Abstract
Most of real-world structural components that undergo cyclic loading feature multiaxial fatigue. When the cyclic loading involves also significant plastic deformation, multiaxial low-cycle fatigue takes place. Applications where multiaxial low-cycle fatigue can be observed very often involve metal components. To predict their lives multiple criteria and models have been proposed, but their development has not followed a regular path. Multiple reviews are available in literature. However, many of them are outdated, they often employ different classification methods to categorize available criteria, many focus on specific families of criteria, and others do not include sufficient theoretical background. Moreover, none of the available reviews is based on a systematic literature search method. As a result, approaching the topic can result arduous and chaotic, especially for first timers. This work aims at providing a clear, comprehensive, and definitive review of available criteria for multiaxial low-cycle fatigue. First, the basic theoretical background is explained. Secondly, a systematic approach is described and employed to identify all major currently available criteria. Then, they are classified and commentary about different classification styles that can be found in literature is added. Eventually they are described, together with their latest proposed variations. In this way this review can be employed as a guiding reference, especially for engineers approaching the topic for the first time.
Keywords
Introduction
Fatigue is the set of phenomena that cause a structural element which experiences cyclic loading to feature a lower strength than that obtained through monotonic tests. The reason why such phenomena were assigned w the name “fatigue” is due to their repetitive nature, which cycle after cycle “tires” the material, which eventually fails under loads that in static conditions would be withstood. The phenomenological explanation lays in the mechanism of crack nucleation and propagation. Indeed, fatigue occurs in microscopic areas of undesired high stress concentration, such as surface defects, where the intensification of stresses is enough to cause a localized microscopic plastic deformation, even if the applied stresses are in the elastic regime (Bolotin, 1999). Such zone of microscopic plastic deformation takes the name of crack tip, and if loads are cyclically repeated it can propagate deep in the material, leading to the growth of an entire crack. This often happens without notice, until suddenly the resistant area is no longer enough to withstand the loads and failure abruptly occurs (Bolotin, 1999). For this reason, components must be carefully designed taking fatigue into account, as due to its inconspicuous nature it could lead to catastrophic consequences. Besides that, fatigue also represents one of the most common, if not the most common, causes of mechanical failure (Campbell, 2012), as it could take place in any kind of application where dynamic loading conditions can be observed.
Fatigue phenomena can be classified according to the number of cycles that are required to lead a material to failure (fatigue life). Two main types of mechanical fatigue are thus identified: High-Cycle Fatigue (HCF) and Low-Cycle Fatigue (LCF). HCF takes place when the cyclic stresses never exceed the material yield strength (i.e., when the component operates always in the elastic region). It is characterized by a number of cycles that canonically ranges from 104 up to 107 cycles (Farhat, 2021), especially in the case of metals, which represent the family of materials that are most often subject to fatigue in industrial applications. Conversely, LCF takes place when the cyclic stresses exceed the material yield strength, i.e., when they induce plastic deformation not only at the crack tip, but in macroscopic regions (Xin, 2013). As a consequence, given a material, LCF conditions result to be more harmful than HCF conditions and the LCF life is shorter than the HCF life. LCF lives of metals usually extend from 102 up to 103–104 cycles (Concli et al., 2022, 2023; Dufailly and Lemaitre, 1995). Further categories can be identified, although sometimes their ranges overlap, depending on the literature reference. As far as fatigue lives higher than 107 cycles are concerned, Very High-Cycle Fatigue (VHCF) takes place for rages from 107 up to 1010 cycles, while Ultra High-Cycle Fatigue (UHCF) takes places for ranges from 109 to 1012 cycles (Wang et al., 2012). With regard to fatigue lives lower than 102 cycles, in literature both Very Low-cycle Fatigue (VLCF) and Ultra Low-cycle Fatigue (ULCF) are definitions employed to refer to fatigue operating in the range between 10° and 102 cycles (Dufailly and Lemaitre, 1995; Pereira et al., 2014). Fatigue phenomena can be classified according to the type of state of stress too. If it is characterized by stresses acting along one single axis, uniaxial fatigue takes place, obtaining a configuration whose analysis is simple and straightforward. Conversely, if multiple axes are simultaneously loaded, multiaxial fatigue takes place, obtaining a configuration whose analysis can result extremely challenging (Socie and Marquis, 1999). MLCF identifies the set of LCF phenomena where stresses act on multiple axis. This means that loads producing plastic strains and that vary over time can be observed acting in different directions during the same load cycle. As a result, the number of parameters that have to be taken into account to predict the life of components subject to MLCF is high. The main ones are: value of the amplitude of the applied strains (or stresses), variability over time of the amplitude of the applied strains (or stresses), loading frequency, elasto-plastic behavior of the material, surface finishing, shape, and size of the structural element, value of the mean stress, proportionality of the applied loads, phase difference between the applied loads, shape of the loading path. All these parameters are related to mechanical loads only. If also thermal or chemical phenomena take place, then the fatigue analysis becomes even more complex. Nevertheless, despite the effort that it requires, being able to predict the lives of components that experience MLCF is of vital importance, as most of real-world applications involve multiaxial states of stresses (Shamsaei and Fatemi, 2009). Note that even under uniaxial loading, a multiaxial state of stress could be obtained anyway, as a result of any geometrical discontinuity (e.g. notches), or due to the presence of a residual stresses.
