Abstract
Introduction
Careful adverse event assessment and management are important when prescribing immune checkpoint inhibitors (ICIs) to cancer patients. Iatrogenic Sjogren's syndrome is a relatively rare immune-related adverse event (irAEs) that affects the moisture-producing glands.
Methods
We describe a series of four patients who developed Sjogren's syndrome while being treated with ICIs at a community cancer center in Southern California, USA (1/1/2017–12/31/2023). Patient, drug and disease-related data were collected by retrospective chart review. A systematic search of the PubMed database was performed to identify similar cases in the literature (1/1/2016–12/31//2023).
Results
Of 224 cancer patients at our center treated with ICIs, four (1.8%) developed iatrogenic Sjogren's syndrome. All of our patients were male; three received PD-1 inhibitors (nivolumab, pembrolizumab) and one received the PD-L1 inhibitor atezolizumab. The median time to development of Sjogren's syndrome was 24 weeks (range, 8–36 weeks); dry mouth symptoms were more prominent than dry eye symptoms. None of the patients had elevated SS-A, SS-B or antinuclear antibodies. One patient developed multiple tooth cavities and had several extractions, due to severe xerostomia. Management of all patients was primarily symptomatic. Two cases were irreversible; one was reversible and the 4th case is undermined as he is still on ICI therapy. Our systematic review of the literature identified 80 cases in five articles. Incidence of xerostomia was twice of that of xerophthalmia. The male/female ratio was 1.5:1. SS-A, SS-B, or antinuclear antibodies were found in only 9% of patients. Steroids were reported to have had only a limited role in management.
Conclusions
The incidence of Sjogren's syndrome due to ICIs in our center was 1.8%. Details of clinical course and management in these patients are presented. Caring for patients with ICI-related Sjogren's syndrome is facilitated by a multidisciplinary effort including oncologists, otolaryngologists, dentists, ophthalmologists and rheumatologists. Expanding the knowledge base pertaining to iatrogenic Sjogren's syndrome in patients on ICIs will be helpful in promoting early detection and treatment, and improving outcomes.
Keywords
Introduction
Immune checkpoint inhibitors (ICIs) are designed to enhance the body's natural immune response against cancer cells; however, these agents also cause a wide range of significant off-target autoimmune effects. Rheumatological adverse events associated with ICIs include inflammatory arthritis, polymyalgia rheumatica (PMR), vasculitis, myositis, and various connective tissue disorders.1,2 Herein, we describe four patients who developed dryness of mouth, with or without dry eyes, while on treatment with single agent ICIs for malignant disease. Our patients were identified in a cohort of consecutive 224 patients treated with single-agent ICIs at our cancer center.
Methods
We describe a case series of patients who developed Sjogren's syndrome while treated with ICIs. Demographic, drug and disease-related data were documented using retrospective chart review of Cancer Registry records from patients treated at our community cancer center in Southern California, USA between 1/1/2017 and 12/31/2023. A systematic search of the PubMed database was performed to identify similar cases described in the English language literature from 1/1/2016 to 12/31//2023.
Case 1
A 79-year-old Caucasian man had history of surgically resected early-stage malignant melanoma of the skin of the mid-lower back in 1980. In the summer of 2019, he noticed a small subcutaneous nodule in the medial aspect of the left elbow that gradually increased in size. He had excision of the nodule and sentinel lymph node biopsy in December 2019; pathology showed metastatic malignant melanoma and the sentinel node was negative. There were 6–10 mitoses per high-power field; BRAF mutation was negative. On thorough skin examination, no primary lesion was identified. A positron emission tomography–computed tomography (PET/CT) scan from the vertex to the toes and a magnetic resonance imaging (MRI) of the brain were negative for any other sites of disease. In July 2020, adjuvant nivolumab was started at 480 mg IV every 4 weeks. After the first dose, he developed bilateral shoulder myalgias and weakness, elevated erythrocyte sedimentation rate (ESR) and was diagnosed with PMR. The PMR responded well to oral prednisone, 10 mg daily.
