Abstract
Objectives
This study aimed to examine (1) the association between patient activation (PA), health locus of control (HLOC), sociodemographic and clinical factors, and (2) the effect of HLOC dimensions, sociodemographic and clinical factors on PA.
Methods
Three hundred U.S. adults, with at least one chronic condition (CC) were recruited through Amazon Mechanical Turk and completed an online survey which included sociodemographic questions, the Patient Activation Measure® - 10, and the Multidimensional Locus of Control (MHLC) - Form B. Statistical analyses, including descriptive, correlation, and multiple linear regression, were conducted using IBM SPSS v25.
Results
Of the 300 participants, more than half were male (66.3%), White (70.7%), with at least a college degree (76.0%), and employed full-time (79.0%). The average PA score was 68.8 ± 14.5. Multiple linear regression indicated that participants who reported they were Black, retired, with a greater number of CCs, and with higher scores in Chance MHLC had higher PA, while participants with higher scores in Internal MHLC, were unemployed and reported to have been affected by COVID-19-related worry or fear to manage their CC, had lower PA.
Discussion
HLOC dimensions should be addressed concurrently with PA for patients with CCs, thus adding to a more patient-centered clinical approach.
Introduction
Facilitating patients' knowledge, skills, and confidence to manage their health is vital, as 45% of Americans live with at least one chronic condition (CC), and CCs account for seven out of every ten deaths in the U.S., killing more than 1.7 million Americans every year. 1 Also, health care spending on chronic disease management costs the U.S. more than 75% of its total health care expenditure. 1
Patients' behaviours related to CCs are critical due to their potential to improve health outcomes, quality of life, and longevity. 2 Maintaining optimal control of CCs and preventing complications are among core approaches recommended by World Health Organization (WHO) to complete the Sustainable Development Goals (SDG) in the 2030 Agenda for Sustainable Development. 3 Increasingly, a patient-centered approach is included in evidence-based strategies for improving the quality of healthcare in the U.S. 4 Therefore, constructs such as patient activation (PA) and health locus of control (HLOC) might further facilitate crafting and implementing a personalized care system.
PA describes one's knowledge, skills, and confidence for managing their health and health care. 5 Research has found PA positively impacts chronic care self-management and control of chronic illness (e.g. HbA1c control, fewer hospitalizations). 6 Patients with higher PA levels are significantly more likely to perform self-management behaviours and less likely to use costly health care services than patients with lower PA levels. 7
HLOC, a concept developed from Rotter's Social Learning Theory, 8 is measured on two dimensions, internal and external. Patients with an internal HLOC believe that their health-related outcomes are in their control and thus are more likely to take action to manage their symptoms, compared to patients with an external HLOC who attribute their outcomes to external factors such as doctors, chance, or God, 9 and have poorer health outcomes. 10 Evidence suggests that high levels of Internal HLOC promote medication adherence, while high External HLOC dimensions are negatively associated with adherence. 11 However, findings on the association of HLOC with health-related behaviours are inconsistent across empirical studies. For example, studies have found a minimal association between HLOC and exercise, cigarette smoking, and alcohol use, 12 which may be partly due to the distinction of health-related behaviours among healthy individuals versus patients with CCs.
A previous study in patients with CCs has found that self-rated health is positively associated with internal HLOC and negatively correlated with chance and powerful others HLOC. 13 Since self-rated health is a robust predictor of health outcomes, patients with internal HLOC may be more activated than those with external HLOC. Additionally, while HLOC initially was considered a stable personality trait, research shows that changes can be seen after cognitive interventions. 14 However, without such interventions, internal HLOC, due to its non-focus on outside factors, may not change over time, while external HLOC may increase in individuals managing CCs. Considering that the burden of CCs increases over time and patients in the final stages of their CC(s) have the lowest PA scores, 15 it may be that patients are less activated as they progress through the CCs stages. Analogously, older patients may have higher external HLOC and be less activated in a patient-centred system, as they are more familiar with a paternalistic healthcare system. Also, lower levels of health literacy and self-efficacy in older patients16,17 may contribute to less activation. Gender differences related to activation have been evident in research, showing that females are more activated than males, 18 with males having higher external HLOC than females. 19 Socio-demographic factors, such as level of education, positive employment status, and annual household income, have been positively associated with PA20,21 and with higher internal HLOC. 22
Research suggests that both PA levels and overall HLOC can be changed by interventions targeting these constructs,13,23 presenting two important factors in CC management. In addition, research has revealed mainly a positive association between both PA and HLOC with health outcomes.6,7,11,13 Yet, no research has investigated the association between PA and HLOC in patients with CCs. Thus, this study's objectives were to examine the potential associations between PA, HLOC, and patient characteristics, and describe the effect of HLOC, sociodemographic and clinical factors on PA.
