Abstract
This AOTA Position Statement describes the role of occupational therapy practitioners in providing services to children and youth with a variety of sensory processing patterns and sensory integrative dysfunction. It also serves as a resource for policymakers, funding and reimbursement sources, and caregivers.
This AOTA Position Statement describes the role of occupational therapy practitioners in providing services to children and youth with a variety of sensory processing patterns and sensory integrative dysfunction.
Occupational therapy practitioners (i.e., occupational therapists and occupational therapy assistants) work with children in many settings to provide intervention and habilitation services that support skill acquisition, enhance subjective well-being, cultivate feelings of competency, and facilitate occupational performance and participation (American Occupational Therapy Association [AOTA], 2020c). When registering, processing, and integrating sensory information interferes with a child’s performance in everyday activities, they may have difficulty with self-regulating their emotions and behavior, engaging in coregulation with trusted peers and adults, performing everyday activities, and participating in different environments. Occupational therapy practitioners may use sensory-based interventions or Ayres Sensory Integration® (ASI) to support the child’s engagement and participation at home, in schools, and in the community.
Occupational therapy practitioners use evidence-based, theory-driven, sensory-based interventions and/or ASI after a comprehensive occupational therapy evaluation has been conducted by an occupational therapist and when the assessment results indicate an occupational performance limitation related to a child’s difficulty processing or integrating sensory information (Gillen et al., 2019). The purpose of this Position Statement is to describe the role of occupational therapy practitioners in providing services to children and youth with a variety of sensory processing patterns and sensory integrative dysfunction. This statement also serves as a resource for policymakers, funding and reimbursement sources, and caregivers.
Definitions
The following definitions, presented in alphabetical order, are commonly used while discussing sensory-based and ASI interventions and will be used throughout this Position Statement: ▪ Ayres Sensory Integration (ASI): An evidence-based intervention provided by occupational therapy practitioners with advanced training after an evaluation is completed and the need for such an intervention is identified. ASI intervention follows a systematic approach and a set of fidelity principles (Parham et al., 2011; Schaaf & Mailloux, 2015), including ▪ individually tailored activities that challenge sensory processing and motor planning, encourage movement and organization of self in time and space, and use “just right” challenges; ▪ opportunities for children to integrate sensory information (i.e., visual, auditory, tactile, proprioceptive, vestibular, and interoceptive input) from their bodies and the environment; and ▪ use of clinical equipment in purposeful and playful activities to improve adaptive behavior. ▪ Interoception: One’s ability to detect or register changes in internal organs through specific sensory receptors (e.g., awareness of heart rate or thirst, state of alertness; AOTA, 2020c). ▪ Praxis: The ability to conceptualize, plan, and execute a nonhabitual motor act, including representational or nonrepresentational imitation and gesture production, with or without the use of tools (Abrams et al., 2022; Ayres, 1979, 1989). ▪ Coregulation: One’s ability to monitor another’s emotions and behavior and adjust their own actions and responses, leading to positive interactive exchanges (Hobson et al., 2016). ▪ Self-regulation: One’s ability to manage emotions and behavior in a way that is appropriate for the activity or circumstances, including regulation of responses to sensory input from their body and the environment (Williams et al., 2020). ▪ Sensory-based interventions: Interventions that are based on principles of sensory integration theory to address self-regulation, sensory modulation, sensory registration, sensory discrimination, and praxis; they may be implemented in the natural context of home, schools, or community (Bundy & Bulkeley, 2020; Clark et al., 2019; Reynolds et al., 2017; Wilbarger et al., 2020). ▪ Sensory discrimination: The brain’s ability to distinguish among different types of sensory stimuli (Bundy, 2020). ▪ Sensory habituation: A behavioral, emotional, or cognitive response decrement due to stimulus repetition (Rankin et al., 2009). ▪ Sensory integration: The neurological process people use to organize information received through the body’s sensory systems and produce purposeful and adaptive responses to the environment (Bundy & Lane, 2020; Kilroy et al., 2019). ▪ Sensory integrative dysfunction: Difficulty modulating sensory input in the central nervous system to plan, organize, and carry out a purposeful and adaptive response (Bundy & Lane, 2020; Mailloux et al., 2011). ▪ Sensory modulation: The nervous system’s regulation of its own activity and the tendency to generate responses that are appropriately graded in relation to incoming sensory stimuli, rather than over- or under-responding to them (Ayres, 1979). ▪ Sensory processing disorder: Patterns of behavior that are associated with sensory processing differences and difficulty modulating sensory input (e.g., overresponsivity, underresponsivity, sensory seeking), discriminating distinct types of sensory input (e.g., visual, auditory, tactile, vestibular, proprioceptive, taste, smell), and sensory-based motor disorders (e.g., poor motor planning and postural disorders; Bundy, 2020; Bundy & Lane, 2020).
