Abstract
Stroke is a brain disease that occurs when blood flow stops, resulting in reduced oxygen supply to neurons. Stroke occurs at any time and at any age, but increases after the age of 55. It is the second leading cause of death and the third leading cause of disability-adjusted, life-years. The pathophysiology of ischemic stroke is complex and recent molecular, cellular, and animal models and postmortem brain studies have revealed that multiple cellular changes have been implicated, including oxidative stress/mitochondrial dysfunction, inflammatory responses, micro RNA alterations, and marked changes in brain proteins. These cellular changes provide new information for developing therapeutic strategies for ischemic stroke treatment. Research also revealed that stroke increases with a number of modifiable factors and most strokes can be prevented and/or controlled through pharmacological or surgical interventions and lifestyle changes. Ischemic stroke is the major risk factor for vascular dementia and Alzheimer’s disease. This review summarizes the latest research findings on stroke, including causal factors and molecular links between stroke and vascular disease/Alzheimer’s disease.
Keywords
INTRODUCTION
Stroke is the second leading cause of death and the third leading cause of disability-adjusted, life-years worldwide [1, 2]. The risk of having a stroke increases after the age of 55 but it can occur at any age. The World Health Organization (WHO) describes a stroke as an interruption to the supply of blood to the brain, with “rapidly developing clinical signs of focal or global disruption of cerebral function, with signs lasting 24 hours or longer, or leading to death with no apparent cause other than vascular origin” [3]. Such an interruption is commonly caused by a clot blocking a blood vessel (ischemic stroke; “IS”) or by a burst blood vessel (hemorrhagic stroke; “HS”) (Fig. 1). IS is sometimes called a ‘cerebral infarction.’ A cerebral infarction, in turn, caused by cerebral thrombosis or embolism, accounts for 87% of all strokes worldwide [4]. IS can be described as a lack of blood supply and oxygen availability to an area of the brain due to partial or complete obstruction of an artery leading to or within the brain. According to the TOAST diagnostic criteria for stroke, IS can be classified into five clinical subtypes: large-vessel disease, small vessel disease, cardio-embolic stroke, stroke of another determined etiology, and stroke of undetermined etiology (Fig. 1) [5].
Hemorrhagic stroke (HS) is either a brain aneurysm that bursts or a weakened blood vessel that leaks. Based on the origin and site of the bleeding, HS can involve an intracerebral hemorrhage (ICH) or a subarachnoid hemorrhage (SAH) (Fig. 1). HS is defined as an acute neurologic injury occurring as a result of bleeding into the head, and it accounts for 13% of all strokes worldwide [6]. HS is more frequently lethal than IS [7]. ICH is described as bleeding that occurs from a broken blood vessel within the brain. Other kinds of stroke can also translate to an ICH, and are especially common for embolic strokes that are related to a heart valve infection. SAH is defined as bleeding from a damaged blood vessel which causes blood to accumulate at the surface of the brain [8]. Each of these hemorrhages has partially different basic pathologies, risk factors, and clinical staging, and each requires distinct management.
Apart from obstructing the brain’s blood supply, the presence of blood in the brain due to IS or HS causes swelling, leading to stroke. Patients who experience the same type of stroke can have divergent clinical symptoms. Likewise, patients with the same clinical manifestation can have dissimilar etiopathology. Thus, a stroke may be categorized as a syndrome, not as a single disease. To diagnose a stroke-and its type-accurately, modern neuroimaging of the brain, such as computed tomography or magnetic resonance imaging (MRI), is required. The purpose of this article is to 1) summarize the latest developments in ischemic stroke research, including prevalence and incidence, 2) causal factors, 3) links between the ischemic stroke and vascular dementia (VaD) and Alzheimer’s disease (AD), and 4) methods and approaches used to study an ischemic stroke.
INCIDENCE AND PREVALENCE
According to the WHO, stroke has affected a total of 15 million people each year, worldwide. Of these, 5 million suffer from a permanent disability, and approximately 5.5 million people succumb to varying levels of stroke-related disabilities [9]. The prevalence rate of stroke is estimated to be about 400–800 per 100,000 individuals [10]. For native Indians living in India, the overall age-adjusted prevalence rate of stroke is between about 84–262 per 100,000 individuals in rural areas and between about 334–424 per 100,000 individuals in urban areas [11], with an average prevalence rate of 90–222 per 100,000 individuals [12]. The incidence of stroke is declining in many developed countries, largely as a result of improved control of high blood pressure and fewer people who smoke tobacco. However, in developing countries undergoing rapid economic growth, stroke continues to increase, especially in populations older than 65 years, which continues to rise by approximately nine million people per year [13].
The annual prevalence of stroke is estimated to be about 30.7 million worldwide, with 12.6 million people having moderate to severe disability following stroke. Of these, 8.9 million are from low- and middle-income countries [14]. Worldwide over the past four decades, the annual age-standardized stroke incidence rate has decreased by 1.1% in high-income countries, while it has increased by 5.3% in low- and middle-income counties [6]. Stroke accounts for about 5.7 million (16.6%) deaths each year worldwide, and 87% of these deaths typically occur in low- and middle-income counties. Sixteen million new acute strokes occur every year worldwide [15, 16]. Three million women and 2.5 million men worldwide die of stroke every year [17]. More than half of these fatalities were found in Asian countries, including India, Bangladesh, Pakistan, China, Japan, and Korea [18]. WHO estimates that by the year 2050, 80% of stroke cases worldwide would occur in low- and middle-income countries, such as India and China.
