Abstract
Patients who overdose but resist treatment raise difficult ethical and legal issues for clinicians. It can be tempting to consider detention under the Mental Health Act 1983 and administration of treatment under section 63 Mental Health Act 1983. But how far can clinicians go? Three recent cases have helped illustrate the approach to forced life-saving treatment; this article suggests questions that clinicians should ask themselves in light of them.
Introduction
Patients who overdose but resist treatment raise difficult ethical and legal issues for clinicians. It can be tempting to consider detention under the Mental Health Act 1983 (MHA 1983) and administration of treatment under section 63 MHA 1983. But how far can clinicians go? Three recent cases have helped illustrate the approach to forced life-saving treatment; this article suggests questions that clinicians should ask themselves in light of them.
The framework
The position of a patient who has overdosed can be extremely urgent because decisions have to be taken within the window for offering an antidote or other intervention to reverse the overdose. However, whilst the urgency of the situation may feed into the practicalities of the application of the legal principles (and, for instance, mean that decision-making has to be recorded subsequently rather than contemporaneously), the urgency does not affect the principles themselves. In very broad outline, those principles are that:
A patient who is not detained under the MHA 1983 and who has capacity to refuse medical treatment cannot be treated against their will. Clinicians treating such a patient against their will are therefore at risk of incurring both civil and criminal liability. Clinicians can provide treatment to a patient who is not detained under the MHA 1983 and currently lacks the capacity to consent to medical treatment without incurring liability if they reasonably believe that their actions are in the patient’s best interests. If, however, the patient has made a valid and applicable advance decision to refuse the treatment in question, then this decision will stand as if the patient currently has capacity to refuse treatment. If clinicians are in doubt as to: (1) the patient’s capacity; (2) the patient’s best interests; or (3) whether an advance decision is valid and applicable, steps can be taken to bring the matter to the Court of Protection (in a matter of hours if necessary), and life-saving treatment can be provided if necessary pending the determination by the Court of Protection’s decision. Section 63 MHA 1983 provides authority to impose medical treatment for a patient’s mental disorder without their consent, even if they have the capacity to refuse it.
Questions also arise in this context of deprivation of liberty, which will be addressed in a further article in due course.
Case law – a patient presenting with an overdose
P v an NHS Foundation Hospital [2014] EWHC 1650 (Fam)
P was a 17½-year-old girl. She had a history of self-harming behaviour and had been known to the local CAMHS team for some time. She had recently been detained under section 2 MHA 1983 but was discharged approximately one week before presenting at hospital having taken a paracetamol overdose earlier that day. She refused the antidote. Her mother was called to hospital and gave her consent for treatment but the Trust was reluctant to administer treatment without gaining a court order. By late evening, the situation had reached a crisis, as the window for delivering the antidote was closing. An out of hours application was made to the High Court to allow treatment against P’s wishes and to sedate/restrain her as required.
The Trust contended that P lacked capacity to decide as to her medical treatment. Mr Justice Baker, who heard the case, was not satisfied that P lacked capacity to refuse the antidote. However, because P was (just) under 18, he held that he was entitled to override her wishes (as important as they were) because he was required to have P’s welfare as his paramount consideration. He was therefore entitled to consider the fact that P would probably die without the antidote, and the balance came down in favour of overriding her wishes.
As P was not detained under the MHA 1983 at the time of her admission (and no consideration appears to have been given to detaining her), section 63 MHA 1983 did not apply. However, the case indicates the stark dividing line between those who are below 18 (even if only just) and those who are adults. Had the case been decided by reference to the MCA 2005, then P’s refusal to consent would have been determinative given that Baker J was not satisfied that the treating Trust had established that P lacked capacity. The case also indicates how important it is that applications are made to the court in cases where it is clear that the consequence of abiding by a child’s wishes will be likely to lead to their death.
Case law – patients detained under the MHA 1983
An NHS Trust v Dr A [2013] EWCOP 2442
Whilst this case does not concern an overdose, it is significant because it contains a detailed examination of the scope of section 63 MHA 1983 in the context of life-sustaining treatment.
An Iranian doctor, Dr A, went on hunger strike to recover his passport which had been confiscated by the UK Border Agency following his failed claims for asylum. He was subject to detention under the MHA 1983, which was then subsequently rescinded. A naso-gastric tube was also inserted, but Dr A removed it, resisting attempts to have it reinserted. The treating Trust sought declarations that Dr A lacked capacity to make decisions in respect of his nutrition and hydration and that it was lawful to administer feeding through a naso-gastric tube. The case came before Mr Justice Baker, who held that Dr A lacked capacity to make decision about his feeding, and that it was in his best interests for him to be provided with feeding through a naso-gastric tube.
