK2082), Postgraduate Scientific Research Innovation Project of Hunan Province (CX20220195), and Fundamental Research Funds for the Central Universities of Central South University (2022ZZTS0107). The authors wish to acknowledge these supports.