With regard to applications where MLCF can be observed, they cover a wide and diversified spectrum, with almost all of them involving metal structural components. As far as the automotive sector is concerned, failure provoked by MLCF occur in internal combustion engines due to the high thermal stresses which take place every time the engine is turned on, employed enough to warm it up, switched off and cooled down. The areas that are typically affected the most are the valve bridge areas of cylinder heads, due to the overlapping of press fit stresses and maximum temperature cyclic loading (Fontanesi and Giacopini, 2013), and the exhaust manifold (Xin, 2013; Xue et al., 2007). Similarly to internal combustion engines, also turbine engines experience MLCF as a consequence of turn on-operation-turn off cycles. The loads that produce it can be thermal loads and centrifugal loads (Dileep et al., 2015; Hu and Wang, 2013). Both of them are applied every time the engine is employed and are removed when it is switched off (in the first case because the engine cools down, and in the latter case because the blades slow down). Centrifugal loads mainly affect blades (Dileep et al., 2015), while thermal loads mainly affect the impeller (Hu and Wang, 2013). In the construction sector, MLCF can take place during earthquakes, whose waves can cause cyclic plastic deformation of metal components that comprise buildings. The most sensitive components are welded joints connecting beams and other structural elements (Huang et al., 2020). Other components that undergo MLCF in buildings are elements which are designed to plastically deform during earthquakes, in order to dissipate the energy transmitted by the earthquake (Nagel et al., 2017). The same elements are employed during similar events, such as hurricane winds and tidal waves (de Castro e Sousa and Nussbaumer, 2019). A fourth field of application of MLCF is represented by piping components of chemical, power and nuclear plants. In this case, MLCF analysis is carried out because water or other fluids flowing at high pressure and high temperature can cause cyclic inelastic strain (Ahn et al., 2002). The components that are analyzed the most are elbow pipes, as they may be subject to wall thinning, due to flow accelerated corrosion (Ahn et al., 2002; Takahashi et al., 2009). In addition, in the case of nuclear power plants also potential seismic loads have to be taken into account (Takahashi et al., 2009; 2014), since for such delicate applications failures could lead to catastrophic consequences and must be avoided at any cost. MLCF failures can be observed also in the field of oil extraction, where steel tubing is run into wells. During this operation, the tubing experiences high cyclic straightening-bending-straitening loads applied by above-surface deployment hardware, which uncoils and coils it again around reels for transportation and storage (Rolovic and Tipton, 1999; Ryu et al., 2018). Due to the large strains that are involved (up to 3%), the service lives of these components can be even as low as less than 100 cycles (Macha and Sonsino, 1999). Other examples of applications involving MLCF are mooring chains and welds of offshore structures (Zarandi and Skallerud, 2020), as well as hull plates of large-scale ships (Deng et al., 2022), which could be cyclically deformed due to severe sea conditions.
Starting from the 1950s multiple criteria have been developed in order to characterize multiaxial high cycle fatigue, especially to predict life under such loads. Starting from the 70 s, the analysis has been extended to MLCF. In this regard one of the first surveys ever produced dates back to 1981, with the work of Garud (Garud et al., 1981), followed by the work of Beaver (Beaver, 1985) in 1985, which however is limited to biaxial fatigue. Two complete reviews of the available criteria for multiaxial fatigue, both in the high-cycle and in the low-cycle regime, were carried out in 1995 and 1996, by Radhakrishnan (Radhakrishnan, 1995) and by You and Lee (RBong-Ryul and Soon-Bok, 1996), respectively. Similar but more circumscribed and at the same time detailed works were performed by Macha and Sonsino (Macha and Sonsino, 1999) in 1999, who reviewed multiaxial fatigue criteria focusing on those based on energy-related parameters and by Karloczuk and Macha (Karolczuk and Macha, 2005) in 2005, who focused on those based on the critical plane theory. In 2011 Papuga (Papuga, 2011) produced a survey listing and evaluating the soundness of seventeen main multiaxial fatigue life prediction models. The same year, Fatemi and Shamsaei (Fatemi and Shamsaei, 2011) carried out an overview paper about multiaxial fatigue, discussing multiple aspects, among which also some of the available criteria at the time. Even though the reviews listed up to now are of great scientific relevance and interest, and even though they discuss criteria for the life prediction of metals subject to multiaxial fatigue, none of them is devoted only to those that are employed specifically for MLCF. As a result, they mention only some of them, while missing many others. Multiple MLCF life prediction criteria are missing also due to the age of the works, with the latest one missing more than one decade of recent advancements in the field. Similarly, also more recent reviews treat the topic of multiaxial fatigue prediction criteria, without mentioning all of those related to MLCF or without describing them in enough detail. Foti et al. (Foti et al., 2023) developed a thorough and all-round review of the failure mechanisms of multiaxial fatigue of additively manufactured metallic components, treating a remarkable number of aspects, though missing various MLCF life prediction criteria. Luo et al. (Luo et al., 2017), focused on the damage parameters suitable for non-proportional loading, and Carpinteri et al. (Carpinteri et al., 2017), focused on those suitable for variable amplitude loading, with both works addressing criteria both for the low and the high-cycle fatigue regime. The work of Zhong and Lu (Zhong and Lu, 2020), reviews many of the multiaxial fatigue prediction criteria based on energy parameters, including those based on the critical plane theory that contain energy parameters, which are generally suitable for MLCF. Eventually, also the review of Deng et al. was carried out for multiaxial fatigue in general, but among those available in literature it is probably the one that mentions and describes the highest number of MLCF life prediction criteria.
In light of the absence of a survey of the available criteria for multiaxial fatigue specifically in the low-cycle regime, in light of the large variety of applications where MLCF can be encountered and of the high relevance that such applications have in the industrial sector, investigating the topic of MLCF of metals results of the utmost scientific interest and importance. As a result, the objective that is set for this work is to investigate and assess the current state of the art regarding available MLCF criteria and models for metals, producing a comprehensive, thorough, and up to date overview which can assist scholars when approaching such challenging and captivating subject. The paper will be organized as follows. In Section ‘Theoretical background’ the basic theoretical background required to understand the characteristics of MLCF criteria will be provided. In Section ‘MLCF criteria’ the systematic literature search strategy that has been employed to identify the currently available criteria is described. Furthermore, criteria are categorized and thoroughly described, together with their variants proposed in the years following their introduction. Eventually, in the final section conclusions will be drawn.
