Abstract
Visible darkfield reflectance spectroscopy equipped with a color mapping system has been developed and applied to a brown-colored Rokko granite sample. Sample reflectance spectra converted to Kubelka–Munk (KM) spectra show similar features to goethite and lepidocrocite. Raman microspectroscopy on the granite sample surface confirms the presence of these minerals. Here, L*a*b* color values (second Commission Internationale d'Eclairage [CIELab] 1976 color space) were determined from the sample reflection spectra. Grey, yellow, and brown zones of the granite show different L*, a*, and b* values. In the a*-b* diagram, a* and b* values in the grey and brown zones are on the lepidocrocite/ferrihydrite trends, but their values in the brown zone are larger than those in the grey zone. The yellow zone shows data points close to the goethite trend. Iron (hydr)oxide-rich areas can be visualized by means of large a* and b* values in the L*, a*, and b* maps. Although the present method has some problems and limitations, the visible darkfield reflectance spectroscopy can be a useful method for colored-material characterization.
INTRODUCTION
Color is useful information in various fields. In Earth science, colors of natural materials are usually one of their most outstanding visual characteristics. In fact, Earth scientists describe their colors as the first property. Color is also one of the most useful properties for soil identification and appraisal. 1 In agricultural and food industries, color is an important component of quality. Consumers make purchasing decisions by color as a primary consideration because color is closely associated with freshness, ripeness, desirability, and food safety.2,3
However, “color” is observed differently between individuals because color perception depends on the response of the eye to each wavelength. Therefore, measurements of visible reflectance spectra including 400–700 nm region and subsequent conversion to quantitative color values such as L*, a*, and b* are recommended by Commission Internationale d'Eclairage (CIELab) for describing colors of materials. 4
Nagano and Nakashima 5 used this spectrocolorimetry for analyzing color changes upon granite weathering and found that b* value (yellowishness) increased with increasing rock weathering. Since then, geo-engineers tried to use colors of various rocks for evaluating rock quality. 6
The formation of yellow-brownish or reddish products upon weathering and alteration of rocks is a very common phenomenon occurring at the earth's surface (Fig. 1). These products are often iron oxyhydroxides in various chemical forms and have microscopic sizes (micrometers to nanometers). Therefore, a spectrocolorimeter under the optical microscope was needed for studying these microscopic alteration products. Nagano et al. 7 developed a charge-coupled device (CCD) visible microspectrometer enabling measurements of visible reflectance spectra and color values in microscopic points in rocks, and they found the formation of iron hydroxides around biotite.

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However, these alteration products are often distributed heterogeneously in rocks with brownish or reddish fronts (Fig. 1). Therefore, spectrocolorimetry in two-dimensional space is required for quantifying the distribution of colored materials in rocks. Although color digital cameras can obtain color images of materials, color values depend on manufacturers and models with a lack of universal color conversion algorisms.
We have developed in this study a visible darkfield reflectance microspectrometer equipped with an automated x,y stage and a batch conversion software of mapped spectra to L*, a*, and b* color values.
EXPERIMENTAL METHODS
Materials. In order to study microscopic color changes of rocks, a rock sample (granite) from an outcrop at Ashiya, Hyogo, Japan, was selected because the outcrop shows granite rock blocks (several tens of centimeters) with brownish colors spreading from the block surfaces (Fig. 1a). A fragment of a block containing borders of grey and brown zones (red-dotted rectangle in Fig. 1a) was taken from the outcrop and cut into an 18 × 18 mm slab (Fig. 1b). One of the slab surfaces was polished up to diamond paste (1 μm) level (Fig. 1b).
The granite belongs to Rokko granite (late Cretaceous) and is composed of quartz (33–43 volume %), pink K-feldspar (30–50%), plagioclase (12–28%), and biotite (0.5–7.6%). 8