Sensory processing patterns: Patterns of behavior that are characterized by how a person detects and manages responses to sensory input. In the present framework, thresholds for detecting sensation range from high (e.g., slow to detect) to low (quick to detect), and self-regulation ranges from passive (not bothered by stimuli) to active (reactive to stimuli). These two continua interact to describe four sensory processing patterns: (1) registration (high threshold and passive self-regulation), (2) seeking (high threshold and active self-regulation), (3) sensitivity (low threshold and passive self-regulation), and (4) avoiding (low threshold and active self-regulation; Dean et al., 2018; Dunn, 2014; Little et al., 2018).
Importance and Significance of This Topic
Researchers have identified atypical sensory reactivity within the general U.S. population of between 5% and 16.5% (Ahn et al., 2004; Ben-Sasson et al., 2009; Jussila et al., 2020). The rates of sensory processing difficulties increase in neurodivergent children, autistic children, and children with developmental delays and disabilities (Kilroy et al., 2019; Little et al., 2018; Tomchek et al., 2015). In a study of children with prenatal alcohol exposure, approximately 73% of the sample demonstrated atypical sensory processing (Jirikowic et al., 2020). In studies of autistic children, 53% to 95% of the samples have demonstrated some degree of sensory processing difficulties (Jussila et al., 2020; Tomchek & Dunn, 2007). Children without co-occurring disabilities may also have sensory processing disorders characterized by sensory overresponsivity, sensory underresponsivity, and sensory seeking (Mulligan et al., 2021). At-risk children may also demonstrate unique sensory processing patterns (Reynolds et al., 2008). Some children who experience trauma may demonstrate sensory sensitivities and avoidance into adulthood (Engel-Yeger et al., 2015). The medical community recognizes the effect of a sensory processing disorder on children’s development and engagement in daily activities. Sensory processing disorder is included in the Diagnostic Classification of Mental Health and Developmental Disorders of Infancy and Early Childhood—Revised (Egger & Emde, 2011) and the Interdisciplinary Council on Developmental and Learning Disorders’ Diagnostic Manual for Infants and Young Children (Greenspan & Wieder, 2008). Whereas the medical community may assign this diagnosis to a child, the role of the occupational therapist is to identify the occupational performance limitations through a comprehensive occupational therapy evaluation process with a thorough assessment of sensory discrimination, modulation, and integrative functioning. Altogether, this body of research suggests that sensory-based and ASI interventions may be necessary for some children to engage in everyday activities and participate at home, in school, and in the community.
The Occupational Therapy Process
As identified in the Occupational Therapy Practice Framework, Domain and Process, 4th Edition, occupational therapy practitioners are trained to consider occupation, context, performance patterns, performance skills, and client factors (AOTA, 2020c). Occupational therapists develop an occupational profile, identify a child’s strengths, and evaluate a child’s occupational performance by using a variety of assessment tools and strategies to gather relevant information. When referrals or observations suggest sensory-, motor-, and praxis-related performance limitations, the occupational therapy evaluation includes skilled assessment of these areas. Assessments may include an analysis of the child’s occupational performance during a variety of tasks to determine the demands of the activities (e.g., objects and their properties, space, sequencing, timing), social and physical characteristics of the environments, and effectiveness of the child’s performance skills and patterns in those activities and environments. The occupational therapist conducts assessments of sensory and neuromotor functions through observations in various environments and analyzes play performance and functional participation of the child in response to the setting’s demands (Bundy, 2020; Glod et al., 2015; Watling et al., 2018; Watts et al., 2014). A thorough evaluation of sensory functions must be completed before initiating sensory-based or ASI interventions (Gillen et al., 2019). Practitioners must ensure that the needs of the client that have been identified through the evaluation process are linked to sensory processing differences before implementing a sensory approach to intervention. Understanding differences in a client’s sensory preferences, thresholds, and sensory habituation should guide goal setting and intervention strategies, especially with autistic clients (Green et al., 2019; Jamal et al., 2021). Occupational therapists continue to reevaluate a child’s response to interventions throughout service delivery to ensure that the occupational therapy plan continues to be supportive of the child’s goals, sensory needs, and occupational performance.
