Abstract
This study examined the comparability and test–retest reliability of the machine learning–based Stroke Impact Scale with that of the original Stroke Impact Scale–Third Edition in an independent sample of people with stroke.
The Stroke Impact Scale–Third Edition (SIS 3.0) is a well-known outcome measure used to assess health-related quality of life of stroke patients. The SIS 3.0 consists of 59 items assessing eight domains, such as Activities of Daily Living (Duncan, Bode, et al., 2003). To improve the feasibility of administration, three short-form versions of the SIS 3.0 have been developed, including two 8-item versions (Jenkinson et al., 2013; MacIsaac et al., 2016) and a 16-item version (Mohammad et al., 2014). The two 8-item versions each consist of 1 item for each domain (Jenkinson et al., 2013; MacIsaac et al., 2016), and both generate a single total score to represent the overall level of health-related quality of life (Jenkinson et al., 2013; MacIsaac et al., 2016). The 16-item version, however, contains 2 items for each domain (Mohammad et al., 2014), and eight domain scores are calculated to reflect the quality of life for each aspect of life. These short-form versions and the original SIS 3.0 have been widely used in research to evaluate the effectiveness of stroke rehabilitation.
The machine learning–based Stroke Impact Scale (ML–SIS) is a newly developed short form of the SIS 3.0 (Lee et al., 2022). The ML–SIS was developed to estimate eight domain scores, comparable to those of the SIS 3.0, using a few selected items from each domain of the SIS 3.0. The domain scores are calculated using pretrained deep neural networks established in a previous study (Lee et al., 2022). Compared with the aforementioned short-form versions (Duncan, Lai, et al., 2003; Jenkinson et al., 2013; MacIsaac et al., 2016; Mohammad et al., 2014), the major advantage of the ML–SIS is the comparability of its scores to those of the original SIS 3.0. Because the ML–SIS was developed to estimate scores for the eight SIS 3.0 domains (Lee et al., 2022), the estimated scores have the same scaling as those of the SIS 3.0 (Lee et al., 2022). In contrast, the other short forms of the SIS 3.0 report either a single total score only (Duncan, Lai, et al., 2003; Jenkinson et al., 2013; MacIsaac et al., 2016) or eight domain scores on which the range of scores differs from those of the SIS 3.0 (two items for each domain vs. four to nine items for each domain; Duncan et al., 1999; Hamza et al., 2012; Mohammad et al., 2014). Therefore, these short-form scores are hard to compare with those of the SIS 3.0, and the short forms cannot be used interchangeably with the SIS 3.0. On the basis of these considerations, the ML–SIS appears to be a promising short form that can lessen the burden of assessments, particularly in time-pressed clinical settings.
However, some uncertainties have limited the utility of the ML–SIS. First, the ML–SIS has not been cross-validated. Thus, its comparability to the original domain scores remains largely unknown. Second, its test–retest reliability has not been examined. Therefore, whether the ML–SIS is as reliable as the SIS 3.0 in repeated assessments is in doubt. Third, the ML–SIS was developed using data collected 90 days after stroke (Lee et al., 2022), so its usefulness with patients at other stages of stroke, such as the chronic stage, is unknown. Fourth, the ML–SIS has yet to be examined with people of different languages and cultures. As a result, whether the ML–SIS can be used in place of versions of the SIS 3.0 in other languages is unknown.
Taken together, although the ML–SIS has merits as an alternative to the SIS 3.0, cross-validation is warranted; it can be conducted with a cross-cultural sample with varying stroke chronicity to compare ML–SIS scores and test–retest reliability with those of the original SIS 3.0. If the ML–SIS shows comparable domain scores and test–retest reliability in such a sample, the results will provide strong evidence supporting the utility of the ML–SIS.
The current study aimed to cross-validate the ML–SIS in a cross-cultural sample with varying stroke chronicity for comparability and test–retest reliability. The research questions were as follows: (1) Can the ML–SIS can provide scores comparable to those of the original SIS 3.0 and (2) is the test–retest reliability of the ML–SIS similar to that of the SIS 3.0?