In the United States, stroke is the third leading cause of death, taking almost 140,000 people each year – on average, one American dies from stroke every 4 minutes and nearly 75% of all strokes occur in people over the age of 65 years. It is estimated that since 2001*, 795,000 people have had a stroke each year. Of these, 610,000 are individuals who have had their first stroke. The number of people living with stroke is expected to increase by 4 million by the year 2030 [19]. Stroke mortality rates are higher for African-Americans than for whites [20].
DEMENTIA
Dementia is a clinical disorder triggered by neurodegeneration. There are more than 100 disease conditions that can lead to dementia, the most common of which are stroke and AD. Dementia is a progressive or long-lasting condition that results in cognitive changes, such as progressively worsening cognitive skills, memory loss, changes in learning capacity, mood changes, impaired judgment, and problems in understanding language and performing routine activities, such as paying bills or preparing meals [21]. However, memory loss alone does not indicate dementia [22, 23].
In 2015, it was estimated that 47.5 million people have dementia worldwide, and the numbers are projected to rise to 75.6 million by 2030 and to 131.5 million by 2050. There are over 9.9 million new cases of dementia every year worldwide, or 1 new case every 3.2 seconds [24]. In high-income countries, 7 in 10 individuals aged 70 years and older will pass away with some form of dementia [25]. Dementia has a huge economic impact. The total estimated worldwide medical cost of dementia in 2015 was $818 billion, and it will become a trillion-dollar disease by 2018 [24].
Changes in the prevalence of dementia in the elderly population are taking place the fastest in China and India, and they are occurring in elderly individuals of Asian and western Pacific descent. About 4.9 million people are newly diagnosed with dementia each year, with 49% of the total in Asia, 25% in Europe, 18% in the United States, and 8% in Africa. Dementia occurs in elderly individuals from low- and middle-income countries only 10% less than in elderly individuals from high-income countries (e.g., United States). According to the Revised Global Burden of Disease assessment by the Institute of Health Metrics and Evaluation, dementia has dropped from 5th to 9th place of those diseases determined to be the most burdensome to people aged 60 years and over.
Dementia can be categorized in a variety of ways, such as according to the portion of the brain that is affected or whether it worsens over time (progressive dementia). Common progressive diseases or conditions that are characterized by dementia are AD, VaD, Lewy body dementia, and frontotemporal dementia. Other diseases or conditions associated with dementia are Huntington’s disease, traumatic brain injury, Creutzfeldt-Jakob disease, and Parkinson’s disease. Some dementias are reversible with treatment [26], such as those that were a response to medicine or an infection, metabolic problems and endocrine abnormalities, nutritional deficiencies, subdural hematomas, poisoning, brain tumors, anoxia, and normal pressure hydrocephalus.
Further research is needed to understand the comprehensive picture of ischemic stroke, and its links with VaD.
ALZHEIMER’S DISEASE
AD is a multifactorial neurodegenerative disease characterized by memory loss, multiple cognitive impairments, and progressive degeneration of behavioral and functional capacities [27–31]. AD accounts for more than 80% of dementia cases worldwide in people older than 65 [32]. In the United States, one in nine Americans over 65 years of age has AD, which is ranked as the sixth most common cause of death in the United States. By 2050, there could be as many as 7 million people aged 85 years and older with AD [24]. Some of these cases involve exclusively AD pathology; many have an indication of pathologic variations linked to other dementias. AD is associated with the loss of synapses, synaptic dysfunction, mitochondrial structural and functional abnormalities, and inflammatory responses, in addition to extracellular neuritic plaques and intracellular neurofibrillary tangles. These characteristics have been associated with the injury, malfunctioning, and death of neurons. There are two different types of AD: early onset familial AD and late-onset sporadic AD. Early onset and familial AD is associated genetic mutations in the amyloid precursor protein (APP), presenilin 1, and presenilin 2. Late-onset AD is associated with apolipoprotein allele E4 genotype and polymorphisms/genetic variants in multiple genes. In addition, type 2 diabetes, traumatic brain injury, and ischemic stroke are other contributing factors for the development of AD [33].
VASCULAR DEMENTIA
Next to AD, VaD is the most seriously dementing illness, accounting for about 10% of all dementia cases. VaD is characterized by a decline in thinking skills caused by conditions that block or reduce blood flow to the brain, depriving brain cells of vital oxygen and nutrients. About 50% of individuals with dementia have pathologic indications of VaD. In most cases, the infarcts exist with AD pathology [34]. The prevalence of VaD ranges from 1–4% in people over 65 years and seems to be higher in China and Japan than in Europe and North America [35]. The annual incidence of VaD may range from 20 to 40 per 100,000 in individuals aged 60–69 years, to 200 to 700 per 100,000 in individuals over age 80 years [36]. VaD includes a set of varied dementing disorders owing to cerebrovascular inadequacy. Four types of VaD are stroke-related dementia, single- and multi-infarct dementia, sub-cortical dementia, and mixed dementia. VaD may result from brain damage caused by numerous strokes or minored blood clots in the heart or neck arteries that block a branch of a blood vessel in the brain [37].