Theoretical background
After the introductive overview about MLCF discussed above, some further notions are discussed in this section, with the goal of providing readers with the required knowledge to better understand the working principles of MLCF criteria, which will be explained in Section ‘MLCF criteria’. The fundamentals of LCF will be explained at first, then those of multiaxial states of stress and strain will follow, collecting all those notions at the basis of the definition of MLCF. Eventually, additional useful considerations about loading conditions will be discussed.
Low-cycle fatigue
As previously mentioned, LCF is that type of fatigue than occurs when the loads withstood by the material exceed its yield strength, producing macroscopic plastic deformations that are cyclically repeated. Materials typically respond to plastic deformation in three different ways: with a cyclic strain hardening behavior, with a cyclic strain softening behavior or remaining stable (Campbell, 2012). Different behaviors produce different curves (called hysteresis loops) on the stress-strain diagram. Figure 1 displays them for a case where it is supposed to work in uniaxial tension-compression and strain control conditions (i.e. controlling the values of the applied upper and lower strains). In Figure 1(a) the behavior of a strain-hardening material is represented, showing that cycle after cycle the stresses that are required to produce the imposed deformations gradually increase, i.e., the material gains hardness. This behavior is due to the disordered orientations characterizing the grains and sub-grains of strain hardening materials. When dislocation move due to plastic deformation they twist and interact with each other, making their displacement more difficult. Such disordered orientations cause the twisting and interaction of dislocations when they move due to plastic deformation dislocations are moved due to plastic deformation (Zhang, 2013). Figure 1(b) displays the behavior of a strain-softening material, showing that cycle after cycle the stresses that are required to obtain the imposed deformations decrease, i.e., the material loses hardness. This behavior is due to the fact that strain-softening materials feature intrinsic dislocation intertwists and obstacles in the grains, which are removed by plastic deformation, making dislocation displacement easier (Zhang, 2013). Such difference in the response to plastic deformation is the reason why LCF tests are typically carried out in strain-controlled conditions, as opposed to HCF tests, which are typically carried out in stress-controlled conditions (Concli et al., 2022; 2023). Yet, independently of the material behavior, after a certain amount of cycles materials typically reach a stabilization, showing no further hardening or softening, and producing always the same hysteresis loop on the stress strain diagram. This is often referred as the cyclic hysteresis loop. The areas defined by a hysteresis loop on the stress-strain diagram can be related to the energy employed in the deformation process, as shown in Figure 2. ΔW(P) is the energy related to the plastic strain, and corresponds to the area inside the hysteresis loop, while ΔW(E+) and ΔW(E−) are the energies related to the positive and the negative elastic strain respectively.

Strain-hardening and strain-softening behaviors.

Hysteresis loop and corresponding energies.
For a given material, by applying different values of deformations (or loads) it is possible to obtain different stabilized cycles. The vertexes of every stabilized hysteresis curve can be extracted and put together, obtaining a curve of on the stress-strain diagram (Figure 3) that can be described through the Ramberg-Osgood equation (39):

Vertexes of multiple stabilized cycles employed to build the Ramberg-Osgood equation.
As mentioned above, this relationship is valid for uniaxial conditions only, and in the case of MLCF it cannot be employed in its original form. However, what MLCF criteria often do is to calculate an equivalent strain, which can be used instead of εa in a strain-life equation similar to the Basquin-Coffin-Manson one.
Multiaxial state of stress and strain
Given a structural component subject to an undefined load, the state of stress and strain in any point can be described in a Cartesian system through tensors comprised of nine stress and nine strain components respectively:
In Figure 4 it is represented how the components of the stress tensor are distributed on an infinitesimal element taken at the point under analysis. Note that to grant equilibrium, the shear stresses τxy = τyx, τxz = τzx and τyz = τzy, as well as the shear strains γxy = γyx, γxz = γzx and γyz = γzy, meaning that the tensors are symmetrical. As a result, from this point on, τxy, τxz, τyz, γxy, γxz, γyz will be employed instead of τyx, τzx, τzy, γyx, γzx, γzy respectively (also the contrary is possible). In addition, it follows also that only six components are required to define the stress and the strain tensor, σx, σy, σz, τxy, τxz, τyz and εx, εy, εz, γxy, γxz, γyz respectively. Given a state of stress and strain, there are infinite couples of stress and strain tensors that describe them, each one with different values of their components, depending on the reference system that is considered. Yet, they all represent the same state of stress and strain, only from different point of views. In uniaxial fatigue the magnitude of the stresses changes over time, but their direction is always aligned with one axis only. This means that there will be a reference system (the one with the X axis parallel to the stresses direction) where σ′x is the only stress tensor component that is not zero. The same can be observed for the Y and the Z direction, producing stress tensors where σ′y and σ′z are the only components that are not zero respectively. This does not apply to the strain tensor, due to the effect of the Poisson ratio (ν), which, even if one of the reference system axes is aligned with the stresses direction, produces a secondary deformation in the other two directions. In the case of multiaxial fatigue (and therefore in the case of MLCF as well), the stresses inside the material change their magnitude over time and their directions are aligned with two or more different axes. Moreover, it might be that also the stresses direction can change over time. This means that under multiaxial fatigue, during the life of the component the stress tensor features multiple components that are different from zero and whose value changes over time.

Stress components on an infinitesimal cubic element.
