Abstract
A new non-classical model for first-order shear deformation circular cylindrical thin shells is developed by using a modified couple stress theory and a surface elasticity theory. Through a variational formulation based on Hamilton’s principle, the equations of motion and boundary conditions are simultaneously obtained, and the microstructure and surface energy effects are treated in a unified manner. The newly developed non-classical shell model contains one material length-scale parameter to account for the microstructure effect and three surface elastic constants to capture the surface energy effect. The new model includes shell models considering the microstructure effect only or the surface energy effect alone as special cases and recovers the first-order shear deformation circular cylindrical thin shell model based on classical elasticity as a limiting case. In addition, the current shell model reduces to the non-classical model for Mindlin plates incorporating the microstructure and surface energy effects when the thin shell radius tends to infinity. To illustrate the new model, the static bending and free vibration problems of a simply supported circular cylindrical thin shell are analytically solved. The numerical results reveal that the inclusion of the microstructure and surface energy effects leads to reduced shell deflections and rotation angles and increased natural frequencies. The differences are significant when the shell is very thin, but they diminish as the shell thickness increases. These predicted size effects at the micron scale agree with the general trends observed in experiments.
Keywords
1. Introduction
Thin structural components often exhibit microstructure- and surface energy-dependent size effects (e.g., [1–3]). The classical elasticity theory cannot be used to interpret such size effects due to a lack of any material length-scale parameter.
Higher-order elasticity theories containing microstructure-dependent material constants have been applied to study shell deformations (e.g., [4–7]). For example, stability and free vibrations of circular cylindrical thin shells were investigated in [8,9] using a simplified strain gradient elasticity theory (SSGET) (e.g., [10–13]). By applying a non-local constitutive relation proposed in [14], Hu et al. [15] investigated transverse and torsional wave dispersions in carbon nanotubes. Based on the SSGET and the non-local elasticity model of Eringen [14], Ghavanloo and Fazelzadeh [16] analyzed free vibrations of orthotropic doubly-curved shallow shells. By using a modified couple stress theory (MCST) [17,18], free vibrations of thin shells were studied in [19,20] based on the Kirchhoff and first-order shear deformation (FSD) shell models, respectively.
Surface elasticity theories (e.g., [21–24]) have also been used to develop non-classical thin shell models incorporating surface energy-dependent size effects (e.g., [1,25,26]). For example, Altenbach et al. [27] derived two-dimensional (2D) equilibrium equations for shells by including transverse shear and surface energy effects. Chen et al. [28] developed a model for wave propagation in a transversely isotropic cylinder by considering the surface elasticity effect. Rouhi et al. [29] provided a surface energy-dependent FSD cylindrical shell model for free vibrations.
However, very few models have been developed for thin shells by incorporating both the microstructure and surface energy effects (e.g., [30,31]). Recently, one such model was proposed in [32] for Love–Kirchhoff thin shells based on the MCST and the surface elasticity theory. For cylindrical shells that have small length to diameter ratios and exhibit microstructure- and surface energy-dependent size effects, new non-classical models, which include cross-sectional rotations to account for the shear deformation effect, material length-scale parameters to capture the microstructure effect in the bulk and surface elastic constants to describe the surface energy effect, are very desirable. This motivated the current work.
The aim of the present study is to develop a non-classical FSD model for circular cylindrical thin shells using the MCST [17,18] and the surface elasticity theory [21,22]. The MCST is one of the simplest higher-order elasticity theories and contains only one material length-scale parameter. It was recently shown in [13] that the MCST can be simplified from Form I or III of Mindlin’s strain gradient elasticity theory [33,34]. In addition, the MCST has been given a direct physical interpretation based on material microstructures [35].