RISK FACTORS FOR ISCHEMIC STROKE, VASCULAR DEMENTIA, AND ALZHEIMER’S DISEASE
Stroke is associated with risk factors, some of which may be non-modifiable (e.g., age, sex, ethnicity, and heredity) and some which are modifiable (e.g., hypertension, smoking, diabetes, atrial fibrillation) [38]. The risk of stroke increases with the number of modifiable risk factors that an individual has [7]. Both ‘modifiable’ and ‘non-modifiable’ risk factors have been connected to stroke, AD, and VaD (Fig. 2). Stroke is pathologically varied and the risk factor outlines that lead to diverse types and subtypes of stroke differ [39]. Modifiable risk factors can be controlled through pharmacological or surgical interventions and lifestyle changes, as primary or secondary stroke prevention strategies.
NON-MODIFIABLE RISK FACTORS
There are several non-modifiable factors including, age, sex, race, ApoE4 genotype, Down syndrome, mutations in the APP, PS1, and PS2 genes, and polymorphisms in BINI, CLU, ABCA7, CR1, and PICALM genes (Fig. 2). These factors are constant and risks of these factors cannot avoid in developing IS, VaD, and AD in elderly individuals.
Age and gender
It is significant to discriminate age and gender for the understanding of risk and defensive mechanisms of disease. Age is the significant risk factor for stroke with sudden increases in incidence rates with increasing age. The risk of having a first-time stroke increases exponentially from about 30 per 100,000 individuals at 30–39 years of age, to about 2000–3000 per 100,000 at ages above 85 [40]. IS occurs predominantly in elderly adults. The incidence of stroke is estimated to be between 20 and 60 per 100,000 live births [41]. Stroke incidental rate is higher in men than in women but only at younger and middle-age groups, but this not true in the oldest age groups, incidence rates in women are about equivalent or even greater than in men [7, 20]. The differences between men and women regarding the risk of being suffering from stroke may to some extent be associated with lifestyle indicators such as smoking habits, alcohol intake, and type of occupation [42].
A maximum populace with AD is diagnosed at the age of 65 or older. The risk of emerging AD reaches 50% for individuals beyond age 85. People younger than 65 can also progress the disease, though this is unusual. Although age is the largest risk factor, AD is not a usual part of aging and age alone is not adequate to cause the disease [43]. It is unclear whether women have a higher risk than men for developing dementia or AD at a given age. Numerous European studies have proposed that women have a higher incidence rate of dementia or AD than men. However, studies in the United States have not revealed a difference or the difference has diversified with age [44].
Studies show that the incidence of VaD exponentially increases with age from 65–85 years. In 2030, close to 70 million patients with dementia are expected in people aged 65 or older, without any considerable difference between men and women. The occurrence of VaD is higher in men compared to women in below 85 years of age [45]. A likely description for the increased incidence of dementia in women is that they suffer higher rates of obesity, diabetes, and other conditions, which increase the probability of developing AD. A longitudinal community study of Japanese American men (Honolulu-Asia Aging Study) revealed that 23%, 50%, and 16% of VaD was attributed to large-vessel, small-vessel, and mixed vessel disease, respectfully [46].
Race
Race has been reported as an independent predictor of stroke severity and the subtype of stroke [47]. Stroke incidence differs across racial groups, with black individuals at higher incidence rates of strokes compared to Caucasians [48, 49].
There are more non-Hispanic whites existing with AD and other dementias than people of any added racial or ethnic group in the United States; older African-Americans and Hispanics are more likely than older whites to have AD and other dementias [50].
A review of numerous studies has shown that there is evidence those missed diagnoses of AD and other dementias was more communal among older African-Americans and Hispanics than older whites [51]. Remarkably, they found that there was a significantly higher prevalence of AD in rural versus urban areas. The prevalence of dementia importantly varies amid dissimilar ethnic groups living in a similar country. The proportion of VaD was diverse from that in Europe and other Asian countries, and there was a higher prevalence of VaD in urban versus rural areas [52].
MODIFIABLE RISK FACTORS
There are multiple modifiable factors that are involved with dementia, including diet, physical and mental activities, cardiovascular, hypertension, diabetes, obesity, metabolic syndrome, smoking, depression, and traumatic brain injury (Fig. 2). These factors can be controlled and prevent and/or delay IS, VaD, and AD in elderly individuals.
Hypertension
About 50% of victims of IS have high blood pressure, making high blood pressure the highest risk factor for stroke [53, 54]. Uncontrolled hypertension increases an individual’s stroke risk by 4–6 times. Hypertension leads to atherosclerosis and hardening of the large arteries and can lead to blockage of small blood vessels in the brain. High blood pressure can also lead to HS since high blood pressure can weaken the blood vessels in the brain, causing them to balloon and burst. Several cross-sectional and longitudinal studies have explored the relationship of hypertension to dementia and AD [55, 56]. From these studies, we have learned that hypertension can promote and exaggerate VaD, but it has not been associated with AD [57]. In one study, participants who had a history of taking medications to control their hypertension were less likely to develop dementia compared to participants with hypertension who had never used an antihypertension agent[58].