Out of phase, non-proportional and variable amplitude loading
How multiaxial loading is applied strongly influences the lives of components. The same cyclic loads applied to the same component in different ways may produce lives that are completely different. For this reason, it is important to describe the main loading characteristics and how they influence the complexity of MLCF life analysis. Firstly, when multiple cyclic loads are combined, it is important to evaluate the phase angle between them. If cyclic loads are applied so that they vary synchronously, reaching the highest and the lowest values contemporarily, then they are in phase. Vice versa, if they do not vary synchronously, they are out of phase. Figure 5 features two sinusoidal loads, one in phase (Figure 5(a)) and one out of phase (Figure 5(b)).

In phase versus put of phase loading.
When loads are out of phase, then in most cases they are also non-proportional. As anticipated above, if loads are applied in a way that the direction of the principal stresses and their ratio do not change over time, then the loading is said to be proportional. Conversely, if the loads are applied so that the principal stress directions, or ratios, or both, change, then the loading is said to be non-proportional. As a result, if two or more loads are out of phase, then typically they are also non-proportional. However, it is not said that if two loads are in phase (and synchronous) then they are necessarily proportional. For example, in the case depicted by Figure 6, the two loads are in phase, but they are not proportional. This is because even though they reach highest and lowest values contemporarily, one load keeps its amplitude constant, while the other one varies it. This means that the ratio between the two stresses (and therefore between the principal stresses) changes over time, making the load non-proportional. Indeed, what can change over time when dealing with multiaxial fatigue is also the amplitude of the applied loads. Together with non-proportionality and out of phase loading, variable amplitude is a condition that further complicates the characterization of the states of stress and strains of structural components under multiaxial loading and the variability over time of the Pn vector. Under non-proportional loading, some materials feature additional cyclic hardening that is not observed in proportional loading conditions (Socie and Marquis, 1999). Such phenomenon in called non-proportional hardening and in these cases the Ramberg-Osgood equation is no longer valid. Moreover, the lives of materials are often much shorter that under equivalent proportional loading (Zhao et al., 2022). For this reason, it is important to evaluate also the hardening behavior of the material under analysis. Typically, the maximum additional hardening is obtained when 90 degrees out of phase loading is applied (Kanazawa et al., 1979).

In phase non-proportional loading.
In addition to complicate loading conditions, in case of LCF the effect of plastic deformation has to be taken into account as well, making MLCF analysis a challenge that not rarely reaches extreme complicacy. Multiple models, each one with a different goal, are required. Broadly speaking, the main ones are:
MLCF criteria
This section represents the core of this work. It is divided into three parts. The first one describes the literature search strategy that has been employed to identify all the major criteria for MLCF life prediction that are available in literature. The second one describes how currently available criteria have been classified in this work. According to the classification that is made, the third one presents all major currently available criteria for MLCF, together with their variants proposed in the years following their introduction.
Systematic literature search
The strategy that has been employed to identify the literature mentioning all currently available MLCF criteria is based on a systematic approach. Unlike traditional (non-systematic) reviews, systematic reviews grant results which are replicable, objective and are not biased by the authors past experience on the topic. The following steps are applied (Figure 7):

Literature search algorithm scheme.
the scientific database to be employed for researching papers concerning MLCF criteria and models is chosen. Scopus has been selected by the authors, as they evaluated it as the most reliable, recognized and accessible database available in the academic world.
the search terms to be employed for researching papers concerning MLCF criteria and models for metals are defined. They are combined through Boolean operators, obtaining the string that is entered in Scopus: (TITLE-ABS-KEY (“low cycle fatigue” OR “lcf” OR “low-cycle fatigue” OR “low-cycle-fatigue”) AND TITLE-ABS-KEY (“predict*” OR “criteri*” OR “prevision*”) AND TITLE-ABS-KEY (“model” OR “fem” OR “finite element” OR “fea”) AND TITLE-ABS-KEY (“metal*” OR “alloy*” OR “alum*” OR “titanium” OR “inconel” OR “steel”) AND TITLE-ABS-KEY (“multiaxial”)). The output generated by Scopus at the date of search (23.02.2023) is comprised of 172 scientific papers;
the results of the Scopus search undergo a first screening: papers in languages other than English are excluded. No discriminating criterion is set on the date of publication, as the first MLCF criteria have been proposed back in the 70’s. The remaining papers after the first screening are 124;
the results of the first screening undergo a second screening: after reading the abstracts, papers that are not pertinent to the research scope are excluded. The remaining papers after the first screening are 109;
Multiaxial fatigue criteria classification
Classifying the multiaxial fatigue criteria that have been proposed up to now is no easy task at all. Different authors provide different classifications, resulting in no uniform and standard subdivision available in literature. As a consequence, different references assign the same criteria to different subcategories. This in the case for example of criteria that are based on the theory of critical plane and that exploit energy-related parameters, which sometimes are classified as energy criteria (Macha and Sonsino, 1999; Yu et al., 2017), while in other cases are classified as critical plane criteria (Li et al., 2011). Besides, multiple references employ too few and wide families to provide a clear understanding, especially for engineers approaching the subject for the first time. This is the case when criteria are subdivided according to the physical nature of their failure parameter into stress-based criteria, strain-based criteria and energy-based criteria, which is a commonly employed type of categorization. This subdivision is for sure correct from a logical point of view, but the authors of this work believe that criteria such as those based on the critical plane theory should be classified as separate families. For sure, they could be redistributed between the three families mentioned above, but they have received such a high scientific relevance and have been developed to such an extent, that they can represent a category themselves and should receive a dedicated description. Moreover, to avoid any potential source of misunderstanding, after describing the families among which multiaxial fatigue criteria are subdivided in this work, a commentary will be provided also for those families that are not employed in this work but that can be found in literature references that use other categorization systems. It will also be explained how the criteria belonging to such categories fall among the ones employed in this work. In this way, this review paper aims at providing readers with a clear, comprehensive and definitive categorization of criteria for multiaxial fatigue and at being a guiding reference (especially for scholars approaching the subject for the first time) to understand the large number of papers of MLCF available in literature. Furthermore, in doing so, a clarifying overview is given before discussing MLCF criteria in detail. Indeed, the categorization described in this section will be also employed to organize the description of the criteria contained in Section ‘MLCF criteria’.