The rest of this paper is organized as follows. In Section 2, the new non-classical FSD circular cylindrical thin shell model is developed. A variational formulation based on Hamilton’s principle is employed, which leads to the simultaneous determination of the equations of motion and boundary conditions (BCs) and provides a unified treatment of the microstructure and surface energy effects. The newly obtained model includes the shell models considering the microstructure effect only or the surface energy effect alone as special cases and recovers its classical elasticity-based counterpart as a limiting case. In addition, it reduces to the Mindlin plate model when the shell mean radius tends to infinity. In Section 3, static bending and free vibration problems of a simply supported closed circular cylindrical thin shell are analytically solved by directly applying the current shell model. The numerical results are also presented to illustrate the new model. The paper concludes in Section 4 with a summary.
2. Formulation
According to the MCST [17,18], the constitutive equations for an isotropic linear elastic material are given by
where
in which
The constraint in Equation (5) is imposed in both the classical couple stress theory (e.g., [38,39]) and the MCST. The use of this constraint makes the couple stress theories differ from the Cosserat theory, in which the displacement vector and the micro-rotation vector are regarded as independent (e.g., [4]).
According to the surface elasticity theory (e.g., [21–24]), the governing equation for the surface layer of zero thickness can be written as
where
where μ0 and λ0 are the surface elastic constants, τ0 is the residual surface stress,
and
The out-of-plane components of the surface stress tensor read [22]
Note that throughout this paper, the summation convention and standard index notation are used, with the Greek indices running from 1 to 2 and the Latin indices from 1 to 3 unless otherwise indicated.
Consider a circular cylindrical thin shell of middle surface radius R and uniform thickness h. Based on the coordinate system (x, θ, z) shown in Figure 1, the displacement field in a FSD thin shell of uniform thickness h can be written in terms of physical components as (e.g., [44,45])

Configuration and coordinate system of a circular cylindrical shell: (a) open; (b) closed.
where ux, uθ and uz are, respectively, the x-, θ- and z-components of the displacement vector
Note that the position of a point in the circular cylindrical shell (see Figure 1) can also be represented by using the three orthogonal curvilinear coordinates defined as
which are related to the Cartesian coordinates xi through
From Equations (11) and (12), the metric and reciprocal metric tensors
and the Christoffel symbols of the second kind given by (e.g., [46])
can be obtained as
In terms of the current orthogonal curvilinear coordinates
where Fi and Fi,
j
are, respectively, the covariant components of
where use has been made of Equation (13).
The covariant components of the displacement vector
where
From Equations (10a–c), (11) and (15)–(18), it follows that
Using Equation (19) in Equation (3) then yields
as the strain components in the FSD circular cylindrical thin shell.
From Equation (5), the rotation vector can be written as
where g = det [gij] = r2 (see Equation (13)),
From Equations (10a–c), (13), (15)–(18), (21) and (22), it follows that
Substituting Equation (23) into Equation (4) gives
The total strain energy in the isotropic elastic thin shell satisfying the MCST in the bulk and the surface elasticity theory in the surface layers has the form
where Ω is the region occupied by the shell, S+ and S− represent, respectively, the outer and inner surface layers of the shell (see Figure 1),
From Equation (25), it follows that the first variation of the total strain energy in the deformed circular cylindrical thin shell over the time interval [0, T] is given by
where
Note that the volume integral of a sufficiently smooth function D(x, θ, z, t) over the region Ω occupied by a uniform-thickness shell can be written as
where h is the shell thickness, and S is the middle surface of the shell.