Method
Participants
The data were extracted from a previous study that examined the psychometric properties of three Mandarin Chinese versions of commonly used health-related quality-of-life measures (Chou et al., 2015). In that study, people with stroke were recruited from rehabilitation wards and outpatient departments of five general hospitals from August 2008 to June 2010 (Chou et al., 2015). The inclusion criteria were as follows: diagnosis of stroke, hemiplegia due to stroke, older than age 18 yr, ability to complete the self- reported health-related quality-of-life questionnaire, and ability to follow simple instructions (Chou et al., 2015). Data collection was approved by the institutional review boards of the five general hospitals. All participants provided informed consent before participating in that study.
Procedures
The demographic data were collected through interviews and confirmed through medical charts. The clinical data, including cognitive function (assessed with the Mini-Mental State Examination [MMSE]; Burns et al., 1998), stroke severity (assessed with the National Institutes of Health Stroke Scale [NIHSS]; Brott et al., 1989), and level of disability (assessed with the Barthel Index [BI]; Mahoney & Barthel, 1965), were compiled by licensed occupational therapy practitioners at the first assessment. The SIS 3.0 was completed by the participants themselves 2 wk apart (2–4 wk is considered an adequate interval for examining test–retest reliability; Chiang et al., 2023; Marx et al., 2003). In addition to the standard scoring process of the SIS 3.0, item scores were extracted to simulate administration of the ML–SIS and to produce corresponding domain scores.
Measures
The SIS 3.0 was developed to monitor health-related quality of life among people with stroke (Duncan, Bode, et al., 2003). As noted earlier, the SIS 3.0 consists of 59 items divided into eight domains: Strength, Hand Function, Activities of Daily Living/Instrumental Activities of Daily Living, Mobility, Communication, Emotion, Memory and Thinking, and Participation/Role Function. Items are rated on a 5-point Likert-type scale for self-perceived difficulty (1 = not difficult at all, 5 = extremely difficult) in performing specific activities (e.g., think quickly) and the frequency (1 = none of the time, 5 = all of the time) of specific conditions (e.g., feel sad). Item scores for each domain are summed as domain scores to indicate the level of satisfaction with these life aspects. A higher score indicates higher satisfaction. The SIS 3.0 has generally good reliability and validity among people with stroke. In this study, the Mandarin Chinese version of the SIS 3.0 was adopted (Chou et al., 2015; Lin et al., 2010) because it has also shown good reliability and validity with people with stroke (Chou et al., 2015; Lin et al., 2010).
The ML–SIS was developed to improve the efficiency of the original SIS 3.0 (Lee et al., 2022). The ML–SIS uses about 50% of the items (i.e., 28 items) to achieve scores comparable to those of the original measure (Lee et al., 2022). Moreover, the ML–SIS shows improved interpretability because it provides a single score for each domain and a range of estimated scores, just like confidence intervals. Such advantages are achieved by the 50 parallel models, which were trained using the development set of data randomly sampled by a bootstrap approach (Lee et al., 2022). With the 50 estimated scores for each domain, the mean of the scores (i.e., the ML–SIS domain score) is a robust approximation of the raw domain score, and the range of the 50 scores represents an interval including the raw domain score. In a previous simulation, the ML–SIS scores—the mean scores of the 50 estimated scores—were consistent with those of the original SIS 3.0, including the correlations among the eight domains (one kind of convergent and divergent validity; Lee et al., 2022). Note that, despite the apparent complexity of ML–SIS scoring, the administration and scoring can be completed by an online system. Thus, the ML–SIS can still be feasible for clinical practice, just like other computerized self-report questionnaires.
The MMSE was used to assess the cognitive function of the participants in this study (Burns et al., 1998). The MMSE has 11 items that assess commonly affected domains of cognitive functions, such as orientation, memory, and language. The MMSE total score ranges from 0 to 30. A higher score indicates better cognitive function. The MMSE has good reliability and validity among people with stroke (Cumming et al., 2013).