Visible and Raman microspectrometer equipped with darkfield optics and a color mapping system.
Visible spectra can be obtained in the wavelength region of 380–850 nm by using a 150 lines/mm grating. The spectral resolution is about 0.5 nm. In order to obtain a high signal-to-noise (S/N) ratio in the region, the near-infrared (NIR) cutoff filter set at the halogen light source of the optical microscope is removed. 9 An Olympus LBD filter was added after the reflection light source (Fig. 2). For removing specular reflection components, a darkfield beam splitter was added to the reflection optics, and a darkfield type objective lens (5×) was used. The spatial resolution is about 20 μm by the use of 100 μm φ optical fiber connecting the microscope to the spectrometer.
Raman spectra were acquired in the 50–1950 cm−1 range by using a 1200 lines/mm grating. The spectral resolution was larger than 2 cm−1. A 532 nm double frequency neodymium-doped yttrium aluminum garnet (Nd:YAG) laser with a power of 100 mW was used in this study as an excitation source, and its power could be changed by neutral density filters. The scattered light from the sample passed through a notch filter to cut off the Rayleigh scattering. By using a 50× objective lens, the spatial resolution was larger than 2 μm. Raman spectra were measured in some points of the granite sample with the following conditions: 0.36 mW laser power, 50× objective lens, 30 s integration time, and accumulation numbers of 8.
Raman spectra of four standard powder samples (two-line ferrihydrite, goethite, lepidocrocite, and hematite) were also measured in aluminum pans with the following conditions: 0.22 mW laser power, 50× objective lens, 30 s integration time, and accumulation numbers of 5.
For the better representation of absorption bands, Kubelka-Munk (KM) functions were applied to the sample reflectance spectra R, using the following KM transformation:
For the quantitative representation of colors of samples, the L*a*b* color space (second CIELab 1976 color space) was employed here.7,9 The L* represents lightness (L* = 0: black and L* = 100: white), and a* and b* represent chromaticity (+a*: reddish, –a*: greenish, +b*: yellowish and – b*: bluish). In this study, these values are calculated assuming a CIE standard illuminant D65, an observer of 10° field of view, and a wavelength range of 400–760 nm. Here, L*a*b* color values were determined from the sample reflectance spectra (100R) based on the CIE XYZ color system. The X, Y, Z tristimulus values are obtained by the following equations:
4
RESULTS

Visible spectra of the standard Fe (hydr)oxide powders. The reflectance spectra of (
They are converted to Kubelka-Munk (KM) spectra by the Eq. 1 (Figs. 3e-3h). The absorption band for goethite is around 550–450 nm. This is consistent with the reported 480 nm band due to paired transition (double excitation) of Fe3+ electrons (2[6A1 → 4T1]).10,11 This absorption band shifts to longer wavelength for lepidocrocite, ferrihydrite, and hematite, which correspond to 485, 500, and 530 nm bands due to the same Fe3+-Fe3+ electron pair transition of lepidocrocite, ferrihydrite, and hematite, respectively.10,11
Goethite has additional absorption bands around 435 nm ([6A1 → 4A1, 4E]) and 650 nm ([6A1 → 4T2]) bands due to ligand field splitting of Fe3+ electrons10,11 on the strong absorption tail to the ultraviolet (UV) region due to O2–-Fe3+ charge transfer transition. 11

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Raman bands for standard iron (hydr)oxides and their assignments. Raman bands for representative samples in feldspar matrix in Rokko granite are also indicated. a
Abbreviations: asym. = asymmetric; sym. = symmetric; str. = stretching.

Raman spectra of standard (
The spectrum of goethite has bands at 92, 243, 299, 392, 481, 546, 682, and 996 cm−1 (Fig. 5b). The bands at 243 and 682 cm−1 are assigned to Fe-O symmetric stretching. 13 The 299 cm−1 band is due to Fe-O symmetric bending. 13 The strong band at 392 cm−1 corresponds to Fe-O-Fe or Fe-O-OH symmetric stretching, and the bands at 481 and 546 cm−1 to Fe-O asymmetric stretching. 13 Assignments for 92 and 996 cm−1 bands remain unknown.
Lepidocrocite shows bands at 249, 376, 524, 641, and 1295 cm−1 (Fig. 5c). These bands agree with the reported ones,12,14 but their assignments are unknown.
Ferrihydrite has a broad band around 700 cm−1 (Fig. 5a) and can be assigned to Fe(O,OH)6 octahedra. 15