From Equations (20), (24) and (27), the three parts of the first variation of the strain energy can be determined as, with r = R on S,
where
are the Cauchy stress resultants through the shell thickness,
where
are the couple stress resultants through the shell thickness, and
where
The kinetic energy of the shell has the form (e.g., [45,47,48])
where ρ is the mass density of the shell material. Note that here and in the sequel, the overhead “·” and “··” denote, respectively, the first and second time derivatives (e.g.,
From Equations (10a–c), (27) and (33), the first variation of the kinetic energy, over the time interval [0, T], can be obtained as
where
In reaching Equation (34), it has been assumed that the initial (t = 0) and final (t = T) configurations of the shell are prescribed so that the virtual displacements vanish at t = 0 and t = T. In addition, ρ is taken to be constant along the shell thickness and over the time interval [0, T] such that
Based on the general expression of the work done by external forces in the MCST [18] and in the surface elasticity theory [21,22], the virtual work done by the forces applied on the current shell over the time interval [0, T] can be written as (e.g., [50,51])
where fi and ci (i = x, θ, z) are, respectively, the components of the body force resultant (force per unit area) and body couple resultant (moment per unit area) through the shell thickness acting in the area S (i.e., the middle surface of shell),
According to Hamilton’s principle (e.g., [45,52])
Substituting Equations (28), (30), (32), (34) and (36) into Equation (37) and applying the fundamental lemma of the calculus of variations (e.g., [53,54]) will yield, with the arbitrariness of δu, δv, δw, δψx and δψθ and the relations S+≈S≈S− and ∂S+≈∂S≈∂S−
as the equations of motion of the circular cylindrical thin shell for any (x, θ) ∈S and t∈ (0, T), and
as the BCs for any (x, θ) ∈∂S and t∈ (0, T), where the overhead bar denotes the prescribed value.
Based on Equations (1), (20) and (29), the Cauchy stress resultants can be written in terms of u, v, w, ψx and ψθ, which are given in Equations (A.1a–h) in Appendix A.
Similarly, from Equations (2), (24) and (31), the couple stress resultants can be obtained in terms of u, v, w, ψx and ψθ, which are listed in Equations (A.2a–i) in Appendix A.
In addition, the surface stress components can be expressed in terms of u, v, w, ψx and ψθ by using Equations (7)–(9), (19) and (20), which are provided in Equations (A.3a–f) in Appendix A.
Using Equations (A.1a–h), (A.2a–i) and (A.3a–f) in Equations (38a–e) then yields the equations of motion for the FSD circular cylindrical thin shell in terms of u, v, w, ψx and ψθ as
The initial-boundary value problem for determining u, v, w, ψx and ψθ is defined by the differential equations in Equations (40a–e), the BCs in Equations (39a–o), and given initial conditions at t = 0.
When l = 0 and ci = 0, Equations (40a–e) will reduce to the governing equations for the FSD circular cylindrical thin shell in the absence of the microstructure (or couple stress) effect.
When λ0 = µ0 = τ0 = 0, Equations (40a–e) will become the governing equations for the FSD circular cylindrical thin shell without the surface energy effect.
When l = 0, ci = 0 and λ0 = µ0 = τ0 = 0, Equations (40a–e) reduce to the governing equations for the FSD circular cylindrical thin shell based on classical elasticity, which are given in Equations (B.1a–e) in Appendix B.
When
Finally, for thin shells with a large mean radius R and/or a small thickness h, the following approximations hold
The use of Equation (41) in Equations (40a–e) then gives the equations of motion for such FSD circular cylindrical thin shells as
The simplified equations of motion in Equations (42a–e) can be applied to thin shells with a large R/h ratio.
3. Examples: static bending and free vibration of a closed circular cylindrical shell
To demonstrate the new FSD circular cylindrical thin shell model developed in Section 2, static bending and free vibration problems of a closed circular cylindrical shell of length a, thickness h and middle surface radius R with simply supported BCs (see Figure 2) are analytically solved in this section by directly applying the new model.

Simply supported circular cylindrical shell.
In view of the general form of the BCs in Equations (39a–o), the BCs for the current problem with a large R/h ratio can be identified as, with
for the boundaries x = 0, 0 ≤θ≤ 2π and x = a, 0 ≤θ≤ 2π, where nθ = 0 and nx = −1 (on x = 0) or nx = 1 (on x = a).
Using Equations (A.1a, f), (A.2b, c, g) and (A.3a) in Equations (43a, d, g, i, l) yields
at x = 0 and x = a (with 0 ≤θ≤ 2π). Note that free vibrations of circular cylindrical shells with BCs of this and other types have been extensively studied using shell theories based on classical elasticity (e.g., [55,56]).
3.1. Static bending
For static bending problems, u, v, w, ψx and ψθ are independent of time t so that all of the time derivatives involved in Equations (42a–e) vanish.
