Abstract
It is desirable to directly investigate metal cation binding by dissolved humic substance (HS) in environmental samples without isolation and purification of the HS. This is commonly achieved by the fluorometric titration approach, in which the variations of the HS components' fluorescence when titrated with metal cations, such as cupric ions (Cu2+), were commonly resolved by a well-established chemometric tool called parallel factor analysis and fit to a classical nonlin ear equation to obtain cation binding parameters. The nonlinear expression was derived based on the two assumptions that a given HS component (e.g., L) binds Cu2+ with a 1:1 stoichiometry, forming only the complex LCu, and that other ligands competing with L for Cu2+ are not explicitly considered. Given the deviations (e.g., the presence of multiple HS components competing for Cu2+ and a likely 2:1 binding stoichiometry in addition to the 1:1 binding) from the assumptions, the fitting-derived binding parameters reported in past studies are questionable; those studies commonly reported high goodness-of-fit (R2) as a support of the validity of the assumptions. This study deconstructed the current equation and examined it with two organic ligand components in a simulated study to see what conditions could also yield a good fit. It turned out that high a R2 value ranging between 0.9971 and 1.0 was observed despite the deviations from the above-mentioned assumptions. In addition, this study re-evaluated some published experimental data from these past studies and found that the fitting-derived parameters could not be accounted for based on the above-mentioned assumptions. The findings in this study therefore indicate that the current fluorometric titration approach is problematic when investigating HS component interactions with metal ions in situ. The combination of ion-selective electrode and fluorometric titration may be an alternative to the current fluorometric titration approach alone.
INTRODUCTION
Dissolved humic substances (HS) are ubiquitous in ecosystems, comprises a large fraction (50∼80% in terms of organic carbon) of the total dissolved organic matter (DOM) pool. 1 and plays essential roles in the environment. Metal binding by dissolved HS affects the speciation of toxic metals 2 and, in turn, their bioavailability.3–5 Indeed, metal binding by HS is a key issue considered in biotic ligand models used to predict the site-specific toxicity of metals or to derive site-specific ambient water quality criteria.6–9
The HS generated in different environment or sites may differ considerably in chemical properties and thus metal-binding characteristics, and it may show different abilities to protect organisms against heavy metal toxicity. 10 It is desirable to use a technical approach that enables selective monitoring of metal binding by HS components (e.g., humic acid and fulvic acid) in environmental samples and does not require isolation and purification of HS components from samples, thereby not giving rise to alterations to metal-binding characteristics of the HS components. To this end, fluorometric titration of HS by metal ion(s) (M) holds promise,11,12 because HS fluorescence variations induced by metal binding to HS can be monitored in situ and exploited to derive the binding parameters.
By simply assuming that M was bound only by a single organic molecule (L) representative of the investigated HS sample and that the binding stoichiometry between L and M was 1:1, Ryan and Weber11,13 introduced a quadratic equation (hereafter RW) for data fitting. This approach could give operationally defined binding parameters (i.e., K, the conditional formation constant of the complex LM; CL, the total concentration of L; and IML, the residual fluorescence of LM relative to free L) given experimentally controlled variables, observed variables, or both (i.e., CM, the total added concentration of M; and F, the observed total fluorescence of L+LM at each titration step). This approach was adopted in many later DOM studies.14,15
However, some studies16–18 realized that the fitting-derived binding parameters depended on the excitation and emission wavelength pair used for measuring F. Such wavelength dependence was attributed to the competition among multiple HS components for binding M; these components could not be well distinguished by a single wavelength pair because they showed overlapping spectra.
To solve the spectral overlapping problem, a well-established multivariate statistical technique called parallel factor analysis (PARAFAC) for analysis of fluorescence excitation–emission matrix (EEM) was invoked.19–28 In those studies, EEMs of the metal-titrated samples were decomposed by PARAFAC to show how fluorescence of a given HS component changed with the titration; each component was usually fit to the classical RW equation. The joint application of the RW equation and PARAFAC is referred to as the RW-PARAFAC approach hereafter.
Given the likelihood that metal was bound by multiple components, there would be a deviation from the classical assumptions for the RW equation, let alone the likely binding stoichiometry other than 1:1. Therefore, the binding parameters of the HS components reported by studies using the RW-PARAFAC approach were problematic. Surprisingly, the fitting usually showed high (e.g., >0.99) values of goodness-of-fit (R2)20,23 that were considered (implicitly or explicitly) supportive of the assumptions for the RW equation.