The NIHSS was used to determine the participants’ severity of stroke (Brott et al., 1989). The NIHSS consists of 11 items, with a total score ranging from 0 to 42. A higher score represents a more severe stroke. The severity of stroke is classified into four levels: minor (total score <3 points), mild (4–6 points), moderate (7–15 points), and severe (≥16 points). The NIHSS has shown acceptable reliability and validity with people with stroke (Dewey et al., 1999; Goldstein & Samsa, 1997; Zandieh et al., 2012).
The BI was used to assess the participants’ overall level of disability (Mahoney & Barthel, 1965). The BI consists of 10 items assessing common self-care activities. The total score ranges from 0 to 100, and a higher score indicates less disability in self-care activities. The BI has demonstrated good reliability and validity among people with stroke (Hsueh et al., 2001, 2002).
Data Analysis
The comparability of ML–SIS and SIS 3.0 scores was examined using three indices: the coefficient of determinant (R 2), mean absolute error (MAE), and root-mean-square error (RMSE). R 2 is the proportion of shared variance among the total variances. A higher R 2 means a higher similarity of information provided by two scores. In general, R 2 > .90 is considered to indicate excellent comparability.
We used the MAE and RMSE to demonstrate the magnitude of discrepancy between the eight domain scores of the ML–SIS and the SIS 3.0. Given that these domains consist of 4 to 10 items, both indices were acceptable if values were smaller than the range of an item (i.e., 4 points; Lee et al., 2022). MAE% and RMSE% were also calculated by dividing the MAE and RMSE by the mean domain scores to demonstrate the proportion of discrepancies in patients’ scores. However, because there is currently no consensus on the acceptable criteria for MAE% and RMSE%, we considered percentages smaller than 10% to be good (Smidt et al., 2002).
We examined the test–retest reliability of the ML–SIS with the intraclass correlation coefficient (ICC), using the two-way random model with the absolute agreement of single-score mode (Koo & Li, 2016). A higher ICC value indicates better consistency between scores from repeated assessments. In general, ICC values of .70 and higher are good and sufficient for group-level comparisons, and values of .90 and higher are excellent and sufficient for individual-level comparisons (Aaronson et al., 2002).
The random measurement error of the ML–SIS was examined using the standardized error of measurement (SEM). The SEM was estimated using the formula SEM = SDpool
×
Systematic bias was examined using Cohen’s d. Cohen’s d is a standardized score representing the magnitude of difference between the mean scores obtained from the first and second assessments relative to the pooled standard deviation of the two scores (Portney & Watkins, 2009). A larger d indicates a larger difference: d < 0.2 is trivial, d ≥ 0.2 is small, d ≥ 0.5 is moderate, and d ≥ 0.8 is large (Portney & Watkins, 2009). The paired t test was adopted to examine whether the differences in mean scores obtained from the first and second assessments were larger than standard errors. In this study, trivial and insignificant differences were expected because the participants’ health-related quality was assumed to be stable across the repeated assessments.
Results
The 263 Taiwanese participants had a mean age of 59.8 yr (Table 1), with more men (69.6%) than women, mild stroke severity (mean NIHSS score of 4.4), intact cognitive function (mean MMSE score of 26.2), and limited disability (mean BI score of 79.7). About half (54.8%) of the participants completed both assessments. The characteristics of the participants who completed the first and second assessments were similar to those of the participants who did not, except that their mean age was younger (58.3 yr vs. 61.1 yr, respectively; p = .042) and overall disability was milder (mean BI scores 85.5 vs. 72.7, respectively; p < .001).
Participant Characteristics
Note. BI = Barthel Index; MMSE = Mini-Mental State Examination; NIHSS = National Institutes of Health Stroke Scale.
*p < .05.
Overall, the ML–SIS yielded scores that were generally identical (R 2s = .87–.95; Table 2) to those of the SIS 3.0, except those of the Emotion domain. The discrepancy between the two scores in each domain (MAEs = 0.72–2.40; RMSEs = 1.08–3.28) was smaller than the score for an item (i.e., 5 points) and made up about 10% of the mean domain score (MAE%s = 0.02–0.09; RMSE%s = 0.04–0.14), except for the Emotion domain.