Line color profiles in the granite sample (Fig. 1c). (
Here, the L* value is relatively constant around 65 in the grey zone, while it fluctuates around lower values (50) in the brown zone (Fig. 6a). Also, a* values in the grey zone are around 5 with some larger regions (Fig. 6c). As well, b* values in the grey zone show similar trends around 10 (Fig. 6c). The a* and b* values show relatively sharp peaks in the brown zone with typical intervals of a few hundreds of micrometers (Fig. 6c). The higher a* (red) and b* (yellow) values generally correspond to lower L* values (dark).
The a* and b* values of the above line profile in the granite sample are plotted in an a*-b* diagram (Fig. 7). Four curves in this figure indicate colors of mixtures of the standard Fe (hydr)oxide powders with SiO2 powder with varying proportions. Goethite shows the highest b*/a* ratios (around 2.8), and the b*/a* ratios decrease for ferrihydrite (around 1.3), lepidocrocite (around 1.2), and hematite (around 0.6; Fig. 7).

The a* (red) and b* (yellow) values of the line profile (Fig. 6c) plotted in the a*-b* diagram. The solid lines indicate the color trends of various contents of standard Fe (hydr)oxides (0–100 wt % in white SiO2). The dotted lines indicate the least square fitted lines of the color trends: b*/a* ratios for goethite (around 2.8), ferrihydrite (around 1.3), lepidocrocite (around 1.2), and hematite (around 0.6).