Given the uncertainty as to whether one could use R2 values alone to justify the assumptions, the present study had two objectives. The first objective was to simulate metal titration and data fitting in a hypothetical two-component HS sample to explore whether a good fit could still be obtained under scenarios very different from the classical assumptions. The second objective was to re-evaluate the reliability of some published binding parameters derived from the RW-PARAFAC approach applied to real experimental data.
MATERIALS AND METHODS
The whole simulation did not involve the PARAFAC modeling of EEMs. Instead, it was only focused on synthesizing and fitting a hypothetical fluorescence–response curve of the target component L plus LM in the Cu2+ titration in the presence of competing organic ligand A. The key issue of the whole problem was post-PARAFAC pertinent to analysis and interpretation of the response curve based on the classical RW equation.
Hypothetically, Cu2+ was added into an HS solution consisting of two components, with one component being the target organic molecule L of interest and the other component being the competing organic molecule A. The complexation of Cu2+ by typical inorganic ligands was taken into account (Table I). The cumulative formation constants for complexation reactions were adopted from the chemical equilibria database, the Windermere Humic Aqueous Model, version 7 (WHAM7). The concentration of carbonate (i.e., [CO32–]) was estimated (see Supplemental Material).
Selected parameters for primary binding reactions considered in a hypothetical two-component DOM system titrated with Cu2+. pH is fixed to 7.0 and temperature is 25 °C. Partial pressure of CO2 is assumed to be 0.00035 atm. Free Cu2+ concentration varies from 0 to 100 μM, with increments of 0.01 μM.
Relative fluorescence efficiency of LM relative to L. Charge is omitted for simplicity.
Seven reactions involving organic ligands (Table I) were considered: three reactions related to ligand L's binding to Cu2+ and hydrogen ion H (Eqs. I–III), three reactions related to ligand A's binding to Cu2+ and hydrogen ion H (Eqs. IV–VI), and one reaction related to the mixed binding of Cu2+ (Eq. VII). The protonation of L was assumed to be monoprotic in this study, because HS acid–base properties are commonly well interpreted by assuming HS to be a mixture of monoprotic acids.29,30
For simplicity, we used Ki hereinafter to refer to the formation constant of the following ith (i = I, II,…VII) reaction, for which the charge was omitted to avoid confusion. Cu2+ binding by inorganic ligands was also considered in the simulation (Table I) but is not addressed here for simplicity.
In the simulation, we used the strategy that the free Cu2+ concentration [Cu] was preset while looking for the total added Cu2+ (CCu), based on the relevant chemical equilibria (Table I), given the knowledge of the total concentrations of the organic ligands (e.g., CL and CA), pH, and the partial pressure of CO2 at a constant temperature of 25 °C. The hypothetical fluorescence–response curve of the hypothetical PARAFAC component L was constructed based on the computed CCu, with a premise that only the free L and complex LM contribute to the observed fluorescence of the target component L. Cu organic complexes of 2:1 stoichiometry (i.e., LLCu and LACu) were assumed to either show negligible fluorescence or fluoresce at spectral regions that were very different from those of L and LM. Our strategy was different from a presumably more traditional strategy that otherwise looks for the [Cu] at each titration step given preset values of CCu. Our strategy was adopted in the present study mainly because it facilitated the numeric computation in the presence of a variety of chemical equilibria. The procedure for finding the CCu is described as follows.
According to mass balance of L and A, we have
Rearranging Eq. 1, [A] can be expressed in terms of other variables as follows:
In contrast, Eq. 2 is a quadratic equation of [A], and [A] can be readily obtained by solving the Eq. 2 in Matlab. Provided that an “optimum” [L] is correctly found, [A] obtained by Eq. 3 or Eq. 2 will be the same within computational errors. Following this logic, the Matlab built-in command fminbnd was used that varied [L] during the computation until the ratio between the above-mentioned two values of calculated [A] was close to unity (within an error of 10−6). After obtaining the “optimum” [L], the concentrations of the species (e.g., LCu) in the titration system can be readily obtained, and as such the CCu can be obtained by summing up the concentrations of all of the Cu2+ species.