In December 2020, he developed dry mouth with difficulty chewing food and dry eyes with occasional redness and irritation. His symptoms were mild on presentation, but progressed over the next four months, despite using artificial tears, artificial saliva and lemon juice for stimulating saliva production. Physical examination revealed geographical tongue with dry oral mucosa and conjunctival erythema. There was no pooling of saliva in the floor of the mouth yielding a score of 4 on the Challacombe scale of clinical oral dryness. Schirmer test was positive (filter paper remained less than 5 mm of wetting after 5 min of continuous contact). Antinuclear antibodies (ANA), hepatitis C virus (HCV) antibodies, human immunodeficiency virus (HIV) antibodies, rheumatoid factor (RF), anti-Sjogren's syndrome type A antibodies (SS-A) and anti-Sjogren's syndrome type B antibodies (SS-B) all were negative. The patient declined buccal mucosal biopsy, but continued using artificial tears and saliva. He was able to continue the nivolumab regimen, without dose reduction or interruption. In June 2022, he developed bilateral lung infiltrates which prompted discontinuation of nivolumab. A follow up visit at six weeks revealed improvement in his dry eye and dry mouth symptoms, and he reported no need for further use of artificial tears or saliva. At 6-month follow up, the patient had normal lacrimation and salivation. The calculated cause-effect probability using the Naranjo nomogram showed the relationship between nivolumab and the patient symptoms to be probable (Table 1).
The Naranjo Adverse Drug Reaction (ADR) probability scale questionnaire in the patient #1.
The Naranjo criteria classify the probability that an adverse event is related to drug therapy based on a list of weighted questions, which examine factors such as the temporal association of drug administration and event occurrence, alternative causes for the event, drug levels, dose-response relationships and previous patient experience with the medication. The ADR is assigned to a probability category from the total score as follows: definite if the overall score is 9 or greater, probable for a score of 5–8, possible for 1–4, and doubtful if the score is 0. The Naranjo criteria do not take into account drug-drug interactions. Drugs are evaluated individually for causality, and points are deducted if another factor may have resulted in the adverse event, thereby weakening the causal association.
Case 2
A 76-year-old Caucasian man was originally diagnosed with intermediate-risk malignant melanoma of the skin of the right medial lower leg in 2015. The tumor was surgically excised; Breslow thickness was 1.5 mm, and sentinel lymph node was negative. He subsequently had two other early-stage skin melanomas; one in the umbilical area and the other in the midline of the upper back, both of which were excised in June 2016.
In September 2020, he developed another 1.4 cm lesion in the medial aspect of the right thigh for which he underwent radical resection and regional node biopsy. Final pathology showed a negative node, but the lesion in the thigh measured 1.5 × 1.4 × 1.3 cm consistent with recurrent/metastatic melanoma. BRAF mutation was negative. The primary lesion was thought to originate in the skin of right calf in 2015, and he had a subcutaneous metastasis to the right thigh. In November 2021, adjuvant nivolumab was started at 400 mg IV every 4 weeks. After the 2nd dose, the patient reported of a “sandpaper” sensation in the buccal area and a foreign body sensation in both eyes. He also developed a grade 1 maculo-papular rash. He soon developed severe dry mouth causing problems with chewing food, despite artificial saliva use before meals. He had persistent dry eyes, despite using artificial eye drops regularly. On examination, bilateral conjunctivae and inner eyelids were erythematous. The oral mucosa had a shiny appearance with smooth gingiva with no pooling of saliva suggesting a score of 6 on the Challacombe scale of clinical oral dryness. The unstimulated whole salivary flow rate was about 0.1 ml/min. The Schirmer test was positive (filter paper remained less than 3 mm of wetting after 5 min of continuous contact). ANA, RF, HIV, HCV, SS-A and SS-B antibodies were negative.
He continued to use artificial eye drops, and artificial saliva, and was able to tolerate the nivolumab regimen for a total of 12 months. In September 2022, he developed modestly elevated liver enzymes and mild hypothyroidism, in addition to the non-resolving Sjogren's syndrome. After nivolumab discontinuation, the patient reported some improvement of his dry eyes and mouth. After 6 months, his dry eye symptoms resolved but the dry mouth persisted and he continued to use artificial saliva and lemon juice. The calculated cause-effect probability using the Naranjo nomogram showed the relationship between nivolumab and the patient symptoms to be probable (Table 2).
The Naranjo Adverse Drug Reaction (ADR) probability scale questionnaire in the patient #2.
The Naranjo criteria classify the probability that an adverse event is related to drug therapy based on a list of weighted questions, which examine factors such as the temporal association of drug administration and event occurrence, alternative causes for the event, drug levels, dose-response relationships and previous patient experience with the medication. The ADR is assigned to a probability category from the total score as follows: definite if the overall score is 9 or greater, probable for a score of 5–8, possible for 1–4, and doubtful if the score is 0. The Naranjo criteria do not take into account drug-drug interactions. Drugs are evaluated individually for causality, and points are deducted if another factor may have resulted in the adverse event, thereby weakening the causal association.
