Abstract
If a state commits injustice, who is responsible for compensating its victims and safeguarding against future wrongdoing? Do the state’s citizens bear this responsibility? Do they all bear it equally? Avia Pasternak's and Holly Lawford-Smith's recent books address these pressing questions. Each book represents a thought-provoking attempt to derive an account of citizen responsibility for state wrongs from an account of state agency understood as group agency. Though the books demonstrate the promise of this approach to produce action-guiding advice for real policymakers, they also demonstrate its limitations—in particular, its lack of attention to social structures. Here, I argue that Pasternak's and Lawford-Smith's views would be enriched by further engagement with the literature on structural injustice, which takes individuals’ perpetuation of social systems (not their implication in acts of group agency) as a central source of their remedial obligations. Through critical engagement with Pasternak and Lawford-Smith, I illustrate how a structural injustice framework could yield more attractive conclusions than a group agency framework in certain cases, better explain non-culpable forms of citizen responsibility, and allow us to theorize citizen responsibility for state action without making questionable claims about the metaphysics or social ontology of group agency.
Keywords
If a state commits injustice, who is responsible for compensating its victims and safeguarding against future wrongdoing? Do the state's citizens bear this responsibility, and if so, do they all bear it equally?
Avia Pasternak's Responsible Citizens, Irresponsible States and Holly Lawford-Smith's Not in Their Name address these pressing questions. Both are clearly written and carefully composed. At every argumentative turn, Pasternak and Lawford-Smith lucidly explain the pitfalls they see in other views and the logical implications of theirs. Each book represents a thought-provoking attempt to derive an account of citizen responsibility for state wrongs from an account of state agency understood as group agency. The books ask what makes a group a group agent, what makes someone a participant in group agency, and what responsibilities participants have for the actions of the group agents they comprise. They then apply their theories of group agency to determine whether states are group agents, whether citizens take part in their states’ agency, and (therefore) what responsibilities citizens have for states’ actions.
Pasternak concludes that states are often moral agents and that many citizens intentionally contribute to their state's agency by intentionally playing their parts in carrying out the state's business. They are therefore (partly) responsible for the wrongs their states commit and can permissibly be required to share in any associated remedial costs. Lawford-Smith (2019: 68, 94–97) concludes that members of a group are only culpable for the group's actions if it possesses what she calls “strong” or “moderate” agency, and that a state's government officials (but not the citizenry at large) may constitute a “strong” or “moderate” group agent. Thus, only state officials are culpable for a state's wrongs, though ordinary citizens may be responsible in other, non-culpable ways (Lawford-Smith, 2019: 96–7, 116–36).
Pasternak's and Lawford-Smith's approaches raise the question, should we derive our account of citizen responsibility from an account of state agency as group agency? Here, I’ll suggest other frameworks could be more productive. Specifically, Pasternak's and Lawford-Smith's views would be enriched by further engagement with the literature on structural injustice, which takes individuals’ perpetuation of social systems (not their implication in acts of group agency) as a central source of their remedial obligations. 1 Indeed, delineating individuals’ responsibilities for remedying complex collective wrongs is among structural injustice theorists’ main tasks—and is also Pasternak's and Lawford-Smith's task. To illustrate how their views could benefit from engagement with the structural injustice literature, below I examine each in greater detail.
Pasternak on distributing remedial costs
Pasternak (2021: 27–8) argues that wrongdoing states acquire several remedial obligations, including obligations to compensate and rehabilitate victims, make reparations, and safeguard against committing similar wrongs in the future. States may permissibly distribute the costs of fulfilling these obligations (remedial costs from here on) to individual citizens if the latter engage in “intentional citizenship,” which essentially means they intentionally participate in the state and reflectively endorse their participation (Pasternak, 2021: 8–9, 75–8).
Singling out the blameworthy
Pasternak argues that remedial costs need not be distributed proportionally to citizens’ blameworthiness for the wrong committed: it's acceptable for all intentional citizens to share these costs, even if they aren’t all blameworthy. Interestingly, though Pasternak argues there's nothing morally objectionable about distributing remedial costs in this way, she still presents it as a morally second-best option, to be carried out only when distributing remedial costs proportional to blameworthiness is infeasible, too expensive, or wouldn’t generate enough resources to cover the costs in full—which, admittedly, she expects will be the case in most real-world contexts (Pasternak, 2021: 34–40, 45–6, 92).