The LCu fluorescence efficiency was set to 20% (i.e., φ = 0.2) of that of L in the simulation, based on the experimentally observed φ = 0.2 (at pH 7) for Suwannee River fulvic acid. 11 Therefore, starting from the initial fluorescence I0 at CCu = 0 μM, the total fluorescence (I) of L plus LCu would decrease with titration of Cu2+.
As listed in Table I, the log KVII for the mixed ligand binding (L+A+Cu = LACu) was set to two different values for comparison, i.e., log KVII = 8.9 (case 1) or log KVII = 12 (case 2). The value of KVII in case 1 was set to be comparable to KII and KV, whereas in case 2 the value was set to be much higher than either of KII and KV, thereby indicating a higher stability of the ternary mixed ligand organic Cu2+ complex than the pure ligand complex. In addition, different values of CA (Table I) were considered to investigate the effect of the solution composition on the fitting for the target component L.
Choice of a proper CCu range may be practically relevant when fitting real experimental data to the RW equation (equation shown in Supplemental Material), because the 2:1 binding is expected to become less important relative to the 1:1 binding when the ratio of CCu to binding molecules increases. The ratio of CCu to DOM was proven to play an important role in influencing the speciation of Cu2+ in natural waters and thereby the toxicity to aquatic organisms. 31 Therefore, the influence of chosen CCu ranges on the fit was also evaluated in this study. Three CCu ranges were compared: 0∼40, 0∼80, and 0∼120 μM.
RESULTS

F/F0 (L and LCu) vs. total added Cu2+ concentration (L's total concentration = 10 μM) in a hypothetical two-component (L and A) DOM sample titrated by Cu2+. The competing molecule A has a total concentration of 0, 10, and 50 μM, respectively. Log of the formation constant of LAM is assumed to be 8.9 (case 1, top) or 12 (case 2, bottom). Dotted lines are shown to only delineate the differing Cu2+ concentration ranges to use in later data fitting.

Fitting-derived φ values for the complex LCu. Three concentration ranges (0∼40, 0∼80, and 0∼120 μM) of added Cu2+ were used for modeling in the presence of a competing ligand A at total concentrations of 0, 10, and 50 μM, respectively. The formation constant of the complex LACu is set to 108.9 (case 1) or 1012 (case 2).
Fitting-derived log K* of target ligand L in the presence of a competing ligand A at varying concentrations (0, 10 and 50 μM). The true formation constant of the complex LACu was set to 108.9 (case 1) or 1012 (case 2).
Three different concentration ranges of total added Cu2+ were used for the fitting for comparison.
Fitting-derived CL* of target ligand L in the presence of a competing ligand A at varying concentrations (0, 10, and 50 μM). The true formation constant of the complex LACu was set to 108.9 (case 1) or 1012 (case 2).
Three different concentration ranges of total added Cu2+ were used for comparison.
As shown in Table II, log K* showed small variation (4.84 ± 0.06) and weak dependence on both of the CCu range and the CA concentration in case 1. On the contrary, in case 2, log K* showed large variations with respect to CA but still small variations with respect to CCu. It was evident that the log K* values were relatively invariant with respect to CCu in both cases.
The fitting-derived CL* values (Table III) behaved differently from log K* in terms of dependence on CA or CCu. Any two CA values differed significantly (p < 0.01; paired t-test) in terms of affecting the fitting-derived CL* values (increasing with CA) in each case. In contrast, any two ranges of CCu did not differ significantly (p > 0.35, paired t-test) in terms of affecting the fitting-derived CL* values, and no consistent trend of CL* vs. CCu was observed. The fitting-derived CL* was close to 10 μM only at CA = 10 μM in case 1 (10.1 ± 0.4 μM) or at CA = 50 μM in case 2 (10.0 ± 0.02 μM); otherwise, it was either much higher (29.2 ± 1.1 μM at CA = 50 μM in case 1) or lower than 10 μM.
The value of φ (Fig. 2), in contrast, did not show any similar trend as the fitting-derived ogK* or CL*. It fluctuated from values close to 0.20 (i.e., 0.199 ± 0.0007 at CA = 0 μM in case 1 and case 2, 0.186 ± 0.005 at CA = 10 μM in case 1) to near zero (0.001 ± 0.002 at CA = 50 μM in case 2), but it did not exceed the true value of 0.20. It was noteworthy that in case 2, the φ values in the case of CA = 10 μM and CA = 50 μM (Fig. 2) were much lower than the true value of 0.20, and these low values seemed to compensate for the aforementioned high values of log K* to give equally good fitting.