Methods
Study design
This study is a quantitative, cross-sectional, questionnaire-based study. Participants were surveyed using an online composite questionnaire, including demographic questions, the Patient Activation Measure - 10 (PAM®-10), and the Multidimensional Locus of Control (MHLC) - form B.
Sample
The G-Power calculator was used to calculate the needed sample size for linear multiple regression analysis with PA as the predicted variable and 27 predictors, including dummy variables. The recommended sample size to achieve a power of 95% at the 5% significance level, for an effect size of 0.15, was 249 participants. Also, Insignia recommends a sample size of over 200 participants for studies using PAM®-10. 24 A sample size of 300 participants was decided to account for possible missing data. Prior to questionnaire completion, potential participants were screened for the inclusion criteria of the study: 1) being 18 years of age or older, 2) having at least one CC, and 3) being a resident of the U.S. After the eligible participants consented to participate in the study, they were directed from the Amazon Mechanical Turk (MTurk) 25 to the Qualtrics survey. Participants were given $1.50 incentives upon completion of the survey and approval of their submission.
Measurement
The composite questionnaire contained 41 items, including ten sociodemographic and clinical questions and two validated questionnaires, the PAM®-10 and the MHLC scale – form B. A research licence and the proprietary scoring program for the PAM®-10 was provided by the Insignia Health company 24 for this project. The MHLC scale – form B and its scoring instructions are in the public domain, and no permission request for utilization was required. Additionally, three COVID-19-related questions were added at the end of the questionnaire due to data collection timing.
Sociodemographic information collected included age, gender, race, highest education level attained, marital status, employment status, and annual household income. The questionnaire also contained information on clinical characteristics, including the CC(s) participants had and the length of time they have had the CC(s).
PA was measured using the PAM ® -10, 23 a self-report measure of 10-items that form a unidimensional, 5-item Guttman scale with validated psychometric properties and high consistency levels with PAM®-13. 26 The measure is scored on a 0–100 scale. Four activation levels have been identified, reflecting a developmental progression from passive receipt of care toward greater activation.
The MHLC scale was developed in 1978 to assess beliefs about the source of reinforcements for health-related behaviors 9 and contains four subscales: Internal, Chance, Powerful Others, and belief in God. 27 MHLC scale – form B was used to determine HLOC. Using a Likert scale, participants rate their agreement with six statements that characterize each HLOC dimension: internal, chance, and powerful others. Each dimension has a possible range of scores from 6 to 36. Higher scores indicate a stronger belief that the respondent's health is determined by respective factors, internal, chance, or powerful others. The MHLC scale is considered to be valid, and the scale has been tested in different populations and countries. 28
Data were collected during the COVID-19 pandemic. Therefore, the questionnaire included information on participants' diagnosis with COVID-19, their hospitalization because of COVID-19, and if the worry or fear over COVID-19 made their CC management difficult. In the study analyses, the latter question was treated as a predictor variable for PA.
Data collection
In order to obtain a U.S. geographically representative sample, MTurk was used as a means of accessing the sample and collecting the data needed. Data collection was conducted during July 2020 through a Qualtrics survey. MTurk was used to recruit participants and collect the data once the potential participants reported fulfilling the study's inclusion criteria and consented to participate. There are many cross-sectional studies that have used MTurk, and it is considered a valid data collection method. 29
MTurk is a crowdsourcing marketplace enabling requesters, i.e., researchers, businesses, to engage a global distributed workforce, known as MTurk workers, to perform human intelligence tasks (HITs). 25 Once the requester posts the HIT in MTurk, which was a survey for this study, it becomes visible on the MTurk website where interested MTurk workers can work on it and submit their responses. MTurk allows the requesters to specify their target sample based on the number of workers' approved submissions, their country of residence, and other sociodemographic characteristics. After the workers submit their responses, the requester is able to review each response prior to approving or sending feedback to the workers with the reasons for rejecting their submissions.
Data analysis
Descriptive statistics, including frequencies, percentages, means, and standard deviations, were used to examine participants' characteristics. Kolmogorov-Smirnov and Shapiro-Wilk test statistics were significant (p < 0.001) for PAM®-10 scores, indicating non-normal distribution.
Correlation analyses were conducted to examine associations between PA and HLOC subscales, as well as between participant characteristics and PA and HLOC. Multiple linear regression analysis with all continuous and categorical variables was conducted to examine the effect of HLOC, sociodemographic and clinical factors on PA. Dummy variables were created for categorical variables before conducting the regression analysis.
To detect the existence and extent of multicollinearity in the final model, tolerance and variance inflation factors (VIF) were calculated. All of the tolerances were above 0.2 (range = 0.445–0.919), and all the VIFs were below 10 (range = 1.088–2.245), indicating that multicollinearity was not a concern. Using histograms and scatter plots, the assumptions of linearity, homoscedasticity, and normality were checked. All statistical analyses were conducted using the statistical software IBM SPSS v25.