A study of data from hypertension revealed that agents that lowered the blood pressure of hypertensive participants did not reduce the incidence of dementia [59].
Diabetes mellitus
Diabetes mellitus is the main risk factor for stroke. When people with diabetes have a stroke, the effect of stroke on them is far worse than on individuals without diabetes. In people with diabetes, many bypass arteries are already affected by atherosclerosis and have impaired blood flow to the brain, so that when an individual with diabetes experiences a stroke, the incidence rate of death is much higher. In one study, 65% of patients with diabetes mellitus who had a stroke either passed away within hours of the stroke or they developed coronary heart disease [60].
Type 2 diabetes mellitus (T2DM) is also a risk factor for cognitive dysfunction and dementia in individuals older than 65 years. T2DM has been associated with vascular diseases, ultimately leading to cognitive dysfunction and VaD [61], but recent studies have established that T2DM is also associated with AD, possibly due to T2DM accelerating AD-associated pathologies through insulin resistance. Several other mechanisms may be involved in T2DM-related cognitive dysfunction, such as increased inflammation, insulin resistance, and hyperglycemia [62].
Smoking
Tobacco smoke contains 70,000 toxic chemicals, including carbon monoxide, formaldehyde, and hydrogen cyanide, each of which is known to damage brain cells structurally and/or functionally. These changes, in turn, increase the risk of stroke. Smoking increases the risk of stroke by three-to-four fold, and exposure to environmental smoke (e.g., a smoker in the home) increases the risk of stroke by 1.5 to two-fold [63]. Smoking has also been associated with an increased risk of developing VaD and AD [64].
There is evidence that erroneous diagnoses of AD and other dementias are more common in African-Americans and Hispanics 80 years and older than in whites of this same age range [51]. Researchers have also found a significantly higher prevalence of AD in individuals of any racial background, in rural areas compared to urban areas. In European and Asian countries, VaD was more common in urban than in rural areas [52].
MOLECULAR LINKS BETWEEN ISCHEMIC STROKE AND VASCULAR DEMENTIA AND ALZHEIMER’S DISEASE
After a few minutes or even a few seconds following IS, the IS cascade begins and can continue for hours until the disease ceases. A brain ischemia leads to a cascade of pathophysiological processes, which contribute to ischemic cell damage. Stimulation of the inflammatory process, free radical production, excitotoxicity, disruption of sodium and calcium influx, enzymatic changes, endothelin release, delayed coagulation, activation of platelets and leukocytes, and endothelial dysfunction were the pathophysiological reactions that separately and/or together contribute to the brain injury resulting the onset of stroke. Dementia syndromes established after stroke were typically considered to be vascular in origin, and post-stroke dementia might be the significance of the effects of stroke and degenerative changes [65]. Research linking stroke and dementia has focused on shared vascular risk factors, ameliorated by lifestyle activities or medication. Aging is the most important risk factor for stroke and dementia. Dementia occurs in up to one-third of elderly patients with stroke, a subset of whom have AD rather than a pure VaD. A mixed etiology of dementia and cerebrovascular disease is thought to become more common with increasing age, although no clinical criteria for the diagnosis of dementia with cerebrovascular diseases is currently available [66]. Stroke doubles the risk for dementia (post-stroke dementia), and approximately 30% of stroke patients go on to develop cognitive dysfunction within 3 years [67, 68]. The association between stroke and dementia was also observed in patients younger than 50 years, up to 50% of whom exhibited cognitive deficits after a decade [69].
VaD and AD are important because they result from a variety of causes, including cerebrovascular dysfunction, but the evidence of their association with other neurodegenerative disorders is limited [70]. VaD, AD, and stroke have common risk factors including hypertension, insulin resistance, diabetes, obesity, hyperhomocysteinemia, and hyperlipidemia. Cerebrovascular disease has been suggested to contribute to AD neuropathological changes including selective brain atrophy and accumulation of abnormal proteins such as amyloid-beta [71]. Recent clinical-pathological studies have focused on cognitive impairment and increased risk of dementia in patients with cerebrovascular disease [72]. In addition, VaD is the severest form of vascular cognitive impairment [35], and it results from subclinical vascular brain injury and stroke. The molecular links between stroke and VaD, and stroke and AD are currently not clearly understood [73]. There are many questions raised in research linking stroke and dementia that are largely unanswered. Hence, it is important to understand the early events of stroke, and stroke leading to VaD and AD. Very little can be done after disease onset starts. Therefore, therapy needs to be initiated as soon as possible, with its immediate goal to normalize a perfusion and to mediate any biochemical dysfunction to recover the obscurity as early as possible [74].