Comparability of Scores on the ML–SIS and the Original SIS 3.0
Note. N = 263. ADLs/IADLs = Activities of Daily Living/Instrumental Activities of Daily Living; ICC = intraclass correlation coefficient; MAE = mean absolute error; ML–SIS = machine learning–based Stroke Impact Scale; RMSE = root-mean-square error; R 2 = coefficient of determination; SIS 3.0 = Stroke Impact Scale–Third Edition.
aThe extremely low R 2s for this domain indicates that the emotion scores provided by the ML–SIS were different from and uncorrelated with those of the SIS 3.0. Thus, the emotion scores were not further examined.
Regarding psychometric performance in repeated assessments, the performance of the ML–SIS was similar to that of the SIS 3.0, including test–retest reliability (ICCs = .39–.87 vs. .46–.87, respectively; Table 3), random measurement error (SEMs = 2.37–5.16 vs. 2.40–5.56, and SEM% = 0.09–0.22 vs. 0.08–0.22, respectively), and systematic bias (Cohen’s ds = 0.00–0.12 vs. −0.06–0.14, respectively). The results did not include the Emotion scores because their comparability was unsatisfactory (a low R 2 was found). We note that the ICC values for some domains of the ML–SIS and the SIS 3.0 were below the acceptable criterion of .70: the Memory and Thinking (.58 vs. .60), Communication (.39 vs. .46), and Participation (.60 vs. .55) domains.
Test–Retest Reliability of the ML-SIS and the SIS 3.0
Note. Min–max indicates the minimal and maximal scores provided by the 50 models of the ML–SIS that were developed to demonstrate the variations in estimated scores. The p value indicates the results of a paired t test. ADLs/IADLs = Activities of Daily Living/Instrumental Activities of Daily Living; ICC = intraclass correlation coefficient; ML–SIS = machine learning-based Stroke Impact Scale; SEM = standard error of measurement; SIS 3.0 = Stroke Impact Scale–Third Edition.
aThe performance of the ML–SIS emotion scores could reasonably be ignored for their unsatisfactory comparability.
Discussion
The ML–SIS yielded scores that were very similar to those of the SIS 3.0, except for the Emotion domain. These findings indicate that the ML–SIS works well in an independent sample, regardless of the differences in culture between where it was original developed, the United States, and the current cross-validation in Taiwan. With the Emotion scores excluded, the ML–SIS seems to be a robust short-form measure that can provide scores that are valid and comparable to those of the original SIS 3.0. The ML–SIS can be a promising alternative for clinicians to achieve efficient assessment with scores comparable to those of the original SIS 3.0.
The Emotion domain was the only one that showed unsatisfactory comparability. This finding may have two explanations. First, the emotional responses of people with stroke may differ between Americans and Asians; this proposition may be partially supported by a previous study showing that “being respected” is recognized as a unique requirement for Asians–Taiwanese (Yao et al., 2002). Second, emotional status may be inconsistent between people with different stroke chronicity. Given that the ML–SIS was developed for people in a subacute stage (i.e., 90 days after stroke onset; Lee et al., 2022), it may not generalize to people with stroke in a chronic stage (about half of our participants were outpatients, but we could not separate them out because the time elapsed since stroke onset was not recorded; Chou et al., 2015). Regardless of the reasons for the negative results, the current findings demonstrate that the Emotion scores yielded by the ML–SIS are invalid. If the Emotion scores are needed, given that the ML–SIS includes all but one (“having nothing to look forward to”) of the Emotion items (Lee et al., 2022), users can further administer that item to obtain the Emotion score through the original scoring process. By doing so, prospective users can obtain Emotion scores for the SIS 3.0.
The test–retest reliabilities between the ML–SIS and the SIS 3.0 were very similar in all the domains, except for the Emotion domain. Test–retest performance between the two measures was also similar for the indices of random measurement (SEM values) and systematic bias (Cohen’s ds). The near-identical performances can be explained by the comparability of the ML–SIS scores to the original SIS 3.0 scores. In summary, the current findings suggest that the ML–SIS is as reliable as the original SIS 3.0. Thus, the findings lend support for the utility of the ML–SIS as an efficient alternative to the SIS 3.0.