Results
Participant characteristics
A total of 300 responses were requested and received from MTurk. Of these responses, 32 were rejected due to non-rational response patterns. Another 32 submissions were requested and received as replacements. Thus, data from a total of 300 participants were used in the final analysis. Participants' age range was 20–70 years with a mean age of 36.62 ± 10.92, 66.3% were men, 70.7% white, 76.0% with at least a college degree, and 79.0% were employed full time. Of the 300 participants, 52.7% reported having a single CC, with the most prevalent CCs being: depression 43.0%, asthma 23.0%, and diabetes 22.3%. Participants had been managing their CCs from 1–50 years with a mean of 7.96 (SD = 8.85). Tables 1 and 2 describe the demographic and clinical data in detail.
Participants’ characteristics (n = 300).
Participants’ chronic conditions (n = 300).
Chronic Conditions list includes 21 CCs and refers to centres for Medicare and Medicaid (CMS) chronic conditions list 42 .
PAM®-10 scores ranged from 31.90–100.00 with a mean score of 68.8 (SD = 14.5). Among the MHLC subscales, Chance had the highest mean score (20.24 ± 6.17) (Table 3).
Patient activation and health locus of control (PAM ® -10 and MHLC-form B data) (n = 300).
PA was measured with PAM ® -10.
Internal, Chance and Powerful Others dimensions were measured using MHLC – Form B.
PA, HLOC, and participant characteristics correlations
The correlation analyses yielded several significant relationships. High PA scores correlated with lower Internal HLOC and lower Powerful Others HLOC scores. Participants with CCs for a longer period of time had higher Chance and Powerful Others HLOC scores. Older participants had higher Chance HLOC scores, and males had lower Powerful Others HLOC scores. Employed participants were found to have lower Internal HLOC scores. PAM®-10 scores were not significantly related to Chance HLOC, the number of years participants have had CC, age, annual household income, gender, education level, and employment status. Table 4 shows the hypothesized results and the results of Spearman's correlation analyses for study hypotheses. Other significant relationships between demographic factors, PA and HLOC dimensions are depicted in Table 5.
Summary of proposed associations and results for the study hypotheses.
* Correlation is significant at the 0.05 level (2-tailed) ** Correlation is significant at the 0.01 level (2-tailed).
Demographic factors, PAM ® -10 and MHLC correlations.
* Correlation is significant at the 0.05 level (2-tailed).
** Correlation is significant at the 0.01 level (2-tailed).
The effect of HLOC, sociodemographic and clinical factors on PA
PA was significantly predicted by HLOC, sociodemographic, and clinical factors, F (27, 272) = 4.743, p < 0.001, with an R2 of 0.320 and an adjusted R2 of 0.253, indicating the model explains 25.3% of the variance in PA. When adjusting for all the other variables, Internal MHLC, Chance MHLC, number of years having CC, unemployment status, retirement status, COVID-19-related fear, and Black race were associated with PA (Table 6).
Multiple linear regression analysis predicting PA (n = 300).
R2 = 0.320, Adjusted R2 = 0.253, p < 0.001.
Bolded means significant at p < 0.05.
Compared with males.
Compared with participants employed full time.
Compared with white participants.
Compared with married participants.
Discussion
This study found that patients with CC(s) who are more activated have a weaker belief that their health is determined by internal factors and a stronger belief that their health is determined by chance. Additionally, Internal MHLC, Chance MHLC, number of years having CC(s), unemployment status, retirement status, COVID-19 related fear, and Black race were significantly associated with PA.
The average activation score was 68.8, higher than reported in other studies that assessed PA in patients with CC(s). 30 This study sample was younger (36.62 ± 10.92 years), more educated (76.0% with at least a college degree or higher), and had a higher employment rate (79.0%) compared to other study samples for patients with CC(s), 30 which might explain the higher activation scores in this population. However, the study demographics are similar to the MTurk workers population in that they are relatively young (35.5 ± 10.41 years), predominantly male (56.9%), and primarily Caucasian/European American (76.5%). 31 While MTurk participants are not perfectly representative of the broader population, the personality and clinical data provided by MTurk workers are generally of high quality and appear to represent the U.S. population as a whole. 31
The HLOC dimension with the highest score in this study was Chance (20.24 ± 6.17). As opposed to expectations, the association of Chance HLOC and activation was positive and not statistically significant. On the other hand, the association between activation and Powerful Others HLOC was significantly negative. However, activation and internal HLOC were negatively associated. This finding might be explained by the high percentage of participants who reported depression (43.0%), as prior research suggests that depression is negatively related to internal locus of control and positively associated with external locus of control. 32 Thus, this finding might be affected by the specific demographics of the MTurk sample, which is considered to be 1.6 to 3.6 times more depressive than the general population. 33
The full regression model explained 25.3% of the variance in PA. As the number of years having a CC increases, activation increases. It may be that over time, patients develop the behaviours, skills and gain more knowledge in managing their CCs. Also, retired participants were more activated than full-time employed participants, while unemployed participants were less activated than full-time employed participants. Additionally, there is evidence that PA differs by race and ethnicity, with Black/African American patients having lower PA levels than Whites. 34 In this study, Black patients were more activated than White patients. Since it has been shown that racial disparities in PA are fully mediated by health literacy skills, 35 a possible explanation for this study result may be that the sample was generally well-educated and may have similar health literacy skills across the racial/ethnic groups, with Black/African American adults having relatively higher health literacy skills level.