METHODS USED IN ISCHEMIC STROKE RESEARCH
Cell models of ischemic stroke
Various cell culture models have been developed to understand the underlying mechanistic features of cerebral ischemia. Primary neuronal and glial cultures from the cortex, hippocampus, cerebellum, and hypothalamus of an embryo or perinatal rats and mice have been used widely to study anoxic or ischemic damage. The overall objective of in vitro research on an ischemia is to understand the changes specific to each cell population and how they are similar in vivo. These cell models aid the progress and testing of potential therapeutic agents designed to prevent and/or counteract specific steps in the ischemic cascade of neurodegeneration [75].
Different cellular models from a rat, human, mouse, bovine, and porcine brain endothelial cells have been used in reports of oxygen-glucose deprivation (OGD) experiments mimicking as accurately as possible the pathological conditions of the vascular system in the ischemic brain. OGD is widely used as an in vitro model for stroke, showing similarities with the in vivo models of brain ischemia [76]. Primary culture of human cerebromicrovascular endothelial cells or immortalized human brain capillary endothelial cells (hCMEC/D3) were used in many cell-based studies with these two human brain endothelial cells [77, 78]. Many researchers used other cellular models such as primary rat brain microvascular endothelial cells [79] from adult and young rats and primary mouse brain microvascular endothelial cells [80] to mimic in vivo conditions of patients. Some researchers have used primary bovine brain capillary endothelial cell culture to perform OGD experiments [81].
Sun et al. [82] attempted to elucidate the role of semicarbazide-sensitive amine oxidase/vascular adhesion protein 1 (SSAO/VAP-1) present in endothelial cells during ischemic stroke conditions. In order to understand changes in SSAO/VAP-1 cells, they have used an easy ischemic model using OGD as an experimental approach to stroke development. Results showed that SSAO/VAP-1 shows a role in leukocyte adhesion, inflammation, and cell damage processes under ischemic conditions and its expression increases the susceptibility of endothelial cells to OGD and that its enzymatic activity, through specific substrate oxidation, increases vascular cell damage under these experimental conditions. Further, they have concluded that stroke-related processes in which SSAO/VAP-1 contributes, would be an interesting therapeutic target, and it was a useful tool for the screening of new molecules as therapeutic agents for a cerebral ischemia.
Using the cell culture model, Allen et al. [83] conducted research to explore the function of small GTPase RhoA and its effector Rho kinase in permeability changes mediated by OGD. They concluded that OGD concessions the structural and functional capacities of an in vitro model of the human cerebral barrier through activation of RhoA/Rho kinase pathway.
A research group from Canada attempted to study the effect of neutrophils on the increase in blood-brain barrier permeability associated with ischemic-reperfusion injury in vitro [84]. Human brain endothelial cell line hCMEC/D3 was exposed to OGD with reoxygenation and permeability was measured for a range of OGD exposure times (1–24 h). This study found that OGD induces reversible increases in permeability linked to nitric oxide synthesis in a human culture model of the blood-brain barrier and shows that neutrophils mitigate permeability increases [84].
Singh and colleagues [85] studied the effect of glucose concentration on the cell viability of oxygen-glucose deprived PC-12 cells during reoxygenation period. They found that glucose concentration during reoxygenation might be one among the key factors involved in the growth and proliferation of PC-12 cells. The OGD of 6 h followed by a re-oxygenation period of 24 h with 4–6 mg/ml glucose concentration were found to be the optimum conditions to create the cerebral stroke-like situations under in vitro environment using PC-12 cells [85].
Xu and colleagues aimed to characterize bovine cerebral endothelial cells (EC) death in relation to inducible NO synthase (iNOS) expression after OGD in vitro [86]. They showed that programmed cell death might be involved in OGD-induced bovine cerebral EC, iNOS expression contributing partially to bovine cerebral EC death. Further, they have summarized that understanding the mechanism of cerebral EC death after OGD might aid in the development of therapeutic strategies to reduce secondary ischemic brain injury caused by post ischemic hypoperfusion and blood-brain barrier dysfunction.
Guo et al. conducted an experimental cellular study to determine whether the dipyridamole could ameliorate brain endothelial injury after exposure to inflammatory and metabolic insults using human brain endothelial cells [87]. They found that dipyridamole ameliorates brain endothelial injury after inflammatory and metabolic stress. They concluded that dipyridamole might possess interesting neurovascular effects in the brain but how these cellular observations might relate to stroke remains to be determined.
Recently Hung et al. investigated the long-term effect of astrocytic endothelin-1 (ET-1) induction in the development of post-stroke cognitive deficit in association with astrocyte-derived amyloid production [88]. In this study, ET-1 overexpressing astrocytic cells showed amyloid secretion after a hypoxia/ischemia insult, which activated endothelin A and endothelin B receptors in a PI3K/AKT-dependent manner, suggesting a role of astrocytic ET-1 in dementia associated with stroke by astrocyte-derived amyloid production.
Overall, findings from these cell culture studies significantly improved our basic understanding of mechanisms involved in stroke. Further, observations prompted the investigation of in vivo studies of stroke.