The difficulty that then arose was that Dr A was, by the time that the matter was finally heard, detained again under the MHA 1983. However, Dr A’s treating psychiatrist did not think that force feeding was treatment within the meaning of section 63 MHA 1983. She took the view that, whilst it would undoubtedly keep him alive, it was not treatment for his mental disorder (as might have been the case were he suffering from anorexia, for example). Baker J agreed, holding that, in the case before him, force feeding was treatment for a physical disorder that arose from Dr A’s decision not to eat and drink, notwithstanding that the decision to refuse food was affected by his mental disorder. The physical condition was therefore in part a consequence of Dr A’s mental disorder, but not obviously either a manifestation or a symptom of it. Baker J therefore concluded that it could not be authorised under the MHA 1983.
Nor could Dr A be treated under the MCA 2005 because his force-feeding would inevitably involve a deprivation of his liberty; because of the Byzantine operation of the eligibility provisions in the ‘DOLS regime’ under Schedule A1 to the MCA 2005, such a deprivation of liberty could not be authorised under the MCA 2005 because he was detained under the MHA 1983.
Baker J did not, however, leave matters there. Rather, he held that he could (and would) make a declaration and order under the inherent jurisdiction of the High Court to allow the force-feeding of Dr A (and the related deprivation of his liberty).
Importantly, Baker J made it clear that wherever there is any doubt as to whether or not the provision of artificial nutrition and hydration represents treatment for the mental disorder suffered by the patient, an application to court for a declaration should be made. He also made it clear that courts should be reluctant to extend the scope of section 63 MHA 1983 so as to solve otherwise complicated jurisdictional difficulties.
Nottinghamshire NHS Trust v RC [2014] EWCOP 1317
RC was 23. He was diagnosed with a personality disorder. In August 2013, he embraced the Jehovah’s Witness faith while in prison. On 1 February 2014, RC self-harmed by opening his brachial artery. He survived this incident. RC was then transferred to a secure psychiatric hospital under the MHA 1983, where he continued to seek to self-harm. On 4 April 2014, RC made an advance decision refusing blood products, and his self-harm attempts continued.
This left his psychiatrist in the position where she – potentially – had the power under section 63 MHA 1983 to impose a blood transfusion, which could save RC’s life, but that she would be using those powers to override wishes she believed to be capacitous. Properly, but unsurprisingly, she found herself in an ethical dilemma.
A declaration was therefore sought from the High Court that it was lawful for the psychiatrist not to use her power under section 63 MHA 1983. Mostyn J, whilst expressing some reservations about the apparent width of section 63, held that on the facts of the case, RC’s self-harm was a manifestation of his underlying personality disorder, a consequence of the self-harm was bleeding, and hence that providing a blood transfusion could in principle fall within the scope of section 63 MHA 1983. Mostyn J also found that RC had full capacity to refuse the administration of blood products and his advance decision would be operative, if he lost capacity.
In the circumstances, Mostyn J held that it would be ‘an abuse of power’ even to think about imposing a blood transfusion on RC, and that this would be a denial of a ‘most basic freedom’. He therefore declared that the decision of the treating psychiatrist not to impose treatment under section 63 MHA 1983 was lawful.
Mostyn J observed that, where the approved clinician for a patient makes a decision not to impose treatment under section 63 MHA 1983, and where the consequences of that decision may prove to be life-threatening, then the NHS Trust in question would be ‘well advised’ to apply to the High Court for declaratory relief. This fell short of a finding that Trusts have to apply, but is nonetheless a very clear judicial steer. It is particularly important given that the decision to invoke section 63 MHA 1983 is capable of being challenged by way of judicial review if the patient is dissatisfied, and that the level of scrutiny of the decision is likely to be intense in any such judicial review.
The case is also significant for the weight placed upon the advance decision made by RC even in the face of the power available to the clinicians under section 63 MHA 1983, and therefore stands as a reminder of the importance of ensuring that (if at all possible) clinicians take step to make themselves aware of any relevant advance decision before commencing forced treatment.
So how far can you go?
In light of the principles and case-law set out above, we suggest you should ask yourself the following, before taking a decision to treat a patient under section 63 MHA 1983:
(If the patient is not detained): do they meet the criteria for detention? We suggest that very considerable caution should be exercised before detaining a patient simply for purposes of using section 63 MHA 1983. Does the proposed treatment clearly fall within the scope of section 63, and the definition of ‘medical treatment’ within section 145 MHA 1983? Is there a clear connection between the mental disorder and the treatment you are giving? What is that connection? Will the treatment of the physical issue amount to treatment of the mental disorder? If so, how? Have you checked if the patient has made an advance decision? If so, what does it cover?
If you are in doubt as to any of the matters set out above, seek legal advice as to whether an application to court is necessary. In the interim, you must be able to justify any treatment that you give (whether under section 63 MHA 1983 or otherwise) on the basis of its necessity and proportionality to the seriousness of the risk to the patient.
Finally, for patients who are not detained and lack capacity to take decisions relating to medical treatment, consider whether a deprivation of liberty is required in order to effect treatment. If one is seek advice. Issues relating to deprivation of liberty will be the subject of a future article by the same authors.
Footnotes
Funding
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
Conflict of interest
The author declares that there is no conflict of interest.