This raises the question: if (as Pasternak claims) all intentional citizens are responsible for remedying their states’ wrongs, and requiring them to pay remedial costs involves no wrongdoing, why should we prefer to distribute remedial costs according to blameworthiness when feasible? Pasternak briefly addresses this question. She says requiring only the blameworthy to pay remedial costs would reflect “the individualist intuition that citizens should not be held liable for wrongs committed by others and beyond their control” (Pasternak, 2021: 34). She notes we would object to a system that required a dictator's oppressed subjects to pay reparations to their state's (other) victims or required citizens who weren’t born when their state committed a wrong to pay the remedial costs (Pasternak 2021: 3–4).
But why not adopt a structural injustice framework for theorizing citizen responsibility, which would deny that only the blameworthy should share in remedial costs (even ideally)? Pasternak's appeal to individualist intuition doesn’t establish that we should reject such a framework. Contra Pasternak, we could follow Young's (2006) thinking on structural injustice and see liability (which typically makes one blameworthy) and participation in or perpetuation of an unjust system (which need not make one blameworthy) as distinct but equally fundamental sources of remedial obligations. Consider someone who, in a non-blameworthy way, helped perpetuate a social system that encouraged their state to commit injustice. On Young's (2006) “social connection” model of responsibility, they’re responsible for the injustices created by the social system they upheld, and there's no obvious reason to exempt them from paying remedial costs even when doing so is feasible. This view of citizen responsibility is (like Pasternak's) individualist in an important sense. It's not the mere fact of one's nationality that makes one responsible for injustice on the social connection model—but rather one's own contributions to the creation of injustice. Though (on Young’s (2006) view), responsibility for remedying structural injustice is shared among many and must be discharged via collective action, individuals acquire this responsibility by participating themselves, individually, in processes that produce injustice.
Pasternak (2021: 34) suggests another reason for preferring to distribute remedial costs only among the blameworthy: this would cleanly distinguish between “innocent” and “guilty” parties, “exonerat[ing]” the former. But Young’s (2006) view challenges Pasternak's assumption that a theory of reparative obligations should center guilt and innocence in this way. If we aim to understand how injustice is produced, how it could be remedied, and who is responsible for doing what to engender justice, it's perhaps less important to single out “guilty” parties for condemnation while exonerating the innocent masses. It's arguably more important to understand each person's role in producing injustice and what corresponding role they should accept in efforts to remedy it.
Especially since Pasternak understands remedial costs to include the costs of safeguarding against future injustice, they are arguably everyone's to bear in the first instance (not only when the blameworthy cannot be productively singled out). Say John mugs someone, is blameworthy, and is responsible for compensating his victim. Who is responsible for establishing social conditions discouraging mugging, thereby safeguarding against future muggings? Is it only John—perhaps along with whomever else has committed a blameworthy mugging? No; many others share in the responsibility to create social conditions discouraging mugging—say, by ensuring subsistence resources, education, and jobs are available to all on fair terms. John and anyone else who has mugged someone are the only ones to blame for past muggings. Nonetheless, it would not be ideal if only they bore the costs of safeguarding against future muggings.
Similar logic applies in the context of collective wrongs. Consider Lu's (2011) treatment of Japanese colonialism in Korea and responsibilities to redress the harms of the “military comfort system,” whereby many Korean women were induced to provide sexual services to Japanese soldiers. Lu (2011) argues this system was perpetuated not only by individually blameworthy actors (e.g. people who abducted women and forced them into sex-work) but also by “structural” conditions (e.g. international norms condoning colonization and allowing colonizers to exempt their colonies from human rights standards, sexist attitudes in Japan and Korea, and socio-economic hierarchies that allowed Korean elites to benefit from exploiting poor, rural Korean women). Thus, Lu (2011) argues, the responsibility for remedying the harms of the comfort system—including reforming the offending social structures so they no longer produce similar injustices—lies not with the blameworthy alone, but with all who helped maintain those structures, including people in Japan, Korea, and the broader international community.
Intentional citizenship
As noted above, Pasternak thinks all “intentional citizens” can permissibly be required to share the costs of remedying their state's wrongs. Pasternak (2021: 8–9, 75–8) defines “intentional citizens” as those who intentionally play their respective roles in the state, see themselves as contributing to the functioning and maintenance of their state understood as a group agent, see themselves as contributing to carrying out the state's plans, and don’t see their participation or participatory intentions as forced upon them. Thus, secessionist minorities and oppressed people often aren’t intentional citizens: though they may participate in the state for pragmatic reasons, if they don’t endorse their participation and would abandon it if they could, they don’t participate as intentional citizens (Pasternak, 2021: 109–12). Setting these groups aside, Pasternak (2021: 102–24) draws on cross-national surveys that ask respondents to report how attached they feel to their nationalities to argue that intentional citizenship is widespread in many countries.