The vast majority of life prediction models for multiaxial fatigue can be subdivided into five main categories (Figure 8): criteria based on empirical formulas, criteria based on equivalent stresses, criteria based on equivalent strains, criteria based on energy parameters, and criteria based on the theory of critical plane.

MLCF criteria classification scheme.
Criteria based on empirical models rely on the development of experimental stress-life and strain-life curves (Basquin, 1910; Wöhler, 1860). With respect to other criteria, they are much less frequently employed, probably due to the high amount of experimental data that they require and due to the fact that each of them is valid for a specific material. Equivalent stress and equivalent strain criteria combine multiaxial stresses and strains respectively, in order to calculate an equivalent stress/strain that in uniaxial conditions is assumed to produce the same fatigue damage that is produced in multiaxial conditions by the stress/strains that are combined to obtain it (Paul, 2016). Equivalent stresses are typically employed in HCF conditions (as they take into account only elastic deformations), while equivalent strains in LCF conditions (as they take into account plastic deformations) (Stephens et al., 2000).
Energy criteria for multiaxial fatigue exploit the energy required to deform the material during each loading cycle as parameter to assess the fatigue damage and to predict the fatigue life (Filippini et al., 2003; Zhao and Qu, 2016). In particular, they rely on the strain energy density, and depending on the strain energy density they consider, they can be classified into three sub categories: criteria employing elastic strain energy, criteria employing plastic strain energy, criteria employing the sum of elastic and plastic strain energies (Macha and Sonsino, 1999). The first category is suitable to model HCF, the second to model LCF, while the third category can be used for both HCF and LCF (Macha and Sonsino, 1999).
Critical plane criteria are based on the identification of the plane(s) of maximum fatigue damage (hence called the” critical” plane), which allows to predict the orientation of cracks (Concli et al., 2022). More specifically, given a point, the fatigue damage in that point is evaluated for every plane passing through it, and the plane which displays the highest value of a combination of stress and/or strain components is considered the critical plane. The combination of stress/strain components depends on the specific criterion that is employed. Approaches based on critical plane theory are often used together with numerical analysis, to evaluate the damage for every point of the meshes of structural elements (Concli, 2022; Concli et al., 2021a, 2021b, 2022; Pagliari et al., 2023). Just as energy criteria, critical plane criteria can be subdivided, into three sub-categories (Figure 8): criteria that are based only on stress-related parameters, criteria that are based only on strain-related parameters, and criteria that are based on a combination of strain and stress parameters (sometimes also referred to as energy-related parameters) (Yu et al., 2017). Critical plane models employing only stress parameters are suitable to predict the lives of components experiencing HCF, where the deformation is fully elastic. Conversely, critical plane models employing only strain parameters are suitable to predict the lives of components experiencing LCF, since the strain components enable to take the plastic deformation into account. Eventually, critical plane models based on both stress and strain parameters can be employed to predict both HCF and LCF lives (Karolczuk and Macha, 2005). Critical plane criteria based on both stress and strain parameters combine the reliability that is granted by using energy as an indicator of fatigue damage with the capability of critical plane theory of predicting the orientation of crack initiation and propagation (Luo et al., 2017). Critical plane approaches are typically appreciated for their effectiveness in predicting fatigue lives under multiaxial loading, and for the wide range of materials and applications where they can be applied, as well as for their capability of identifying the crack orientation (Fatemi and Shamsaei, 2011; Shamsaei and Fatemi, 2009; Socie and Marquis, 1999; Zhao and Qu, 2016).
As described above, there is no consensus in literature about a common categorization methodology for multiaxial fatigue criteria. Consequently, families different from those that have been just described can be found in literature. To avoid any misunderstanding, here they are mentioned, and it is explained how they redistribute across the categories defined above. To start, it is worth mentioning criteria relying on calculations of space averages, which is sometimes indicated as a separate family (Brighenti et al., 2013; Brighenti and Carpinteri, 2012; Filippini et al., 2003). These criteria are based on the determination of an average parameter to estimate fatigue lives, and in the case of the subdivision of criteria done in this work they redistribute according to the type of average parameter that is calculated. For example, Filippini et al (Filippini et al., 2003) calculates an equivalent strain as an average of the total shear strains acting on all planes passing through a material point. According to the categorization methodology of this work, this model falls into the family of equivalent strain criteria. The same occurs for criteria relying on calculations of stress or strain invariants, which can also be found as described as a separate family (Brighenti et al., 2013; Brighenti and Carpinteri, 2012; Filippini et al., 2003), but that in the current subdivision fall under multiple of the categories described above.
MLCF criteria
In this section all the main currently available criteria for MLCF life prediction of metals will be described in detail. An explanation of their working principles will be given, and modifications that have been proposed in the years following their proposal will be listed together with each of them. Note that as this review focuses on MLCF, only criteria suitable to model it will be described. This means that some of the categories mentioned in Section ‘Multiaxial fatigue criteria classification’ (equivalent stress criteria and stress-based critical plane criteria) will not be found in this section, as they are suitable for multiaxial high-cycle fatigue only.
Equivalent strain criteria
Equivalent strain criteria combine multiaxial strains, in order to calculate an equivalent strain that in uniaxial conditions is assumed to produce the same fatigue damage that is produced in multiaxial conditions by the strains that are combined to obtain it (Paul, 2016). Even though equivalent strain criteria are of simple and convenient application, and even though they can provide accurate fatigue life estimations under proportional loading, they are often not suitable to predict fatigue under non-proportional loading (Li et al., 2011; Luo et al., 2017; Zhao and Qu, 2016; Zhong and Lu, 2020 ).