Sample-dependent ratios between two HS-like components in terms of PARAFAC-identified fluorescence abundance or fitting-derived binding parameter CL*. a
PARAFAC-identified component fluorescence abundance was estimated from the bar plots presented in the references, whereas the CL* values were used as reported.
C1 divided by C2 in Wu et al. 24
C1 divided by C3 in McIntyre and Guéguen. 21
As shown in Table IV, the fluorescence ratios in the fresh waste were estimated to be 1.12, 0.56, and 0.47 for the size fraction of <500 Da, 3–10 kDa, and >10 kDa, respectively; these ratios shifted to ∼1.37, 0.56, and 0.5 in the aged waste. Accordingly, the CL* ratios shifted from >444, 0.73, and 2.29 to 0.017, 0.078, and >129. The fluorescence ratios did not show a significant difference (p > 0.358, paired t-test) between the fresh and aged samples, whereas the CL* ratios did (p < 0.01, paired t-test). It was evident that these two types of ratios did not show mutual coupling, indicating that the HS component fluorescence abundance was not directly linked to the model-recovered CL*.
The other report was by McIntyre and Guéguen, 21 in which two fulvic acids were isolated by the same procedures and then their fluorescences were decomposed by PARAFAC into the same set of components. As shown in Table IV, the fluorescence ratio of two HS-like components (C1 and C3 as termed in that study) shifted remarkably from 8 to 1.5 from one fulvic acid to another, whereas the CL* ratios shifted slightly from 1.97 to 1.59.
DISCUSSION
In Fig. 1a, the curve became steeper with the decrease of CA. This may be accounted for by the competitive binding of Cu2+ by organic molecule A, a competing process that “delayed” the depletion of [L] relative to the accumulation of [LCu]; a fixed ratio of I/I0 ratio therefore was observed at higher CCu in the presence of higher CA than in the presence of lower CA. On the contrary, as shown in Fig. 1b, an opposite trend was observed in case 2, in which higher CA led to steeper fluorescence–response curves, indicating a faster depletion of [L] relative to accumulation of [LM] than in case 1.
The discrepancy among the fluorescence–response curve shapes may be better accounted for by the different values of log KVII in the two cases. In case 2, the formation constant (1012) of the mixed ligand complex formation was more than three orders of magnitude greater than that (108.9) in case 1; as such, the mixing binding reaction (Eq. 7) was presumably more efficient in case 2 than in case 1 for depleting [L] relative to [LCu]. Therefore, the differing shapes of the fluorescence–response curves clearly demonstrated that concentrations of competing binding ligands (e.g., A) relative to the target component (i.e., L) and mixed ligand binding constants jointly played a role in “tuning” fluorescence–response curves in experiments.
Although K* was operationally defined in such a way (see Supplemental Material) that precluded recovering the underlying true binding parameters K, log K* in case 1 was consistently smaller than but comparably close to the true value (i.e., log K = 5 for LCu; Table I). However, in case 2, data fitting in the case of CA = 10 μM and CA = 50 μM resulted in large log K* values of 6.21 ± 0.06 and 6.95 ± 0.02, respectively, all of which were remarkably higher than the theoretically true value of 5. Despite the incorrectly high values of log K*, all of the fitting was equally good (R2 = 0.9971–1.0), implying that other binding parameters, e.g., CL* or φ, would also be biased for compensation.
Extremely low values of fitting-derived CL* were sometimes observed for experimental data in previous studies18,23 that did not consider the values to be chemically feasible in relation to the acidic group content of the samples. The appearance of low CL* remains poorly understood,18,23 but it may be better understood via this simulation that implies that fitting-derived CL* is prone to high variability, largely dependent on the solution composition and the CCu range used for the fitting. Therefore, appearance of low CL* (e.g., as low as 6.72 μM, 32.8% lower than the theoretically true value of 10 μM in this study) is possible for real titration data.
Compared with log K* and CL*, the parameter φ does not have direct environmental implications to metal binding and metal speciation and thus has rarely been evaluated for the data reliability. The simulation in this study implied that the reliability of reported φ values in the literature is problematic.