Animal models of stroke
Epidemiologic surveys of human populations are essential to identify non-modifiable and modifiable risk factors for stroke, but other methods are needed to advance our understanding and development of stroke therapies [89]. In recent years, attention has been shifting to the use of transgenic mice as animal models of stroke, facilitating biochemical studies of how risk factors impact the brain, and also to identify a few different types of animal models of stroke (Fig. 3). Animal models of stroke have been used in studies of stroke-related risk factors, in particular, the modifiable risk factors of atherosclerosis [90], hypercholesterolemia (ApoE deficient) [91], and ApoB mutant mouse [92], hypertension (Ren-2 transgenic and Dahl sensitive rat) [93], and hyperhomocysteinemia (CBS and MTHFR deficient mouse) [94], and the non-modifiable risk factor of age (spontaneously aged > 18 months and Senescence-accelerated mice) [95].
There are many confounding factors that need to be controlled when using animal models of stroke, such as species, age, sex, sample size, temperature, glucose level, blood pressure, and the anesthetic agent used to sacrifice the animal for study [96]. Numerous in vitro and in vivo models of stroke have been described over the years. A good in vivo animal model of stroke must reproduce the most significant functional, anatomical, etiology and metabolic features of human stroke pathology, and it must also permit the study of anti-ischemic drugs in situations relevant to clinical therapeutics. Major animal models of stroke can be classified into three subgroups: those that facilitate the study of focal ischemia (middle cerebral artery occlusion, single carotid artery occlusion) [97, 98], global ischemia (total body ischemia, global cerebral ischemia) [89, 99], and forebrain ischemia (bilateral common carotid occlusion, four vessels occlusion) [100, 101].
INDUCTION OF FOCAL ISCHEMIA
The induction of transient and permanent focal ischemia in animal models has been the most frequently used method to study mechanisms of IS. Most human ISs are caused by the occlusion of a middle cerebral artery (MCA), so animal models were developed to induce an ischemia (transient and permanent) in this arterial territory [102]. In the induction of transient focal ischemia, blood vessels in the brain are blocked for up to 3 hours, followed by a prolonged reperfusion. In permanent focal ischemia, arterial blockage continues, usually for one or more days. In both types of induced ischemia, the blockage is achieved via mechanical, thermal, embolic, or chemical methods [103]. In a mechanical ischemia, proximal occlusion is achieved through the intraluminal suture technique. This technique is the most frequently used method to occlude cerebral arteries in rat models of stroke since it is relatively easy to execute and is noninvasive [104]. This method involves a poly-L-lysine–coated intraluminal suture that yields reliably large infarcts and greatly reduced inter-animal changeability in rats [105]. Another research group, which aimed to compare the effectiveness and reproducibility of MCA filament occlusion model in rats and mice, demonstrated that the microsurgical filament occlusion of the MCA can be more successfully performed in mice [106].
Nagai and colleagues studied the relative effects of chemical methods to induce an ischemia, focusing on tissue plasminogen activator (tPA), streptokinase, and staphylokinase on cerebral ischemic infarction and pulmonary clot lysis in hamster models [107]. All of these drugs triggered maximal focal cerebral ischemia (FCI) and pulmonary clot analysis (PCL) rates at similar doses without α2-antiplasmin and fibrinogen depletion. Injection of 6 mg/kg human plasminogen combined with streptokinase caused a systemic fibrinolytic state with fibrinogen depletion. Thus, these thrombolytic agents caused a similar dose-related extension of FCI after MCA ligation and PCL, irrespective of the agent or systemic plasmin generation.
To learn the effects of tPA on FCI, Meng et al. used two rat models of cerebral ischemia [108]. In experiment 1, rats were subjected to focal ischemia via injection of autologous clots into the middle cerebral artery territory. In experiment 2, three groups of rats were subjected to focal ischemia via a mechanical approach in which a silicon-coated filament was used intraluminally to occlude the MCA. They found that tPA was an effective chemical therapy to induce thromboembolic occlusions. They did not find any evidence of any neurotoxic effects of tPA on cerebral tissue. However, they have speculated on potentially negative effects of tPA on a cerebral tissue from particular animal species and stroke models [108].
Melatonin has the neuroprotective properties comprising anti-inflammatory properties and free radical scavenging. It has testified efficacy in transient global ischemia models and a neuroprotective drug for IS [109–111]. In the directive to check the efficacy of melatonin in experimental stroke model, Macleod and coworkers in 2005 conducted a systemic review and meta-analysis to evaluate the evidence for a protecting effect of melatonin in animal models of focal cerebral ischemia. In this study, they have included 14 different studies concerning 432 animals. The opinion estimation for the outcome of melatonin was a 42.8% (95% CI 39.3–46.3%). Further, these findings revealed a marked efficacy of melatonin in animal models of focal cerebral ischemia, recognize significant areas for forthcoming animal research and propose the melatonin as a candidate neuroprotective drug for a human stroke [112].
Another chemical method to induce an occlusion of arteries in animal models of stroke-in this instance a photochemical method-is a technique first described by Watson et al. [113]. This technique involves injecting an area of the brain in an animal model of stroke systemically with a photo-sensitive dye and then exposing the area with light to observe the dye. It was found to trigger the release of reactive oxygen species, which in turn induced peroxidative damage to the endothelium and to the thrombus formation [114]. Illumination of induced infarcts was used to facilitate the analysis of neurodegenerative therapies that were applied to stroke.