Case 3
A 78-year-old Caucasian man, with a history of early-stage bladder cancer diagnosed in March 2014, was initially managed with transurethral resection of bladder tumor (TURBT) followed by mitomycin C bladder instillations. In August 2018, a CT scan showed a 3 cm right middle lobe lung mass and biopsy showed metastatic urothelial cancer. He received six cycles of cisplatin-gemcitabine from September 2018 to February 2019.
In December 2018, PET/CT scan showed a decrease in size and hypermetabolism of the lung mass. In July 2019, a restaging PET/CT scan documented enlargement of the right middle lobe metastasis to 3.6 cm with increased hypermetabolism and a new right hilar node. He was started on pembrolizumab 200 mg IV every 2 weeks. In September 2019, he developed generalized arthralgia, which responded to prednisone 10 mg daily and minimal analgesics. He also developed grade 1 maculo-papular rash that responded to a low-potency steroid cream. In October 2019, PET/CT scan showed stability of the lung mass and hilar node, with decreased hypermetabolism.
In January 2020, he reported dry mouth, affecting his ability to chew and swallow food. He subsequently developed dental cavities requiring multiple dental visits for fillings and extractions. On physical examination, he had glossy appearing oral mucosa with geographical tongue and generalized shortened papillae in addition to multiple cavities, yielding a score of 9 on the Challacombe scale of clinical oral dryness. He also had mildly dry eyes that were well managed with artificial tears. The unstimulated whole salivary flow rate was less than 0.1 ml/min. The Schirmer test was positive (filter paper remained less than 5 mm of wetting after 5 min of continuous contact). ANA, RF, HIV, HCV, SS-A and SS-B antibodies were negative. Patient had an unremarkable bilateral parotid ultrasound and declined biopsy. He started using artificial saliva and lemon drops in addition to prednisone 10 mg daily, with no measurable improvement.
In May 2022, pembrolizumab dose was decreased to 100 mg every 2 weeks, which resulted in some improvement in his ability to chew and swallow. He developed a total of 17 dental cavities, required two extractions. The ongoing dental issues adversely affected his sense of well being and led to a significant financial burden. In July 2020, a PET/CT scan showed continued partial response to pembrolizumab. In October 2022, he was in complete remission but continued to have significant dry mouth leading to tooth loss. The decision was made to stop pembrolizumab in December 2022, after which his symptoms improved, and he did not develop any additional cavities. At a 6-month follow up, he remained in complete remission, but continued to suffer from clinically significant dry mouth requiring artificial saliva before meals. The calculated cause-effect probability using the Naranjo nomogram showed the relationship between pembrolizumab and the patient symptoms to be probable (Table 3).
The Naranjo Adverse Drug Reaction (ADR) probability scale questionnaire in the patient #3.
The Naranjo criteria classify the probability that an adverse event is related to drug therapy based on a list of weighted questions, which examine factors such as the temporal association of drug administration and event occurrence, alternative causes for the event, drug levels, dose-response relationships and previous patient experience with the medication. The ADR is assigned to a probability category from the total score as follows: definite if the overall score is 9 or greater, probable for a score of 5–8, possible for 1–4, and doubtful if the score is 0. The Naranjo criteria do not take into account drug-drug interactions. Drugs are evaluated individually for causality, and points are deducted if another factor may have resulted in the adverse event, thereby weakening the causal association.
Case 4
A 71-year-old Caucasian man was originally found to have a right lower lung nodule on low-dose CT scan for lung cancer screening. Biopsy showed adenocarcinoma believed to be primary in the lung. He had a right lower lobectomy and lymph node dissection in January 2023. The size of the primary tumor was 3.8 cm, and 1/15 excised nodes (station 7) were positive; consistent with TNM stage IIIA (pT2pN2M0) adenocarcinoma of the lung. Lympho-vascular invasion and visceral pleural involvement were detected; margins were negative. PD-L1 expression was 10%; no actionable mutations were detected. A PET/CT scan revealed no evidence of distant metastatic disease. He had four cycles of cisplatin-pemetrexed in from March through May 2023, followed by cross-maintenance with atezolizumab every 3 weeks, with a plan to complete 12 months. He had a personal history of chronic obstructive pulmonary disease, controlled hypertension, hyperlipidemia, coronary artery disease, peripheral artery disease and abdominal aortic aneurysm. His family history was unremarkable. Social history was significant for a 20-pack-year history of smoking, stopping in 2001; he did not consume alcohol in excess. In December 2023, a PET/CT scan showed no evidence of disease relapse. At approximately the same time, he reported the onset of mouth dryness. His symptoms progressed rapidly despite using artificial saliva and lemon drops for stimulating saliva production. Physical examination revealed slight conjunctival erythema and dry oral mucosa. There was no pooling of saliva in the floor of the mouth yielding a score of 4 on the Challacombe scale of clinical oral dryness. The Schirmer test was also positive (filter paper with less than 5 mm of wetting after 5 min of continuous contact). ANA, C3 and C4 complement, RF, SS-A and SS-B antibodies were all negative. He continued using artificial saliva. He continued atezolizumab 1200 mg IV every 3 weeks without interruption.