The full scope of occupational therapy services expands far beyond the use of sensory-based and ASI interventions, if one or more type of sensory processing– or self-regulation–related deficits are revealed during the evaluation, the use of sensory-based or ASI interventions is appropriate; however, occupational therapy practitioners should combine interventions to address the full scope of occupational performance limitations across environments (Reynolds et al., 2017). Services may be provided individually (e.g., providing one-on-one intervention to remediate vestibular–ocular difficulties affecting visual tracking and handwriting), through consultation and collaboration with groups (e.g., establishing a movement break routine for whole classrooms), or through education and training (e.g., offering staff in- services on sensory regulatory strategies and awareness of sensory needs). When providing intervention services, occupational therapy practitioners consider occupational performance in all contexts and collaborate with the child’s family, teachers, and other service providers to facilitate carryover, generalization, and consistent use of strategies to support participation. The choice of interventions is guided by the best available research regarding the effectiveness of the intervention related to the identified occupation-based goals for the child.
Sensory-based interventions focus on how sensory input within the environment affects the child’s performance and participation. Occupational therapy practitioners use sensory-based interventions to address specific needs related to sensory modulation or sensory discrimination (Watling et al., 2018). Occupational therapy practitioners design multifaceted interventions that consider the sensory needs of the child within many ever-evolving contexts (i.e., authentic activity settings and routines; Reynolds et al., 2017). For example, interventions may include educating school personnel to consider sensory processing patterns or factors when addressing student concerns, implementing daily routines that incorporate sensory-based activities (Mills et al., 2016, 2021), or modifying the environment to match a child’s sensory needs and support participation (Piller & Pfeiffer, 2016). In addition, self- regulation and co-regulation skills may be taught to the child so that they are able to recognize when they are experiencing sensory processing challenges (e.g., reaching their sensory threshold) and begin to independently use strategies to manage emotions and behaviors in a manner that is effective within the activity or circumstance (Dunn et al., 2012; Watling & Hauer, 2015). Sensory-based strategies implemented without the assessment, planning, and oversight of an occupational therapist do not constitute occupational therapy.
The use of ASI interventions requires advanced training in evaluation and implementation following the ASI fidelity principles (Parham et al., 2011). Intervention is provided by a skilled occupational therapy practitioner who is guided by the interpretation of a thorough assessment and who provides services within a therapeutically designed setting with appropriate space and equipment. This method relies on interactions between the occupational therapy practitioner and child in a sensory-rich environment and uses a collaborative and playful approach, with attention to the child’s successful adaptation to a variety of novel challenges, including sensory modulation, sensory-based motor performance and postural skills, and praxis (Andelin et al., 2021; Kashefimehr et al., 2018; Omairi et al., 2022; Pfeiffer et al., 2011; Schaaf et al., 2014; Steinbrenner et al., 2020). Collaboration with caregivers is essential, as are the one-to-one interactions with the child (Dunn et al., 2012; Miller Kuhaneck & Watling, 2018; Parham et al., 2021; Reynolds et al., 2017).
Through the use of accurate functional baseline data, measurable goals, and data collection to monitor a child’s successful participation in the natural environment, occupational therapy practitioners provide accountability for a child’s progress based on occupational therapy intervention. Goal attainment scaling is one method often used to measure achievement toward customized, participation-based goals (Mailloux et al., 2007).
The occupational therapist and occupational therapy assistant collaborate to meet the needs of children and youth with occupational performance limitations related to differences in sensory processing patterns and sensory integration dysfunction. Under the direction and supervision of the occupational therapist to develop the occupational profile and evaluate a child’s occupational performance, the occupational therapy assistant may share skilled assessment data collected in the child’s natural environment or by implementing select assessment tools on which they have been trained (AOTA, 2020b). The occupational therapist and occupational therapy assistant may collaboratively develop, implement, and adjust the sensory-based interventions across a variety of settings, including, but not limited to, early intervention home visits, schools, inpatient hospitals, outpatient clinics, and community-based settings. Examples are provided in Case Studies 1 through 5.
Case Study 1: Leo, Age 2 Years, 2 Months
Note. ADHD = attention deficit hyperactivity disorder; DAYC–2 = Developmental Assessment of Young Children (2nd ed.; Voress & Maddox, 2013); OT = occupational therapy/therapist.
Case Study 2: Madison, Age 8 Years
Note. ADL/ADLs = activities of daily living; BOT–2= Bruininks–Oseretsky Test of Motor Proficiency (2nd ed.; Bruininks & Bruininks, 2005); OT = occupational therapy/therapist; REAL = Roll Evaluation of Activities of Life (Roll & Roll, 2013); SPM–2 = Sensory Processing Measure (2nd ed.; Parham et al., 2021).
