Abstract
Fourier transform near-infrared (FT-NIR) spectroscopy has been described as a powerful technique for online monitoring and control of polymerisation reactions. In this work, the technique was used to monitor the viscosity of urea-formaldehyde resins during the condensation reaction. The main objective of this study was to develop a chemometric technique that can be used for online or offline determination of the resin's viscosity during synthesis. The best model uses the spectral region between 5000 and 4246 cm−1 and the first derivative with vector normalisation for preprocessing.
Introduction
The conventional synthesis process of a urea-formaldehyde (UF) resin is composed of two steps: basic methylolation and acidic condensation. Formation of methylolureas, namely mono-, di-, tri- and tetra-methylolureas, occurs in the first stage (Dunky 1998). In the condensation stage, linear and branched polymer with varied molecular masses is formed due to reactions involving methylol end groups, urea and formaldehyde are still present in the reaction mixture (Mehdiabadi et al. 1998).
In the industrial process, in order to monitor reaction progress, samples are taken periodically from the reactor during the condensation stage and their viscosity is measured after cooling. When the desired viscosity is attained, the reaction is stopped by increasing pH and cooling. However, the method for offline viscosity determination is labour intensive and introduces a significant delay in the measurement. The objective of our work is to develop a calibration method for viscosity estimation, based on measurement of FT-NIR spectra acquired by an optical fibre.
Recently, the capabilities of FT-NIR spectroscopy have been exploited in several industries including: pharmaceutical (Ciurczak 1987), biomedical (Ellis and Goodacre 2006), petrochemical (Macho 2002), food (Paradkar 2002), and polymer synthesis (Minopoulou et al. 2003). Regarding polymerisation systems, published works focus mainly on the characterisation of the final product and not on the control and monitoring of the reaction stages (Santos et al. 2005).
In the particular case of UF resin synthesis, NIR spectroscopy has been used for the analysis of intermediates and to check the conformity of raw materials by Dessipri et al. (2003). Kasprzyk and co-workers (2001) used the technique for qualitative and quantitative analysis of liquid MUF resins, particularly for the determination of melamine content. This study also identified a number of relevant spectrum bands in UF resins.
To implement this technique it is necessary to appeal to chemometrics (e.g. data-based modelling techniques). However, being an indirect method, the NIR needs calibration to allow determination of a set of parameters that minimises the prediction errors of the model (Conzen 2006).
In NIR, the relevant information is contained in a small spectral range. The quality of the spectra in the selected frequency window is usually influenced by several factors such as background noise, baseline drift and light-scattering. These may cause unwanted effects in the development of a calibration model and consequently produce biased results (Pizarro 2004). It is therefore important to take into account not only the selection of the frequency window, but also of the preprocessing method, since they can minimise the influence of those adverse effects and enhance the model's prediction capability. Usual preprocessing methods include use of first and second derivatives, multiplicative scatter correction and vector normalisation (Pizarro 2004).
The main objective of this study is to develop a method for determining the viscosity of UF resins using NIR spectroscopy, and compare it with conventional methods.
Materials and methods
Laboratorial resin synthesis
Samples of two UF resins were produced in a 7 L round bottom flask, equipped with a thermometer, mechanical stirrer and condenser. The temperature was controlled manually using a heating mantle. The pH was measured offline using a pH meter.
UF resins were produced using the so called conventional process (Ferra et al. 2010). Solid urea was added at constant flowrate to a basic formaldehyde solution. Then pH was adjusted to a slightly acid value by adding acetic acid and the polymer was condensed until the desired viscosity (∼500 cP). After this step, the pH was adjusted to 7·5–8·5, and the solution cooled down and a second amount of urea added at constant rate and temperature. Finally, a third amount of urea was added to achieve the desired F/U molar ratio.
FT-NIR analysis
Samples were taken during the condensation step, at 15 min intervals, and spectra collected using a transmission probe with 1 mm path length, 600 μm diameter, and with an optical sapphire window connected to a Bruker Zaffito FT-NIR process-spectrometer. The viscosity of the reaction mixture during the synthesis process was determined using a Brookfield DV-III Ultra viscometer at 25°C.
Chemometrics
To develop the statistical model, the influence of various regions of the UF polymer spectrum was analysed, both in combination and individually. The influence of several preprocessing techniques was also studied.
The spectral manipulations were performed using OPUS Quant 2 software, by Bruker. The Partial Least Squares Regression (PLS-R) method was used to establish a quantitative relation with the UF resin viscosity
Results and discussion
Kasprzyk and co-workers (2001) identified the regions between 7502–6098 and 5000–4246 cm−1 as being the most important for UF resins, and assigned them to the most significant vibration from important groups, namely amide, amine and hydroxyl.
Calibration models for viscosity were developed taking into account these spectral regions, individually or in combination (7502–6098 and 5000–4246 cm−1) and using different preprocessing methods: first derivative, multiplicative scatter correction (MSC) and standard normal variate transformation (SNV). The results are summarised in Table 1.
PLS-R model using wave number 5000–4246 cm−1
From the graphical analysis of Fig. 1, and after evaluation of the statistical parameters for the regions considered, it appears that the methods that use only the spectral region 5000–4246 cm−1 (Fig. 1b) yield the lowest errors. This region, as described by Kasprzyk et al. (2001), is associated with vibration bands from starch and amino groups, vibrations from methylol hydroxyl groups (5000–4878 cm−1) and CH vibration bands (4600–4400 cm−1). This is in agreement with the known formation of methylene ether (−CH2−O−CH2−) and methylene (−CH2−) linkages during the condensation stage (Dunky 1998). The best results are obtained for Brookfield viscosities between 50 and 300 cP.

Relationship between error obtained with PLS-R models and true (experimental) viscosity for UF resins, using different spectral regions
Table 1 shows the statistical parameters of all preprocessing methods for this region. The
and
correlation values were used to quantify the predictability of each method (Büning-Pfaue 2003). The general goal was to obtain low values of standard error of calibration (SEC) and standard error of prediction (SEP) and high values of
and
(Conzen 2006). The results indicate that the model developed using first derivative with vector normalisation (SNV) as preprocessing yields the lowest values of SEP and SEC and the highest values of
and
.
Conclusions
For UF resins synthesised by the conventional process, the spectral regions 7502–6098 and 5000–4246 cm−1 were adopted as being the most relevant for implementation of calibration methods. This was in agreement with the known molecular vibration peaks present in these polymeric structures. The models developed took into account each of these regions individually or in combination. It was found that the use of only one spectral region (the region from 5000 to 4246 cm−1) yields the lowest errors.
For each spectral region, different preprocessing methods were tested, resulting in different calibration models. Some methods gave high correlation values, validating their applicability.
This method allows evaluation of the viscosity of the reaction mixture during the condensation step for UF resin using FT-NIR analysis. This simplifies the measurement procedure, avoiding the need to remove samples from the reactor, and reducing operator intervention. Future work will involve application of this approach to online control of a pilot reactor during the synthesis of a UF resin.
Footnotes
Acknowledgements
This work is co-founded by FEDER (Fundo Europeu de Desenvolvimento Regional) / QREN FCOMP-01-0124-FEDER-015239 and national funds through FCT (project PTDC/EQU-EQU/111571/2009) under the framework of COMPETE-Programa Operacional Factor de Competitividade (POFC).