The L*, a*, and b* value maps and a picture for the mapped area indicated in Fig. 6 (area A). The maximum and minimum values of L*, a*, and b* are represented by 256 light–dark levels of white, red, and yellow colors.
The a* and b* values in the grey (0–6490 μm), yellow (6510–8950 μm), and brown (8970–17 990 μm) zones are plotted in Fig. 7 as grey, yellow, and red symbols, respectively. Most of these colors of granite sample lie between the trends for goethite and lepidocrocite/ferrihydrite. The yellow zone shows data points close to the goethite trend. The brown zone data scatter around ferrihydrite and lepidocrocite trends extending to high a* and b* values. On the other hand, the grey zone data are also on the ferrihydrite/lepidocrocite trends, but their a* and b* values are smaller than the brown zone (Fig. 7).
Distributions of L*, a*, and b* values in the border of the yellow and brown zones (Fig. 6: line A) are plotted in Fig. 8 as grey, red, and yellow scales. The brighter portions correspond to larger values of L*, a*, and b*. Here, L* values in the brown zone are generally small (dark), while those in the yellow zones are larger (bright). The a* and b* values show opposite trends to that for L* values. Large chromaticness results in darker colors indicating high concentrations of iron (hydr)oxides in the area. This iron (hydr)oxide-rich area can thus be visualized by means of these L*, a*, and b* maps (Fig. 8).
DISCUSSION
The band position and band width are often used to characterize different phases in spectroscopy, and second derivatives can discriminate different iron hydroxides having broad absorption bands by diffuse reflectance spectrometry with an integrating sphere on powdered weathering products of rocks.17,18 However, microscopic characterization of iron hydroxides in real rock textures cannot be made by the same method. Moreover, visible reflectance spectra under the present microscope have relatively low signal-to-noise ratios, which prevent meaningful second derivatives. Therefore, L*a*b* color space or an a*-b* diagram can provide an alternative method for discriminating iron hydroxides, especially for in situ measurements under microscopes.
Before discussing advantages and possibilities of the present visible darkfield reflectance spectroscopy, we will first consider problems and limitations of the method.
Absorption bands are generally broad in the visible region, and their positions are similar among mineral phases such as iron (hydr)oxides (Figs. 3 and 4). Only one absorption band is generally present in the visible region (Figs. 3 and 4), and assignment of the multiple bands to certain phases is not possible. In the diffuse reflection spectroscopy, the integrating sphere is used to eliminate specular reflection components. The darkfield illuminator and objective lens are used instead of an integrating sphere in this study. The sample is illuminated with high angles of incident lights, and the reflected lights are collected from smaller angles. Therefore, the darkfield system in this study collects mostly diffusely reflected lights. However, the smaller angles of collection might result in the smaller amounts of collected lights. In polycrystalline aggregates such as the granite sample in this study, refraction and scattering at grain boundaries and cracks are so complex that we do not know if we can treat the reflection spectra by the diffuse reflection process for powders. The light collection region can be affected by the transparency of the sample surface materials.
Setup of the instrument is very simple. It is made of commercially available components such as an optical microscope, a spectrometer, and a detector. Compared with microprobe analytical methods, such as Raman microspectroscopy, which are only surface sensitive, information from not only the surface but also deeper regions can be obtained depending on the transparency of the sample surface materials. Although Raman spectra measurements are often difficult for fluorescent and colored materials, visible spectra can be always obtained. Despite the broad visible absorption bands, the color values in L*a*b* space can be used to differentiate between different phases such as iron (hydr)oxides. In the a*-b* diagram, iron (hydr)oxides have characteristic b*/a* trends. The L*, a*, and b* maps can detect regions of light/dark, red/green, and yellow/blue colored materials.
Therefore, the visible darkfield reflectance spectroscopy can be a useful method for various fields such as earth and planetary sciences, bionanomaterials, microscopic devices, nanotechnology, cosmetics, and painting.
CONCLUSION
Visible darkfield reflectance spectroscopy equipped with a color mapping system has been developed and applied to a brown-colored Rokko granite sample in this study. The following results are obtained:
Reflectance spectra obtained from the granite sample are converted to Kubelka-Munk (KM) spectra. They show similar features to goethite (a weak absorption shoulder around 480 nm) and lepidocrocite (with a gradual decrease in absorption toward 580–600 nm). Raman microspectroscopy on the granite sample surface indicates the presence of Raman bands similar to those of goethite (94, 248, 303, 398 (strong), 554, and 689 cm−1), lepidocrocite (250, 376, 656, and 1302 cm−1), and ferrihydrite (709 cm−1). For the quantitative representation of colors of samples, the L*a*b* color values were determined from the sample reflection spectra. The L* represents lightness (L* = 0: black and L* = 100: white), and a* and b* represent chromaticity (+a*: reddish, –a*: greenish, +b*: yellowish, and –b*: bluish). Here, L*a*b* values at every 20 μm steps on a single line profile were extracted from the mapped area including grey, yellow, and brown zones of the granite. The L* value is relatively constant around 65 in the grey zone, while it fluctuates around lower values (50) in the brown zone. The a* and b* values in the grey zone are around 5 and 10, respectively. On the other hand, a* and b* values in the brown zone show relatively sharp peaks with typical intervals of a few hundreds of micrometers. The border yellow zone has larger b* values than a* values. The a* and b* values of the above line profile in the granite sample plotted in an a*-b* diagram are distributed between the trends for goethite and lepidocrocite/ferrihydrite. The grey and brown zone data are on the lepidocrocite/ferrihydrite trends, but their values in the brown zone are larger than those in the grey zone. The yellow zone shows data points close to the goethite trend. Distributions of L*, a*, and b* values in the border of the yellow and brown zones are plotted as grey, red, and yellow scale maps. The L* values in the brown zone are generally small (dark), while those in the yellow zones are larger (bright). Iron (hydr)oxide-rich areas can be visualized by means of large a* and b* values in the L*, a*, and b* maps. Although the present method has some problems and limitations, it provides the following advantages: The instrument is simply made of commercially available components such as an optical microscope, a spectrometer, and a detector. Although Raman spectra measurements are often difficult for fluorescent and colored materials, visible spectra can be always obtained. Despite the broad visible absorption bands, the color values in L*a*b* space can be used to differentiate among different phases such as iron (hydr)oxides. In the a*–b* diagram, iron (hydr)oxides have characteristic b*/a* trends. The L*, a*, and b* maps can detect regions of light/dark, red/green, and yellow/blue colored materials.
Therefore, the visible darkfield reflectance spectroscopy can be a useful method for various fields such as earth and planetary sciences, bionanomaterials, microscopic devices, nanotechnology, cosmetics, and painting.
Footnotes
ACKNOWLEDGMENTS
The authors are grateful to Drs. Tadashi Yokoyama, Makoto Katsura, Yusuke Kirino, and other members of Department of Earth and Planetary Science, Osaka University for their useful advice and discussion. Mr. Kojima of Lucir Co., Mr. Yamai of Advansoft Co., Mr. Yatabe of Digital Data Management Co., and Mr. Matsuda of Andor Co. are thanked for their technical collaboration.