Although it was hypothesized that patients with high Internal HLOC would be more likely to have higher activation than those with External HLOC, this study found that patients with high Internal HLOC are less activated. One study identified in the literature from 1984 suggests that contrary to what has generally been assumed, an external orientation might have some advantages for patients suffering from certain chronic diseases where little personal control is possible. 36 They suggest that external HLOC might reduce the distress related to the lack of control, thus increasing the likelihood that patients will readily follow the medical staff's advice regarding treatment and lifestyle changes. Another study suggests that women with breast cancer tend to have high external HLOC, while healthy women tend to have high internal HLOC. 37 Thus, the distinction between sick-role behaviour and health behaviour is important when suggesting the potential benefits of internality versus externality or vice versa. Furthermore, matching individuals' HLOC beliefs to tailored educational messages has been shown to be effective, such as motivating mammography 38 and increasing the weight loss programmes’ success, 39 indicating that the right cues and intervention approaches may facilitate individuals' activation.
Implications for future research
Understanding patients’ perspectives on HLOC might be crucial in selecting and implementing targeted approaches to facilitate patients’ activation. Moreover, the findings regarding the role of demographic factors on the PA-HLOC relationship may stimulate additional considerations when tailoring interventions for specific patient groups. The study results draw attention to HLOC as one of the factors associated with PA. Further research is needed to evaluate this relationship in different demographics for patients with CC(s). Moreover, PA and its predictors should be further investigated in longitudinal research to provide information on these predictors' usefulness in personalized interventions. Hence, healthcare professionals should measure HLOC concordantly with PA and consider both constructs in order to increase the probability of successful behavioural interventions.
Limitations
The study has several limitations. The accuracy of patient self-report is limited by social desirability or recall bias. Also, this was a cross-sectional study so that no causal relationships could be evaluated. The inclusion of multiple predictors in the regression analysis increases the standard error of the estimated regression coefficients and leads to model overfitting. However, the predictors included in multiple regression analysis were based on the previous research, and the power size calculation supports the selected number of predictors used to achieve an effect size of 0.15, power of 95% at the significance level of 5%. In addition, study results’ generalizability may be limited to the specifics of the MTurk population. The strengths and weaknesses of MTurk samples were explored by previous research, finding that there are demographic differences of MTurk workers from the general population. 40 Another aspect to be considered is the incentive amount provided to MTurkers for completing the survey. The particular amount was decided based on the fair pay for MTurkers, in an attempt to maintain ethical recommendations using online crowdsources, such as MTurk, regarded as a valid and ethical method for conducting research. 29
Additionally, this study's rejection rate at 10% of MTurk responses (32/300) due to non-rational response patterns may raise concerns regarding the MTurk sample attentiveness. However, a study by Hauser and Schwarz (2016) suggests that the attention of MTurk workers was higher than college students. 41 Furthermore, MTurk addresses the potential lack of attentiveness or non-rational response patterns by allowing researchers to review the submissions prior to approving or rejecting them, which provides an opportunity to encourage honest responses by rejecting non-rational ones and requesting others in replacement.
Conclusions
Healthcare professionals should consider assessing patients’ HLOC concordantly with PA in order to understand the most optimal approach to be used for health behaviour interventions in patient-centered care. Interventions guided by both, the patient activation level and their internality and/or externality of health beliefs may yield better health outcomes.
Footnotes
Acknowledgements
We would like to thank the participants of the study.
Contributorship
HI researched literature and conceived the study. HI, EH, SD, MR and MB were involved in protocol development, gaining ethical approval, patient recruitment and data analysis. HI wrote the first draft of the manuscript. All authors reviewed and edited the manuscript and approved the final version of the manuscript
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Ethical approval (include full name of committee approving the research and if available mention reference number of that approval)
Ethics approval (Protocol #20x-189) was obtained before data collection from the Institutional Review Board at the University of Mississippi.
Funding
The author(s) received financial support for conducting the research from the Department of Pharmacy Administration, School of Pharmacy, University of Mississippi.
Guarantor
HI
Informed consent
Written informed consent was obtained from all subjects before the study.
Not applicable