Another researcher also used a photochemically induced IS in a rat model of stroke to observe the effects of therapies to reduce deficits and to improve survival following the artery occlusion [115]. Photochemical illumination of induced occlusion was also achieved with optical fibers [116]. The Tsiminis study used photo chemicals to track the progress of infarcts induced by stroke. Stroke actions in real-time by optical fibers to screen variations in C57BL6 mice were intraperitoneally injected with fluorescence concentration of the stroke-inducing dye Rose Bengal. The optical fibers facilitated the researchers in investigating to such an extent that they have suggested using optical fibers as a prognostic tool to gauge whether a stroke was successfully induced, without needing to perform labor-intensive histology or expensive magnetic resonance imaging.
The most common model of MCA occlusion uses intraluminal filament procedures. A study by Belayev et al. [105] was conducted on a rat model of stroke to evaluate a modified method of intraluminal sutures to induce an occlusion of the MCA. In this modification, the sutures were uncoated, whereas, in previous studies, they were coated with poly-L-lysine (a positively charged synthetic polymer of the amino acid(s) l-lysine, known to facilitate the attachment of proteins). Of the seven rats undergoing a 60-min occlusion of the MCA-induced by uncoated sutures, only three had infarcts, whereas in the group with poly-L-lysine–coated sutures, all 7 rats exhibited infarcts that were consistently larger and that exhibited greatly reduced the inter-animal variability of the infarct size. Poly-L-lysine–coated intraluminal sutures also reliably yielded a reversal of the MCA.
Using a rodent stroke model (69 rats and 71 mice), Ardehali and Rondouin studied occlusion of the MCA using microsurgical intra-lumination techniques [106]. Statistical analysis of data from surgical procedures confirmed a success rate of occlusion that was significantly lower in the rats than in the mice, similar to a statistical analysis of data from autopsies of the rats and mice that underwent microsurgical intralumination occlusion. The study also demonstrated that occlusion of the MCA using microsurgical filaments could be performed more successfully in the mice, suggesting those mice are more suitable than rats to study the molecular basis of stroke and to determine the preclinical assessment of neuroprotective agents against stroke. Although occlusion of the MCA with microsurgical filaments was found to be more successfully performed in mice, the procedure was more easily performed in rats [117].
Overall, cell and animal models of stroke are useful and important to understand the basic mechanisms of stroke. Findings from these studies are useful and have improved basic understanding of focal ischemia. Further research is needed to identify precise causal factors of focal ischemia and to better understand early events/mechanisms of stroke.
Postmortem brain studies in ischemic stroke
Postmortem human brain tissue was being used for quantifying cellular and molecular markers of neural courses with the area of improved understanding the variations in the brain caused by neurological diseases [118]. The accurate molecular mechanisms complex in an ischemia tempted brain injury to endure is poorly unstated. The pathophysiology of stroke injury was highly complex, involving interactions among multiple cell types and signal systems [119]. IS, still missing an active neuroprotective therapy, continues to be a major socioeconomic problem through the world. The contribution of peripheral organs through bidirectional communications with the brain following an ischemic stroke has been highlighted [120].
Studies of postmortem brain tissue have previously established their effectiveness in drug finding. The majority of the animal models used that were phylogenetically separated from humans loads of years before [121]. Hence, human postmortem brain tissues are needed to exclude model-specific objects and to classify stroke-specific ‘target space’ including dissimilar pathological activities and brain cell kinds. When studying human postmortem brains, we need quality control parameters to assess quality, which might reduce the heterogeneity among samples. However, the results of these techniques are affected by other factors as well [122]. New research techniques such as gene expression profiling and proteomics using postmortem brain tissues are providing exciting new avenues for research on human subjects.
Inflammation is a hallmark of stroke pathology and these inflammatory biomarkers (tumor necrosis factor, interleukin 1, and interleukin 6) control tissue injury in an experimental stroke and are, therefore, potential targets for future stroke therapy. Tumor necrosis factor (TNF) is the only cytokine that has been considered by immunohistochemical methods in postmortem human stroke tissue [123]. Previous research findings supported the hypothesis that TNF-α might be involved both in the acute proliferation of inflammatory developments and cell demise and perhaps in the later reconstruct processes of human IS [124, 125].
Several reports have shown that T-cells can promote ischemic damage, the signaling intermediates, but the mechanisms which are involved in it is not yet known [126, 127]. In 2011, Chaitanya and coworkers addressed the role of cytotoxic T-cell (CTL) derived granzyme-b (Gra-b) in neuronal demise related to ischemic damage using human postmortem stroke samples. The study indicated that Gra-b released by CTLs could mediate neuronal death by inhibiting anti-apoptotic molecules and by activating pro-apoptotic molecules in the stroke brain. These results suggested that increased leukocyte infiltration and elevated Gra-b levels in the post-stroke brain could persuade contact-dependent and autonomous post-ischemic neuronal death to worse stroke injury. Further, they have concluded that future therapeutic targets for stroke might be enhanced by effectively inhibiting several cytotoxic proteases especially Gra-b to mitigate the pathology of cerebral ischemia [128].