I’m sympathetic with Pasternak's view that someone must willfully play their role in their state and willfully contribute to enacting its plans for the resulting state action to be an act of group agency of which the individual was a part. Elsewhere, I’ve argued that a group's acts are not acts of genuine group agency if its members don’t act as agents when playing their respective roles in making and enacting group decisions (Rafanelli, 2017: 287). For a member to act as an agent when playing their role, they must act on their own will and intend to contribute to whatever group decision procedure or action they participate in—which, in the case of a decision procedure, includes intending to help produce the procedure’s outcomes (Rafanelli, 2017: 287, 294). Though I made this argument about corporations, it applies similarly to other prospective group agents, including states. At this level of abstraction, my view is consonant with Pasternak's: what I call “acting as an agent” when playing one's role in the group roughly corresponds to what Pasternak calls “intentional citizenship.”
However, I propose, Pasternak underestimates the conditions that undermine an individual's intentional citizenship and therefore identifies too many individuals as intentional participants in genuine group agency. Pasternak's treatment of citizens’ responsibilities for state policies they oppose and for secret policies illustrates this well.
In the first case, Pasternak (2021: 81) argues that when citizens intentionally participate in the state, they opt to maintain and facilitate the state's agency, a key component of which is that the state may issue decisions they disagree with. If citizens who understand this continue to participate in the state and don’t “reject” their participation (don’t see it as forced upon them), they remain the “inclusive author[s]” of state policy even when they disagree with it (Pasternak, 2021: 81). Similarly, Pasternak (2021: 81–4) writes, if citizens know their state maintains secret policies and continue to participate in the state (without rejecting their participation), they are inclusive authors of those policies, despite not knowing their content.
According to Pasternak, though being an “intentional citizen” means intentionally helping enact the state's plans, one isn’t removed from the category of “intentional citizen” whenever the state's plans include something one disagrees with or doesn’t know about. After all, part of what it means to help enact the state's plans (because of what a state is) is to help enact the plans of a group agent that may do things one disagrees with or one doesn’t know about. Assuming citizens understand this, we should interpret their continued (non-rejected) participation in the state as intentional participation meant to help enact the state's plans, even if they don’t personally endorse or know about each of these plans.
Granted, participating in a state means participating in processes whose outcomes one doesn’t fully control. But Pasternak's analysis overlooks the possibility of a citizen endorsing their participation conditional upon their state meeting certain standards. Imagine a US citizen, Claudia, who opposed President Trump's proposed ban on Muslim immigrants. When the ban is proposed, Claudia provisionally endorses her participation in the US state, but if the ban is enacted, she will reject her participation: the US will no longer qualify as a decent state in her view and she’ll wish to renounce her membership (though she may not actually do so, for pragmatic reasons). Claudia does everything her role in the state enables her to do to stop the ban from taking effect. She writes her Congresspeople and local paper, marches in the streets daily, and so on. Despite this, the ban is enacted.
Presumably, Pasternak would say Claudia is an inclusive author of the ban because she willingly participated in the state in the time leading up to its passage and in the political processes that ultimately brought about the ban (though she hoped her participation would produce a different outcome). On this view, Claudia's vociferous opposition (via protest, letter-writing, etc.) doesn’t diminish her authorship of the ban. In fact, it is precisely Claudia's willing participation in the political processes that were to decide whether the ban was enacted, via the channels her role in the state opened for her, that Pasternak would invoke to show Claudia was an “intentional citizen” and therefore an author of state policy. But we shouldn’t treat Claudia's participation in the state for the purpose of preventing the outcome that would cause her to reject her participation as evidence that she is an author of that very outcome.
Pasternak also seems to assume citizens must either reject their participation in the state altogether or endorse their participation, which means endorsing the role they play in enacting state policies no matter what those policies end up being. But we shouldn’t ignore the possibility of citizens endorsing their participation on the condition that state policies meet some specified standards.
On Pasternak's view, I take it, Claudia was an author of US policy up to (and including) the point when the immigration ban was enacted. She ceased being an author of state policy only once she rejected her participation. On the view I’m suggesting, Claudia was never an author of any policy banning Muslim immigrants. Though she endorsed her participation in the US state so long as it was a state that didn’t ban Muslim immigrants, she never endorsed her participation in a state that would enact such a ban. She rejected her participation in that kind of state—Claudia simply didn’t know the US was such a state (it was not, decisively, such a state) until the ban passed.