Octahedral strain range (OCT)
One of the most basic strain-based criteria is the octahedral strain range criterion (hereinafter referred to as OCT criterion), which is sometimes referred in literature also as “von Mieses strain range” criterion. Given a point of the material under analysis, this model calculates an equivalent strain range (
Unfortunately, the OCT criterion cannot be employed to evaluate non-proportional loading, as it is not able take into account non-proportional hardening (Filippini et al., 2003). To make this clear, let us consider two load states, both characterized by a normal and a shear strain that are applied. In the first state the strains are in phase (i.e., the load is proportional), while in the second one they are out of phase (i.e., the load is non-proportional). The OCT criterion produces the same equivalent strain for both loads, which is contradictory to reality, as in the case of non-proportional load a higher damage parameter should be obtained to represent the higher degree of damage that occurs under such loading conditions.
Mieses equivalent strain by ASME (ASME)
The ASME Boiler and Pressure Vessel Procedure (A. Code, 1988) defines an equivalent strain criterion, based on the OCT criterion, that works for non-proportional loading as well. This model (hereinafter referred to as ASME criterion), calculates an equivalent strain by finding the maximum octahedral shear strain between two generic time instants ti and tj (Li et al., 2006; Li et al., 2006):
For this reason, Li et al. (Li et al., 2006a, 2006b) integrated the strain with two parameters developed by Itoh et al. (Itoh et al., 1995) that enable to account for non-proportional loading, fNP and α*:
Itoh, Sakane, Ohnami and Socie (ISOS)
Itoh et al. proposed an equivalent strain criterion (ISOS criterion) for both proportional and non-proportional loading conditions (Itoh et al., 1995). They stated that models that employ both stress and strain parameters are able to effectively predict lives under non-proportional loading, but also that estimating the stress amplitude under non-proportional loading can be difficult. For this reason, they developed a criterion that relies only on strain. The model calculates an equivalent strain parameter (
Borodii and Strizhalo (Borodii and Strizhalo, 2000) changed the non-proportionality severity factor fNP with a coefficient presented by Borodii in (Borodii, 1996), obtaining satisfactory results for Al6061 alloy, Al, Cu, and 310 SS. However, their model is suitable for biaxial fatigue only, while Karunananda et al. (Karunananda et al., 2011) extended it to triaxial fatigue, by using von Mises equivalent strain (as defined in equation (7) instead of
Energy criteria
Energy criteria for multiaxial fatigue exploit the energy required to deform the material during each loading cycle as parameter to assess the fatigue damage and to predict the fatigue life (Filippini et al., 2003; Zhao and Qu, 2016). The criteria that are suitable to model MLCF are based either on the plastic strain energy or on the sum of elastic and plastic strain energies (Macha and Sonsino, 1999). Energy criteria are characterized by good reliability, broad applicability, and higher ease of use with respect to other criteria (Zhong and Lu, 2020). As disadvantages, they are very sensitive to the accuracy of the constitutive equation of the material under analysis (Zhao and Qu, 2016), and in some cases they cannot take into account non-proportional loading, especially as far as traditional criteria are concerned (Li et al., 2011; Zhao and Qu, 2016). However, there are also multiple successful examples of energy criteria that work with non-proportional loading conditions (Macha and Sonsino, 1999; Zhao and Qu, 2016). Eventually, being energy a scalar quantity, they cannot estimate the orientation of the planes on which fatigue cracks initiate and propagate (Luo et al., 2017).
Ellyin
Ellyin (Ellyin, 1974) proposed to analyze fatigue under proportional loading though a criterion based on cyclic (i.e., in the stabilized phase mentioned in Section ‘Low-cycle fatigue’) distortion energy (ΔWd), which can be expressed as the integral over a (stabilized) cycle of the product between the deviatoric stress tensor (sij) and the increment of the deviatoric strain tensor (eij):
Since the components of the deviatoric strain tensor
Ellyin and Kujawski (Ellyin and Kujawski, 1993) developed Ellyin’s criterion so that it could be employed also for non-proportional loading, by integrating it with a special function of multiaxial constraints.
Lefebvre, neale, and ellyn (LNE)
Lefebvre et al. (Lefebvre et al., 1981) developed a criterion (LNE criterion) that employs the energy related to the effective strain. However, differently from Ellyn’s model which uses the total effective strain
Garud
Garud’s criterion (Garud, 1981) is based on employing only the plastic strain energy as the damage parameter to determine the fatigue life until crack initiation (i.e. up to the point cracks become visible). In this model, the plastic strain energy (
Summing the
Jahed and varvani
Jahed and Varvani-Farahani proposed a criterion (JV criterion) based on axial and torsional strain energies, which first was suitable only for proportional loading (Jahed and Varvani-Farahani, 2006), and soon after was extended to non-proportional loading as well (Jahed et al., 2007). The former version is here presented. The criterion is expressed as:
Critical plane criteria
Critical plane criteria are based on finding the plane where the value of a variable (which is chosen as the most proper indicator of material damage) is maximum. This allows to define the direction that cracks will follow when nucleating and propagating at a very early stage. As stated above, the variable representing the level of damage in each plane typically is a combination of stress and/or strain components, which depends on the criterion. Critical plane criteria based on strain terms only are not able to include information about the material deformation response, such as cyclic hardening caused by non-proportional loading (Shamsaei and Fatemi, 2009). On the contrary, criteria based on both stress and strain terms do. They often include a normal stress term, which takes into account the effect of the mean or residual stress, as well as of cyclic hardening (Shamsaei and Fatemi, 2009), making them suitable to evaluate also the lives of components subject to non-proportional loading.