The boundary value problem (BVP) for the static bending of the simply supported closed circular cylindrical shell shown in Figure 2 is defined by the governing equations in Equations (42a–e) and the BCs in Equations (43b, c, e, f, h, j, k, m) and (44a–e), with u = u(x, θ), v = v(x, θ), w = w(x, θ), ψx = ψx(x, θ) and ψθ = ψθ(x, θ). For the current case with fx = fθ = 0, cx = cθ = cz = 0 and
Consider the following Fourier series solutions for u, v, w, ψx and ψθ:
where
The load fz (x, θ) involved in Equation (42c) can also be expanded in a Fourier series as
where Qmn are the Fourier coefficients given by
for the current shell loaded by the uniformly distributed internal pressure p0 (i.e.,
Using Equations (45a–e) and (46) in Equations (42a–e) results in
where
Solving the linear algebraic equation system in Equation (48) will yield
Figures 3 and 4 display, respectively, the variations of the shell deflection w and the rotation angle ψx predicted by the newly developed model and by its classical elasticity-based counterpart. The numerical values of w and ψx are computed using Equations (45c) and (45d), with the coefficients

Deflection w of the circular cylindrical shell.

Rotation angle ψx of the circular cylindrical shell.
The shear correction factor ks used here is taken to be 0.8, which was shown to be the most accurate value for a FSD thin shell [60].
The numerical values of w and ψx are found to be independent of the value of θ, as expected from the axisymmetry of the current problem. The number of terms included in Equations (45c) and (45d) is controlled by adjusting m and n. The numerical results for w and ψx obtained with m = 40 and n = 40 are found to be the same as those computed with larger m and n values (up to m = 100, n = 100) to the third decimal place. This indicates that using m = 40, n = 40 in the expansion is sufficient for the convergent numerical solutions of w and ψx displayed in Figures 3 and 4. The numerical values of w and ψx for the classical elasticity-based model shown in these two figures are also obtained from Equations (45c), (45d) and (47)–(49) but with l = 0, ci = 0 and λ0 = µ0 = τ0 = 0.
From Figures 3 and 4, it is clearly seen that both the deflection w and the rotation angle ψx predicted by the current model are always smaller than those predicted by the classical model in all cases considered. Figures 3 and 4 also show that the differences between the two sets of values predicted by the new model and the classical model are significant when the shell thickness h is very small, but they diminish when h becomes large.
Figures 5(a)–5(c) display the deflection curves of the simply supported circular cylindrical shell obtained using the FSD and Love–Kirchhoff thin shell models based on the MCST and the surface elasticity theory. In Figure 5, the deflection values predicted by the current FSD thin shell model are determined from Equations (45c) and (48). The material properties used here are the same as those employed to obtain the values shown in Figures 3 and 4. The deflection values given by the Love–Kirchhoff thin shell model and shown in Figure 5 are obtained using the formulas provided in [32].

Comparison of the first-order shear deformation, Love–Kirchhoff and classical elasticity-based thin shell models (with h = 2l): (a) a = 20R; (b) a = 40R; (c) a = 50R.
It is observed from Figure 5 that the deflection predicted by the current FSD thin shell model is always higher than that by the Love–Kirchhoff thin shell model based on the same couple stress and surface elasticity theories. Also, Figure 5 shows that in all cases considered, the predicted values of the deflection by both the FSD and Love–Kirchhoff shell models are smaller than those predicted by their classical elasticity-based counterparts, with the difference for the FSD models being more significant than that for the Love–Kirchhoff models. In addition, Figure 5 shows that the largest deflection is at the middle span of the shell in all cases considered. Moreover, it is seen that for the cylindrical shell with the same radius and thickness and under the same pressure p0, the deflection w increases with the increase of the length a, as expected.