Consider now the case of state secrets. Say Thanh, another US citizen, knows the state has secret procedures for dispelling threats to national security. Thanh endorses his participation in the state conditional upon these procedures meeting basic human rights standards (e.g. only targeting people the state has sufficient evidence against). Not knowing the state's secrets, he assumes this condition is met. Once Thanh discovers this condition isn’t met—learning about widespread state surveillance of the general population—he no longer endorses his participation in the US state. We shouldn’t say that Thanh was an author of all state policies (including secret surveillance authorizations) before he learned about these abuses and rejected his participation. Rather, Thanh never endorsed his participation in a state that would spy indiscriminately on its own citizens.
Does this mean citizens like Claudia and Thanh aren’t responsible for remedying their states’ wrongs? Excusable as their participation may have been, they participated in processes that helped enact or maintain the offending policies. (One could argue Claudia didn’t participate in such processes, but Thanh certainly did). So, don’t they bear some remedial responsibility—at least to help repeal the relevant policies and safeguard against their re-emergence?
I agree, Claudia and Thanh likely bear this responsibility. I’ve argued that neither endorsed their participation in the state that produced the offending policies, and that they therefore weren’t “intentional citizens” (their participation didn’t render them participants in their state's agency understood as group agency). But if we adopt a theory of citizen responsibility not derived from a theory of group agency, we can still explain why and how they’re responsible.
The structural injustice framework can provide such a theory. For example, Young (2006) would say, if Claudia and Thanh participated in a social structure (e.g. the state, the state system) that produced structural injustice (e.g. by making Muslims especially vulnerable to state oppression), then they bear responsibility for reforming the structure to eliminate the injustice. The exact nature of their responsibility depends on their degree of power and privilege, their ability to catalyze collective action, and their interest in changing the status quo (Young, 2006: 125–30). Nothing in this position depends upon the claim that Claudia and Thanh's participation took the form of participation in acts of group agency. The structural injustice framework, then, gives us a way to explain widespread citizen responsibility without erroneously identifying too many citizens as intentional participants in their states’ group agency.
Lawford-Smith on citizen culpability
Lawford-Smith mitigates the over-inclusiveness problem, identifying fewer citizens as intentional participants in genuine group agency. However, her focus on citizens’ culpability for states’ wrongdoing means she underexplores other kinds of citizen responsibility that don’t amount to culpability. Again, the structural injustice framework provides one way to understand these different kinds of responsibility.
Lawford-Smith (2019: 97) argues that members of a group are only culpable for the group's actions if it possesses “strong” or “moderate” agency. To achieve “moderate” agency, Lawford-Smith (2019: 54–5) says, a group must meet three conditions: (1) it must have internally consistent goals, a procedure for assigning roles via which people will pursue the goals, and a procedure for changing the goals; (2) at least two people must intend these goals and procedures, and the procedures’ outputs, to bear on their own actions; and (3) the individuals described in step two must actually be assigned roles in accordance with the procedures in step one. To achieve “strong” agency, a group must achieve moderate agency and possess rationality (the ability to maintain consistent belief sets over time) and autonomy (the ability to arrive at conclusions divergent from those of the group's members) (Lawford-Smith, 2019: 34–7).
Lawford-Smith also offers an account of how culpability is distributed among the members of a strong or moderate group agent. A group, she says, is defined by its “structure”—the collection of roles members occupy and the relationships that connect them; she suggests we envision it as a network graph where each role is a “node” and each connecting relationship an “edge” (Lawford-Smith, 2019: 155). Culpability, then, is distributed according to role: those in higher positions in the group's structure are more culpable for the group's wrongs than their subordinates—for example, a state's president is more culpable for state wrongdoing than a low-level member of their cabinet (Lawford-Smith, 2019: 158–60).
However, this method of assigning culpability cannot tell us the nature of ordinary citizens’ responsibilities for their states’ wrongs. After all, Lawford-Smith (2019: 68, 94–97) argues that only a sub-group of each state, including government officials but not the general public, qualifies as a “strong” or “moderate” group agent. Thus, only the members of this sub-group comprise the group agent that is “the state” and only they are culpable for state wrongdoing—though ordinary citizens may be responsible in other, non-culpable, ways (Lawford-Smith, 2019: 96–7, 116–36).