Case Study 3: Johnnel, Age 17 Years
Note. COPM = Canadian Occupational Performance Measure (Law et al., 2019); IEP = individualized education program; OT = occupational therapy/therapist; OTA = occupational therapy assistant; RSP = resource specialist program; SPM–2 = Sensory Processing Measure (2nd ed.; Parham et al., 2021).
Case Study 4: Occupational Therapy Pre-Kindergarten Class
Note. OT = occupational therapy/therapist; OTA = occupational therapy assistant.
Case Study 5: Manufacturer of Developmentally Focused Toys
Note. OT = occupational therapist.
Ethical, Legal, and Regulatory Considerations
Occupational therapy practitioners have a professional and ethical responsibility to provide services that are within their scope of practice and based on their individual level of competence. The AOTA 2020 Occupational Therapy Code of Ethics (AOTA, 2020a) establishes principles that guide safe and competent occupational therapy practice and must be applied when addressing sensory integrative dysfunction and sensory processing differences. Practitioners should ensure that they obtain an understanding of sensory integration theory, how to assess sensory processing and integration differences, and how the components of sensory integration influence success in occupation. Occupational therapy practitioners should be aware that some autistic people may camouflage or mask sensory symptoms as a means to avoid stigma and increase acceptance in certain environments (Corbett et al., 2021). Masking can cause exhaustion, trauma, and loss of self-identity (Miller et al., 2021). Practitioners should use a person-centered and strengths-based approach and educate team members that some autistic children may use certain behaviors for self-regulation, communication, or self-expression (Patten, 2022). Practitioners should refer to relevant principles in the Code of Ethics and comply with state and federal regulatory requirements.
There is emerging evidence of the prevalence of sensory challenges across a variety of marginalized populations with disparities in proper identification and intervention of sensory integration and praxis features. Non-White children, female children, and children whose mothers reported fewer years of education reported fewer sensory features associated with their autism diagnosis (Kirby et al., 2022). Many sensory features may be misidentified as problem behaviors or remain unidentified in certain underrepresented minority pediatric populations (Obeid et al., 2021). Because of this, it is imperative that occupational therapists and occupational therapy assistants demonstrate cultural humility and awareness of bias risks when conducting evaluations and interventions related to sensory processing and integration. Occupational therapists play a critical role with evaluation, educational, diagnostic clinic, and behavior analysis teams to offer skilled interpretation of contextualized behaviors that may be rooted in sensory processing or integration differences.
Funding and Reimbursement
Practitioners use sensory-based and ASI interventions with children with a variety of diagnoses across several practice settings, including, but not limited to, acute care, early intervention, schools, outpatient clinics, community, and mental health. Given the diverse use of sensory-based and ASI interventions, funding is contingent on diagnosis, practice setting, and geographic location. Practitioners must become familiar with relevant third-party payer policies in their state and may need to educate payers about the need for sensory-based and ASI interventions and the expected outcomes.
Conclusion
Sensory integration is one of several theories and methods used by occupational therapists and occupational therapy assistants working with children and youth. When children demonstrate limitations related to self-regulation, co-regulation, sensory registration and discrimination, sensory modulation, and sensory-based motor performance that interfere with their ability to perform everyday activities and participate in daily routines, occupational therapy using sensory-based interventions, or an ASI approach, can be used effectively to support occupation-based outcomes.
Footnotes
Authors
Julie Miller, MOT, OTR/L, SWC
Amy Owens, OTR
Meredith Gronski, OTD, OTR/L, CLA, FAOTA
Susan Cahill, PhD, OTR/L, FAOTA
Susanne Smith Roley, OTD, OTR/L, FAOTA
Julie Bissell, OTD, OTR/L, ATP, FAOTA
Gloria Frolek Clark, PhD, OTR/L, FAOTA
Meredith Gronski, OTD, OTR/L, CLA, FAOTA, Chairperson
Adopted by the Representative Assembly Coordinating Council (RACC) for the Representative Assembly, August 29, 2023.
Note. This document replaces the 2015 document Occupational Therapy for Children and Youth Using Sensory Integration Theory and Methods in School-Based Practice, previously published and copyrighted by the American Occupational Therapy Association in the American Journal of Occupational Therapy, Vol. 69(Suppl. 3), 6913410040.
Copyright © 2023 by the American Occupational Therapy Association, Inc.