Cuadrado et al. used autopsy brains from 6 patients (3 males, 3 females) who had total anterior circulation infarcts and documented occlusion of the MCA, and the brains of 3 patients who died because of non-inflammatory and non-neurological disease were used as controls to compare and determine the protein expression pattern within the different areas of the ischemic brain [129]. Dihydropyrimidinaserelated protein 2 (DRP-2), vesicle-fusing ATPase (NSF), and Rho dissociation inhibitor 1 (RhoGDI1) were determined the cellular localization in brain parenchyma. Further, these results contributed to the understanding of the progressions that follow cerebral ischemia and the recognized proteins might be beneficial targets or biologic markers for defining the analysis and prediction of stroke.
The first quantitative clinical proteomics study in the area of ischemic stroke was done in 2013 using an iTRAQ-2D-LC–MS/MS-based quantitative proteomic profiling approach. The proteins related to reactive gliosis such as Vimentin (VIM), Glial fibrillary acidic protein (GFAP), and anti-inflammatory response proteins Annexin (ANXA1, ANXA2) showed an increasing trend. The elevation of ferritin proteins (FTL, FTH1) might indicate an iron-mediated oxidative imbalance aggravating the mitochondrial failure and neurotoxicity. Deregulated proteins could be useful as probable therapeutic targets or biomarkers for an ischemic stroke [130].
Experiments have revealed that cerebral ischemia induced using the MCA occlusion method alters the receptor expression in cerebral arteries [131, 132]. In order to examine whether the hypothesis was valid in humans by defining if cerebral ischemia upregulates receptors in the MCA, Vikman and Edvinsson conducted a gene expression profiling in the human MCA after a cerebral ischemia. ELK3, LY64, Metallothionein IG, POU3F4, Actin a2, RhoA, and smoothelin were regulated the same way when checking array expression with real-time PCR. Gene expression studies in the human MCA leading to the ischemic region was alike to that seen after MCA occlusion in rats. Further, they found new genes that support the dynamic changes that occur in the MCA distributing to the ischemic region [133].
A research group from the UK conducted microarray RNA expression analysis of cerebral white matter lesions (WML) and revealed changes in multiple functional pathways. They identified 8 major pathways in which multiple genes showed changed RNA transcription among 502 genes that were differentially expressed in WML compared to controls. In WML, 409 genes were altered involving the same pathways. They identified the number of genes that might be relevant to the pathogenesis of WML associated with aging [134].
Mitsios and coworkers demonstrated a microarray study of gene and protein regulation in human and rat brain following MCA occlusion. For this study, they have obtained 12 patients human brain tissue samples who died of acute IS. Their findings confirmed previous studies reporting that gene expression screening can detect identified and unidentified transcriptional structures of stroke and highpoint the significance of research by human brain tissue in the search for unique therapeutic agents [135].
Very recently Frugier et al. [136] studied for the first time the expression and cellular localization of three autophagic markers such as microtubule-associated protein 1 light chain 3 (LC3), sequestosome 1 (SQSTM1), and Beclin 1 (BECN1) using postmortem brain tissue from patients with a history of stroke. They observed that an increase in staining in LC3, SQSTM1 and the improved presence of autophagic vesicles after a stroke. Further, they have concluded that there was still controversy over whether autophagy was of benefit or detrimental to the neurological outcome after stroke, the confirmation of the existence of altered autophagy in human samples will ultimately aid in the translation of compounds targeting autophagy into the clinical sphere as potential therapeutics to combat the cell death associated with stroke.
These postmortem brain studies have improved our understanding of stroke and its molecular links to VaD. Further research is still needed to understand causes of stroke, leading to VaD.
CONCLUSIONS AND FUTURE DIRECTIONS
Stroke is the second leading cause of death and the third leading cause of disability-adjusted, life-years worldwide. The risk of having a stroke increases at the age of 55 but it can occur at any age. Stroke is an interruption to the supply of blood to the brain, with developing clinical signs of disruption of cerebral function leading to death with no apparent cause other than the vascular origin. Cerebral abnormalities in stroke, particularly ischemic stroke, may lead to biochemical dysfunction in the brain, ultimately leading to VaD and AD. Recent research revealed that stroke can be controlled by modifiable risk factors, including diet, cardiovascular, hypertension, smoking, diabetes, obesity, metabolic syndrome, depression, and traumatic brain injury. Animal models have been used to study modifiable factors of stroke, including atherosclerosis, hypercholesterolemia, and hypertension. Multiple approaches have been advanced to develop biomarkers, including circulatory miRNAs, blood-based protein markers, coagulation and thrombosis biomarkers. Among these, circulatory miRNAs are reported to be promising peripheral biomarkers in stroke and stroke-linked VaD and AD.
Although so much research has been done on ischemic stroke and its molecular and cellular links with VaD, 1) we still do not have a complete understanding of the causal factors of stroke and its molecular basis of pathogenesis and 2) we still do not have a complete understanding of the genetic basis of ischemic stroke leading to VaD and AD. Further research is needed to answer these important questions.