Most of MLCF critical plane criteria identify the critical plane either as the plane featuring either the maximum normal strain range (

Stress and strain on the ith candidate plane.
As far as the normal strain range is concerned, it is calculated, for every ith candidate plane passing though the point under analysis, as:

Determination of strain range on the ith candidate plane.
Similarly, the shear strain range for every ith plane passing through the point under analysis (
Such calculation should be performed for every ith plane. The greatest
Smith-Watson-Topper (SWT)
The Smith, Watson, and Topper (SWT) criterion was introduced in 1970 and was originally proposed as a model applicable to uniaxial fatigue (Smith, 1970). Thanks to the work of Socie (Socie, 1987) it was later extended to multiaxial fatigue and in the years to follow it became one of the most extensively employed criteria for the prediction of lives of structural components under MLCF, becoming one of the pillars of MLCF analysis. As a result, in most of the cases the SWT model is mentioned in literature, what is actually meant is the extension by Socie, which is also what is described here. SWT criterion is a critical plane criterion based on two assumptions. The first one is that cracks initiation occurs along the plane that features the maximum range of normal strain (
Since it is based on the assertion that cracks nucleate on the plane of maximum principal strain range, the SWT model gives accurate results when predicting the lives of materials characterized by tensile fracture (Dileep et al., 2015; Shamsaei and Fatemi, 2009). In addition, SWT criterion is suitable to analyze cases where non-proportional loading is involved, and can take into account the effect of mean stress, since
Ince and Glinka (Ince and Glinka, 2014) adjusted SWT parameter by separating the elastic component of the strain from the plastic one:
Brown and miller (BM)
Brown and Miller criterion (BM criterion) (Brown and Miller, 1973), represents a milestone in the development of critical plane models for MLCF. Many critical plane models that were proposed in the following decades were developed from it, building a large legacy for such criterion in the years. The BM criterion is based on two assumptions. The first one is that the localized deformation phenomenon that generates the nucleation of fatigue cracks typically occurs along persistent slip bands of the material (Kanazawa et al., 1977; Taira, 1969). Since slip bands are typically closely aligned with the planes of maximum shear strain, Brown and Miller assumed that fatigue cracks nucleate on such planes. As a result, when using the BM criterion, the critical plane is identified as the plane featuring the maximum shear strain amplitude (
Kandil-Brown-Miller (KBM)
Kandil, Brown and Miller (KBM) proposed a simplified version of BM criterion that can be employed when combined tension and torsion take place (Kandil et al., 1982):
Ma et al. (Ma et al., 2020), developed two alternative models of KBM criterion. The first one, which they named KBM-P criterion, employs the critical plane as the plane of maximum normal strain range rather than the plane of maximum shear strain range. The second one, named KBM-U model, integrates the KBM-P model with the multiaxial strain ratio (ratio between applied torsional and axial strains). Tests on pure Titanium revealed that the two models outperformed the original one. KBM-P criterion was also analyzed in (Ma et al., 2021) and integrated with the effect of mean axial and torsional strain in (Ma et al., 2023). Chen et al. (Chen et al., 2006), modified the KBM criterion by identifying the critical plane through a weight function that averages the instantaneous values of the maximum shear strain planes over a period of time. They observed an improvement of the criterion accuracy in predicting the lives of components. Moreover, they could apply the criterion also to variable amplitude loading. Li. et al (Li et al., 2011), integrated in the KBM criterion the maximum stress normal to the maximum shear strain range plane. The modified criterion was validated using fatigue data of multiple steels, such as AISI 316, C40, SAE 1045, and J55 steel, and proved to give better predictions in both proportional and non-proportional loading scenarios. A further advantage is that the model does not employ the fitting parameter KKBM or any other fitting parameter.
Socie, Wail and Dittmer (SWD)
Socie et al. (Socie et al., 1985) proposed a criterion (SWD criterion) based on BM model, thus identifying the critical plane as the plane of maximum shear strain amplitude (
When expressed through a strain-life relation the criterion takes the form:
Fatemi and Socie (FS)
Fatemi and Socie (FS) criterion was proposed in 1988 as a modification of BM parameter (Fatemi and Socie, 1988). Among multiaxial fatigue criteria, it is one of the most employed, if not the most employed, for MLCF. FS criterion relies on the same hypothesis made by Brown and Miller that the initiation of cracks occurs on the planes of maximum shear strain amplitude, which are identified as the critical planes. However, differently from BM criterion, FS criterion relies on the stress component perpendicular to the plane as secondary damage parameter promoting crack growth. As a result, FS criterion falls in the category of critical plane criteria relying on a combination of stresses and strains. The FS damage parameter is calculated as:
The fact that also
Huang et al (Huang et al., 2020) proposed an alternative version of FS criterion by substituting KFS with a non-proportionality coefficient that can take into account both the effect of the strain path and additional material hardening. They used to successfully evaluate the fatigue behavior of beam-to-column welded joints made out of Q235 low carbon steel, and compared it with SW criterion, obtaining better and more conservative results.
Wang and Brown (WB)
Wang and Brown criterion (WB criterion) was proposed in 1993 (Wang and Brown, 1993) as a modification of BM criterion, so that it could take both proportional and non-proportional loading into account. WB damage parameter looks very similar to the KBM one, but rather than the overall range of the normal strain

Determination of normal strain excursion according to WB criterion.
The coefficient KWB is calculated as (Cruces et al., 2018):
Brown et al. (Brown et al., 1996) later modified the criterion by integrating
They applied the criterion to EN15R steel, and (being it a ductile material), they observed no effect of mean stress for many of the loading scenarios they tested, especially the proportional ones. However, the effect of mean stress could often be observed in the case of variable amplitude and non-proportional loading cases.