Lawford-Smith spends relatively little time exploring these other modes of responsibility, and when she discusses them, she arguably underestimates the degree to which ordinary citizens are responsible for their states’ actions. For example, she admits that (at least in democracies) ordinary citizens “commission” their governments to act on their behalf, and considers whether this makes citizens responsible (though not culpable) for their states’ actions (Lawford-Smith, 2019: 116–21). But she ultimately argues it does not make them responsible. On her view, declaring a group jointly or collectively responsible for some act and distributing that responsibility “down” to its members only makes sense when the group is a “moderate” or “strong” agent, and a country's ordinary citizens don’t comprise such an agent. Therefore, Lawford-Smith concludes, citizens could only be individually responsible for individually commissioning the state to act in a certain way. But “no individual commissions the government” on their own (many votes from many citizens are necessary for a government to be elected), so no individual citizen is responsible for what the state does in the name of the citizenry at large (Lawford-Smith 2019: 119).
Surely, though, one could argue that individual citizens are responsible for whatever contributions they make to commissioning the state to act on their behalf—even if no citizen commissions the state on their own. 2 These contributions may be small and indirect. But if, taken together, they result in the state committing a wrong, individual citizens arguably share in the responsibility for remedying that wrong and changing the ways they act together to avoid producing similar wrongs in the future. Again, Young’s (2006) model of responsibility for structural injustice offers one way to flesh out this view—and doesn’t depend on claiming that ordinary citizens comprise a group agent. On Young’s (2006) view, individuals who participate in social processes that (re)produce injustice are responsible—in virtue of their participation—for remedying that injustice and reforming the objectionable processes. That they acted alongside many others or as part of a complex social process no one of them controlled may mean these individuals aren’t culpable for their contributions; but it doesn’t imply they aren’t responsible (Young, 2006).
Lawford-Smith (2019: 121–6) similarly denies that ordinary citizens could be responsible for their states’ wrongs due to their “complicity” in those wrongs. She seems to assume that for an individual to be (directly) complicit, not only must they contribute to (by facilitating, incentivizing, or enabling) another’s wrongdoing, but their individual contribution must be decisive—it must “make a difference” such that the wrong wouldn’t have been committed without it. Lawford-Smith (2019: 123) writes that citizens can’t be directly complicit in state action because “[n]o citizen single-handedly” facilitates, incentivizes, or enables the state to commit any action. Similarly, paying taxes can’t make the average citizen complicit in state action because “for any given taxpayer, it is unlikely that her taxes make a difference to which government projects are funded” (Lawford-Smith 2019: 123). Lawford-Smith (2019: 125) also considers a hypothetical case where Arapeta, a New Zealand citizen, votes for, publicly supports, and canvasses for the Green Party. None of this, Lawford-Smith (2019: 125, emphasis added) says, makes Arapeta complicit in any wrongdoing the Green Party might commit once in office because “it's just not plausible that Arapeta alone induces or incentivizes the Green Party's actions.” Lawford-Smith (2019: 126) concludes, “Individual citizens are complicit only if they make a difference to what the state does,” where to make a difference is to make a decisive contribution.
Surely, Lawford-Smith is right that it's extremely unlikely for an ordinary citizen's voice, vote, or tax contribution alone to facilitate, incentivize, or enable state wrongdoing. But ordinary citizens can still contribute in various ways to facilitating, incentivizing, or enabling state wrongdoing. Though most of these contributions won’t be decisive, it's not clear why we should conclude the contributors are not complicit in the wrongs they help bring about. Here, again, the structural injustice framework is well-placed to articulate the ways in which citizens could be responsible for small contributions to large-scale wrongs.
Conclusions
Pasternak's and Lawford-Smith's books make important inroads on the moral questions surrounding citizen responsibility and provide instructive examples of what it would look like to derive a theory of citizen responsibility from a theory of state agency as group agency. Though the books demonstrate the promise of this approach to produce action-guiding advice for real policymakers, they also demonstrate its limitations—in particular, its lack of attention to social structures. Here, I’ve tried to illustrate how a structural injustice framework could yield more attractive conclusions than a group agency framework in certain cases, better explain non-culpable forms of citizen responsibility, and allow us to theorize citizen responsibility for state action without making questionable claims about the metaphysics or social ontology of group agency.
Footnotes
Declaration of conflicting interests
The author declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author received no financial support for the research, authorship, and/or publication of this article.