The calculated cause-effect probability using the Naranjo nomogram showed the relationship between atezolizumab and the patient symptoms to be probable (Table 4).
The Naranjo Adverse Drug Reaction (ADR) probability scale questionnaire in the patient #4.
The Naranjo criteria classify the probability that an adverse event is related to drug therapy based on a list of weighted questions, which examine factors such as the temporal association of drug administration and event occurrence, alternative causes for the event, drug levels, dose-response relationships and previous patient experience with the medication. The ADR is assigned to a probability category from the total score as follows: definite if the overall score is 9 or greater, probable for a score of 5–8, possible for 1–4, and doubtful if the score is 0. The Naranjo criteria do not take into account drug-drug interactions. Drugs are evaluated individually for causality, and points are deducted if another factor may have resulted in the adverse event, thereby weakening the causal association.
Discussion
By blocking certain proteins that regulate immune responses, such as programmed cell death protein 1 (PD-1), programmed death-ligand 1 (PD-L1), and cytotoxic T-lymphocyte-associated protein 4 (CTLA-4), ICIs help unleash the immune system to recognize and attack cancer cells more effectively. 2 However, ICI therapy is associated with the development of adverse events in up to 60% of patients, with a frequency dependent, in part, on the mechanism of action of the agent. ICIs commonly affect skin, endocrine glands, gastrointestinal tract, and liver function. 2 The pathogenesis of these side effects is thought to arise from activation of autoreactive T-cells or other autoimmune pathways.3,4 Accordingly, they have been categorized as “immune-related adverse events” (irAEs). The most common adverse events are fatigue (18.26%), pruritus (10.61%), and diarrhea (9.47%). 5 These adverse events can vary in severity, ranging from mild and manageable to severe and potentially life-threatening. Understanding the mechanisms underlying ICI-induced autoimmune disorders is crucial for optimizing the benefits of these groundbreaking cancer therapies while mitigating the risks.
The risk for irAEs is higher when combining anti-PD-1 with anti-CTLA-4 agent leading to grade 3, or greater, adverse events in 46–55% of the patients. The risk is lower with monotherapy; 10% in patients treated with anti-PD-1 or anti-PD-L1 agent versus 18%–37% in patients treated with an anti-CTLA-4 antibody. It was found that if there is a pre-existing autoimmune condition, irAEs and/or flares occur up to 38%–67%. 6
Sjogren's syndrome is an immune-related adverse event (irAEs) that affects the moisture-producing glands, leading to mainly dry eyes and dry mouth. The exact mechanism by which ICIs induce Sjogren's syndrome is believed to be related to the activation of T-cells and less likely to involve B-cells, hence less likely to involve antibodies. However, the primary Sjogren's syndrome is characterized by mononuclear infiltration with CD4+ T-cells and B-cells.7,8
We summarize our cases below in the Table 5.
Summary of our 4 cases of ICI-induced Sjogren's syndrome.
Over the last decade, several small series and case reports of Sjogren's syndrome related to ICIs have surfaced. Cappelli et al. 9 described the first case series of Sjogren's syndrome related to ICIs in 2016. Their four patients had a relatively abrupt onset of severe xerostomia that could not be explained by other medications at 8–32 weeks after treatment initiation. Only one of them had bilateral parotid gland swelling that improved with steroid use. Two out of their four patients developed other irAEs.
In our cases, there was a clear temporal relationship between the initiation of the drug and the development of clinically significant Sjogren's syndrome. Similar to the series by Cappelli et al., 9 Sjogren's syndrome developed between 8–36 weeks after the ICI initiation in our patients
In a study of 908 patients who received anti-PD-1/PD-L1 agents, Burel et al. 10 reported the incidence of Sjogren's syndrome to be 0.3%. Incidence of Sjogren's syndrome was 2.5% when anti-PD-1/PD-L1 agents were combined with anti-CTLA-4 agents. In comparison, our four patients with Sjogren's syndrome were identified in a cohort of 224 patients who received ICIs in our institution. Therefore, the calculated incidence in our cohort was 1.8%. This is somewhat higher than the incidence of Sjogren's syndrome due to anti-PD-1/PD-L1 agents reported in the published literature.