The relatively low ICCs in some domains of the original SIS 3.0 may be a concern. For example, three of the eight domains (Memory and Thinking, Communication, and Participation) had ICCs lower than .70, which is a criterion for group-level comparisons (Aaronson et al., 2002). The findings may be explained by the nature of the participants. These participants were recruited from rehabilitation wards (subacute patients) and outpatient departments (chronic patients; Chou et al., 2015). Because the subacute patients’ quality of life might have increased over time because of the effects of rehabilitation and natural recovery, their scores on the second assessments would be higher than those on the first assessments and lead to low test–retest reliability (Bernhardt et al., 2017). However, given that the time since stroke was not recorded, we could not separate the participants who might have had improvement (subacute patients) from those who might have a stable quality of life (chronic patients). As a result, the current results for test–retest reliability may have been underestimated. Note that this study aimed to compare the test–retest reliability between the two measures, and the results showed that their test–retest reliabilities were similar. Thus, despite the limitation of the mixed sample, the current findings still support that the ML–SIS is as reliable as the SIS 3.0.
Interestingly, the ICC values for the SIS 3.0 were inconsistent with those from a previous study (Chou et al., 2015) that used the same dataset (current study, ICCs = .46–.87; previous study, ICCs = .67–.96). This inconsistency may be related to the sample size, the ICC models adopted, or both. Regarding the sample size, our sample was slightly larger than that in the previous study (144 vs. 121 people with stroke; Chou et al., 2015). In this study, we included only participants who had complete SIS 3.0 data for both the first and the second assessments, regardless of missing data for other variables, such as demographic characteristics. However, the previous study included participants only if they had complete data for all variables (Chou et al., 2015). As for the issue of ICC models, the two-way random model with the absolute agreement of the single score mode was used in this study; this model reduces the ICC values for any inconsistency in each pair of scores (Koo & Li, 2016). However, in the previous study, the adopted model was not specified (Chou et al., 2015). If the consistency mode was used in that study, higher ICC values are reasonable because that model targets the linear relationships but not the actual differences between the pairs of scores. Nevertheless, this issue does not affect the conclusions of the current study (Koo & Li, 2016).
Limitations
Some limitations may affect the generalizability of the current study. First, the participants were recruited through convenience sampling. Thus, the participants may not represent the whole population of people with stroke. Second, the characteristics of the participants in the current study differ from those of the development study on numerous elements, such as language (Mandarin Chinese vs. English) and chronicity (mixture of subacute and chronic patients vs. subacute patients exactly 90 days after stroke). Therefore, the causes of some differences in the ML–SIS’s psychometric properties could not be identified. Third, the data were collected about 15 yr ago. Accordingly, the findings may be slightly different from those in recent years. Fourth, the participants who completed the repeated assessments were younger and had milder disabilities than those who did not. Therefore, the current findings may have been overestimated. Fifth, this study used the Mandarin Chinese version of the SIS 3.0 items. As a result, the findings may not generalize to other versions.
Implications for Occupational Therapy Practice
This study has the following implications for occupational therapy practice: ▪ The ML–SIS can be used to improve the efficiency of clinical assessments, particularly for repeated assessments, because it is as reliable as the original SIS 3.0. ▪ ML seems to be a promising method to shorten assessments without sacrificing reliability.
Conclusion
Our findings suggest that the test–retest reliability, random measurement error, and systematic bias of the ML–SIS are similar to those of the SIS 3.0. Thus, the ML–SIS can be useful for clinicians to monitor the quality of life in the critical aspects of life for persons with stroke. Other important psychometric properties, such as responsiveness, should be examined in future studies.
Footnotes
Acknowledgments
We have no conflicts of interest to disclose. All authors agree with the stated authorship of and contributions to this article. This research was supported by the Ministry of Science and Technology (MOST 111-2811-B-002-066). Tzu-Yi Wu and Ching-Lin Hsieh contributed equally to this work and serve as corresponding authors.