Shang and Wang (SW)
Shang and Wang (SW) criterion is a critical plane criterion based on the same parameters of WB model, i.e., the maximum shear strain amplitude to identify the critical plane and the normal strain excursion
A strain-life equation can be obtained relating the damage parameter to the Basquin-Coffin-Manson equation:
Sun et al. (Sun et al., 2010) modified the SW parameter to improve its accuracy, by using an effective Poisson ratio νeff:
Lohr and Ellison (LE)
Lohr and Ellison (Lohr and Ellison, 1980) proposed a critical plane criterion (LE criterion) whose damage parameter is calculated through an equivalent strain. The criterion is similar to BM model, with the difference that the critical plane is not identified as the plane featuring the highest shear strain amplitude, but as the plane inclined of 45° with respect to the free surface of the material (Karolczuk and Macha, 2005; Ma et al., 2020).The damage parameter is:
Chen, Xu, huang (CXH I, CXH II)
Chen et al. (Chen et al., 1999) proposed two critical plane criteria, one for tensile fracture materials and one for shear fracture materials (CXH I and CXH II criterion, respectively). CXH I criterion consists of a modification of the SWT model (as expressed by Socie for multiaxial fatigue), and therefore the critical plane is identified as the plane featuring the maximum range of normal strain (
CXH II criterion works for shear failure materials and therefore it identifies the critical plane as the one having the largest shear strain range (
Also in this case
Liu et al. (Liu et al., 2020) stated that both CXH models, being unable to distinguish the contribution to the damage of the normal and the shear strain, tend to be conservative. Thus, they integrated them with weight factors that could do such distinction. Experimental verifications on 16MnR, AISI 304, pure titanium, and titanium alloy BT9, proved that the modified criteria outperformed the original ones, as well as the SWT and the FS ones. Zheng et al. (Zheng et al., 2022) integrated CXH I criterion with a weight factor for the damage contribution of shear fatigue, obtaining an improvement in the accuracy of the life predictions for 316LN stainless steel. Jiang et al. (Jiang, 2000; Jiang et al., 2007) applied weight factors to both the tangential and the normal components of CXH I criterion, and applied it to multiple steels (1070, 1045 and 304 SS) with satisfactory results. The model was also successfully employed by Benedetti et al (Benedetti et al., 2014) on shot-peened and non-peened Al7075-T6 for HCF.
Liu (LIU I, LIU II)
Liu (1993) proposed two critical plane criteria, one for tensile failure (LIU I) and one for shear failure (LIU II) modes. Both models are based on a parameter called virtual strain energy (
Conversely, LIU II model identifies the critical plane as the plane where the virtual shear strain energy
The damage parameters can be integrated into strain-life equations as (Reis et al., 2009):
Calvo et al. (Calvo et al., 2011) modified both LIU I and LIU II criteria so that they could incorpo-rate the effect of mean stress.
Chu, Conle, and Bonnen (CCB)
Chu et al. (Chu et al., 1993) proposed a criterion (CCB criterion) that like LIU I and LIU II criteria combines normal and shear and strain energies. However, differently from them, it employs the maximum stresses rather than the stress ranges, in an attempt to include the effect of mean stress. The criterion relies on a damage parameter that is based on strain energy. Moreover, this critical plane criterion focuses on finding the maximum value of the damage parameter rather than looking for planes of maximum stress or strain amplitude. The CCB damage parameter is calculated as:
Glinka, Shen and Plumtree (GSP)
Glinka et al. (Glinka et al., 1995) proposed a criterion (GSP criterion) that identifies the plane featuring the maximum shear strain amplitude as the critical plane, just like the BM criterion. What is employed as damage parameter is the strain energy density on such plane:
Later, the criterion was further elaborated (Han et al., 2002), so that the damage parameter could be linked to the fatigue life Nf, in a BCM-type relationship and so that it could include the effect of mean stress:
Varvani and Farahani (VF)
Varvani and Farahani (Varvani-Farahani, 2000) proposed a critical plane criterion (VF criterion) based on strain energy. The critical plane is identified as the plane of maximum shear strain range (
Conclusions
A review of currently available multiaxial fatigue criteria for low-cycle fatigue life prediction is presented. The review is carried out through a systematic approach, which makes it unbiased, objective and replicable. Moreover, it is enriched with the basic theoretical notions that are necessary to understand how MLCF criteria work and can be employed. A complete classification of MLCF criteria is also provided, specifying the differences with other classifications. These features make the review particularly useful for readers approaching the subject for the first time.
The systematic review analyzes more than thirty different models between criteria and their modifications. What can be observed is that there are multiple available criteria that can be employed to analyze MLCF. Most of the models have their own strengths and shortcomings, and in many cases they cannot be properly compared as their validity has been proven on a restricted number of metals or only under certain loading conditions. As a result, no consensus can be found about a definitive criterion proving its higher accuracy for all materials or loading conditions (RBong-Ryul and Soon-Bok, 1996). This is due to the uncontrolled boom of newly developed criteria that took place starting from the 1990s (Papuga et al., 2022), which is well described by Stefanov (Stefanov, 1996): “It is fairly traditional that each author develops his own criterion for fatigue life prediction and verifies it by his own experimental data. Then some other author’s data are not satisfied by that criterion, and a new one is suggested. Thus too many proposed criteria have been accumulated […]. Many criteria have remained isolated each from other, without comparison or competition.” Consequently, further analysis of the available MLCF criteria is needed, in order to effectively compare criteria and obtain a better understanding of their accuracy and capabilities. In conclusion, the continuous development of new materials requires the criteria to be continuously tested to asses their reliability. Future steps intended by the authors of this work are the quantitative comparison between different criteria to assess their reliability when applied to materials yet to be investigated, such as additively manufactured materials, or when applied to complex loading conditions, such as variable amplitude loading.
Footnotes
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