In 2017, Calabrese et al. 11 reported five cases of Sjogren's syndrome due to ICIs, with onset of symptoms ranging between 2–21 weeks. Two of them had positive ANA, and one of them had positive SS-A. By contrast, none of our patients had positive antibodies.
Sjogren's syndrome secondary to ICIs is more common in men as we have shown in our cohort as well. Warner et al. 4 described the characteristics of 20 patients who developed Sjogren's syndrome after ICI use. 70% of them were men, with a median age of 57 years at diagnosis. Half of them had another, non-rheumatological, irAE. Dry mouth in their cohort started at 30–206 days after starting ICIs, but only 45% reported dry eyes. Only two patients had positive RF and SS-A. ICIs were held in 12 patients and low-dose steroids were started in 10 of them, leading to subjective improvement despite persistently decreased salivary secretion. In contrast, at least two of our patients had irreversible Sjogren's syndrome, and no response to steroids.
In 2019, Ramos-Casals et al. 3 summarized the characteristics of 26 patients who developed ICI-induced Sjogren's syndrome. 57% were men, with a median age of 63 years at diagnosis. Anti-Ro/SS-A was positive in 5/25 (20%), RF was positive in 2/22 (9%) and anti-La/SS-B was positive in 2/25 (8%).
Recently, Cox et al. 12 described 22 patients with ICI-induced Sjogren's syndrome. 54% were men; median age was 66. Most of them developed their first symptoms at 3 months after ICI initiation. 21 patients (95%) reported xerostomia and 10 patients (45%) reported xerophthalmia. Three patients had positive ANA, one patient had positive RF and none had positive SS-A or SS-B. ICIs were stopped in five patients, due to severity of symptoms. Systemic steroids were used for 12 patients, and 6 of them were transitioned to a steroid-sparing agent such as hydroxychloroquine.
Primary Sjogren's syndrome occurs predominantly in women; 95% of patients are middle aged; onset of symptom typically is insidious. 6 The reported prevalence is nearly 10 cases per 10,000 population in the US. 13 By contrast, ICI related Sjogren's syndrome is somewhat more likely to affect older men, and has a more abrupt onset. 6 Primary Sjogren's syndrome is usually seropositive, in contrast to ICI related Sjogren's syndrome which tends to be seronegative. Although having a history of autoimmune disease increases the risk of developing ICI-induced Sjogren's syndrome, we did not find a clear association between ICI-induced Sjogren's syndrome and a specific HLA pattern in the existing literature. However, HLA-DR3, DRw 52 and B8 are common in primary Sjogren's syndrome.14,15 Tissue biopsy in the latter group is commonly CD20+ (consistent with B-cell infiltration) which is only rarely seen in ICI-related Sjogren's syndrome.
When treating patients with ICIs, maintaining a high suspicion for Sjogren's syndrome is essential. Diagnostic steps such as serum autoantibodies, viral screening, and minor salivary gland biopsy should be undertaken to differentiate ICI-related Sjogren's syndrome from primary Sjogren's syndrome and other potential causes. The treatment of Sjogren's syndrome induced by ICIs includes artificial tears and saliva substitutes to relieve the symptoms of dry eyes and dry mouth. In more severe cases, a short course of low-dose corticosteroids or immunosuppressive agents can be tried, however, these agents may also reduce the efficacy of ICIs against cancer. Effective management of ICI-related Sjogren's syndrome is facilitated by a multidisciplinary approach involving oncologists, otolaryngologists, ophthalmologists, rheumatologists and other specialists. 16
All our patients had symptoms and signs of ICI-related Sjogren's syndrome with different levels of dryness ranging from mild mouth/eye dryness at least partially responding to artificial tears to severe mouth dryness leading to significant dental problems. Patient # 3 experienced significantly impaired quality of life, despite intense dental care, as well as a troublesome financial burden. His dental decay and multiple cavities suggest that dentists should be involved early in the care of patients with ICI associated Sjogren's syndrome, perhaps immediately after diagnosis.
Footnotes
Declaration of conflicting interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The authors received no financial support for the research, authorship, and/or publication of this article.
Informed consent
Informed consent for this publication was obtained from all participating patients.
Author Contribution
All authors accept direct responsibility for the manuscript and meet fully the criteria for authorship. CAD conceived the study and obtained the patient consents for the publication. AS and CAD wrote the first draft of the manuscript. AS, RH, SCP, IC and CAD researched literature, reviewed, edited, and approved the final version of the manuscript.