As clearly shown by the simulation study, R2 is not a reliable indicator for the validity of the assumptions of RW equation. The fluorescence–response curve of target ligand L was well fit to the RW equation, although the investigated system did not meet the assumptions. The failure of R2 as a reliable indicator was further substantiated by an additional simulation study (see Supplemental Material), in which the metal binding constants of the ligand L and A were set to differ by two orders of magnitude (Table S1) to reflect the fact that different binding sites could show large differences in binding constants. 18 Moreover, the additional simulation study showed that the fluorescence–response curves (F/F0 vs. CCu) during the copper titration did not necessarily show monotonically decreasing slopes with increasing CCu, as indicated in the top panel (see CA = 10 and 50 μM) of Fig. S1. Similar fluorescence–response curves were implicated in an early real experimental study on fluorometric titration 18 and were more clearly presented in the experimental study by Mounier et al., 22 who used the PARAFAC approach to resolve spectrally overlapping components. The additional simulation study also showed that fitting the classical RW equation to such type of fluorescence–response curves resulted in incorrect binding parameters and relatively low R 2 values (Tables S2–S5). Presumably realizing the failure of the RW model in curve fitting, Mounier et al. 22 turned to fit a given component curve to a summation of multibinding site present in the component. However, our simulation study indicated that the multibinding site model may not be necessarily invoked to account for such “curved” plots.
The failure of R2 as a reliable indicator was also indicated by the re-evaluation of some real experimental data reported previously. The decoupling between the two type of ratios calculated either from fluorescence intensity or from fitting-derived CL*, as revealed by the re-evaluation, presented an “independent” evidence (in addition to the simulation results) that a good fit (as denoted by high R2) to the RW equation did not necessarily lead to chemically consistent results. Restriction to two types of organic molecules greatly simplified the simulation. A higher number of organic molecules will lead to a larger number of chemical equilibria involving the formation of a mixed ligand organic Cu2+ complex, thereby presenting a mathematical challenge to compute CCu. Note that the “mixed” binding is not always considered in commercial speciation modeling software, e.g., WHAM7, which does not take into account the mixed binding of a metal by two different HS components (e.g., fulvic or humic acid). WHAM2 only considers metal binding by discrete binding sites (mono-, bi-, or tridentate sites) located on each component. 32
It is difficult in practice to know the types and number of the binding ligands (e.g., acetate) that exist in environmental samples but that do not fluorescence, thus they are undetectable by fluorescence techniques. Therefore, the mass balance of the cupric species across the binding sites (organic plus inorganic ligands) in a given sample is difficult to describe in terms of mathematical expressions. This generates a problem when using the RW equation to determination of metal binding parameters specific to HS components.
Alternatively, free Cu2+ concentration [Cu2+] can be readily monitored by an ion-selective electrode during the Cu2+ titration experiments. 33 Given direct knowledge of [Cu2+] at each titration step, determination of metal binding parameters specific to PARAFAC-identified HS components will become much easier, and this approach is worthy of further work. The potential of the combination of both spectroscopic and potentionmetric measurements has been implicated by Benedetti et al.,34,35 who have used the combination of luminescence (not the fluorescence of the HS) of rare-earth elements (e.g., europium) and potentiometric measurements to determination of sorption of the elements to a given sorbent (e.g., α-Al2O3 or humic acid).
CONCLUSIONS
Taken together, the findings in this study proved that fitting with success (denoted by high R2) to the classical RW equation cannot be used alone to verify the validity of the 1:1 binding stoichiometry and single binding site assumption when studying metal binding by HS. Re-evaluation of literature data supported this conclusion by showing decoupling between fluorescence abundance of HS and fitting-derived total binding ligand abundance. Such decoupling was unable to be accounted for based on the above-mentioned assumptions. An alternative to the current titration approach may be a joint application of an ion-selective electrode, fluorometric titration, and PARAFAC modeling, as well as a proper data analysis strategy in which free metal ions can be directly measured rather than computed or modeled based on complicated mathematical equations that are usually not applicable to unknown environmental samples.
Footnotes
ACKNOWLEDGMENTS
This work was supported by the National Scientific Support Program of China and the intramural funding of State Key Laboratory of Environmental Criteria and Risk Assessment.