3.2. Free vibration
For free vibration problems, the BVP for the simply supported closed circular cylindrical shell shown in Figure 2 is defined by Equations (42a–e) and the BCs in Equations (43b, c, e, f, h, j, k, m) and (44a–e), with all external forces vanished (i.e.,
Consider the solutions of the following Fourier series form:
where ωn is the nth natural frequency of vibration of the shell,
Substituting Equations (51a–e) into Equations (42a–e) yields
where [
For a non-trivial solution of
The characteristic equation in Equation (53) is a fifth-order polynomial equation in
Figure 6 shows the variation of the first natural frequency ω1 obtained from Equation (53) (with m = 1, n = 1) with the shell thickness predicted by the current non-classical FSD circular cylindrical thin shell model and its classical counterpart. The numerical values for the current model displayed in Figure 6 are obtained from Equation (53), while those for the classical model are computed from the same equation but with l = 0 and λ0 = µ0 = τ0 = 0. The material properties and geometry of the aluminum shell used here are the same as those employed earlier to obtain the numerical results displayed in Figures 3–5 (i.e., E = 90 GPa, v = 0.23, l = 6.58 μm,

First natural frequency ω1 varying with the shell thickness h (with l = 6.58 μm).
From Figure 6, it is clearly seen that the first natural frequency predicted by the current model is always higher than that predicted by the classical elasticity-based model. The difference between the predictions by the two models is significant only when the shell thickness h is very small (with h < 2l = 13.16 μm here). However, the difference is diminishing as shell thickness h increases (with h > 3l = 19.74 μm here). The size effects at the micron scale shown in Figure 6 as well as in Figures 3–5 that are predicted by the current non-classical shell model agree with the general trends observed in experiments (e.g., [2,61]).
4. Summary
A new non-classical FSD circular cylindrical thin shell model is proposed using a MCST and a surface elasticity theory. A variational formulation based on Hamilton’s principle is employed, which leads to the simultaneous determination of the equations of motion and BCs and provides a unified treatment of the microstructure and surface energy effects. The new thin shell model includes a material length-scale parameter to represent the microstructure effect and three surface elastic constants to describe the surface energy effect.
The newly developed thin shell model reduces to its classical elasticity-based counterpart as a limiting case when the microstructure and surface energy effects are both ignored. In addition, it is shown that the new model includes models considering the microstructure dependence or the surface energy effect alone as special cases and recovers the non-classical Mindlin plate model incorporating the same microstructure and surface energy effects as a limiting case.
The static bending and free vibration problems of a simply supported circular cylindrical thin shell are analytically solved by directly applying the new model. The numerical results show that the deflections and rotations of the simply supported thin shell predicted by the current model are always smaller than those predicted by the classical model. Also, it is observed that the differences in both the deflection and rotation predicted by the two shell models are significant when the shell thickness is sufficiently small, but they diminish with the increase of shell thickness. For the free vibration problem, it is found that the first natural frequency predicted by the new shell model is always higher than that predicted by the classical model, and the difference is large for very thin shells.
Footnotes
Appendix A: the Cauchy stress and couple stress resultants and the surface stress components in terms of the kinematic variables
From Equations (1), (20) and (29), the Cauchy stress resultants can be expressed in terms of u, v, w, ψx and ψθ as
where ks is a shear correction factor introduced to account for the non-uniformity of the shear strain components
From Equations (2), (24) and (31), the couple stress resultants can be written in terms of u, v, w, ψx and ψθ as
From Equations (7)–(9), (19) and (20), it follows that the surface stress components can be expressed in terms of u, v, w, ψx and ψθ as
Appendix B: two special cases – classical elasticity-based model for first-order shear deformation circular cylindrical thin shells and non-classical model for Mindlin plates
When l = 0, ci = 0 and λ0 = µ0 = τ0 = 0, Equations (40a–e) reduce to
which are the governing equations for the FSD circular cylindrical thin shell based on classical elasticity.
When
which are the governing equations for non-classical Mindlin plates incorporating the microstructure and surface energy effects [50].
Acknowledgements
The authors would like to thank Professor David Steigmann and one anonymous reviewer for their encouragement and helpful comments on an earlier version of the paper.
Funding
The authors disclosed receipt of the following financial support for the research, authorship and/or publication of this article: GYZ gratefully acknowledges the support of the National Natural Science Foundation of China [grant # 12002086] and the Fundamental Research Funds for the Central Universities [grant # 2242020R10027].
