Abstract
Purpose
The objective of this study is to determine demographic, clinical, and pharmaceutical factors that are associated with longer endocrine therapy usage duration.
Methods
South Carolina Central Cancer Registry incidence data linked with South Carolina Medicaid prescription claims and administrative data were used. The study included a sample (N = 1399) of female South Carolina Medicaid recipients with hormone receptor-positive breast cancer diagnosed between 2000 and 2012 who filled at least one ET prescription. A series of multiple regression models were built to explore the association of demographic, clinical, and pharmaceutical factors with the endocrine therapy usage duration.
Results
Multiple linear regression analysis showed that none of the demographic or clinical factors tested were significantly associated with the endocrine therapy usage duration. However, the type of endocrine therapy taken as well as receipt of the prescriptions that could have been used to alleviate side-effects (adrenals, nonsteroidal anti-inflammatory agents, anti-inflammatory agents, and vitamins) were significantly associated.
Conclusion
Our study highlights the potential value of concurrent prescriptions for improving the endocrine therapy usage duration, with an optimal intervention point before 14 months post ET initiation. This work informs further research needed to test pharmacologic interventions that may significantly increase the endocrine therapy duration as well as other nonpharmacologic strategies for side-effect management.
Introduction
Endocrine therapy (ET) has been used for decades as the primary means of increasing disease-free survival in women with hormone receptor-positive Stage 0-III breast cancer, yet discontinuation rates remain high.1,2 The percentage of tamoxifen users who discontinued treatment has been estimated to range from 15% to 20% in the first year of therapy to 31–60% at the end of five years. 3 The percentage of aromatase inhibitor users who discontinued treatment ranged from 5% to 25% during the first two years of therapy. 3 Studies examining both tamoxifen and aromatase inhibitor users showed discontinuation rates between 32% and 73% by the end of five years of treatment. 3
Numerous studies have examined factors contributing toward nonadherent, nonpersistent ET use. The following subgroups have been highlighted as at-risk: low socioeconomic status,4–6 low social support,3,7,8 greater comorbidity,7,8 greater drug cost,3,7 greater side-effects,3,8 lack of provider communication regarding the importance of ET,3,8 extremes of age,3,8 and follow-up care with a general practitioner versus a cancer specialist.3,8
As literature has established, the Medicaid population is at high risk for poor ET usage,4–6 with a lack of interventions targeted at this population.9–12 Qualitative studies reveal that side-effects, primarily menopausal symptoms and/or joint pain, emerge as the major barrier to continuing ET for the recommended duration.13–17 Tested interventions have focused on patient education and side-effect management.9,18–21 Recent systematic reviews showed no meaningful improvements over usual care, highlighting the urgent need for more effective interventions.9,21,22 Medications have been recommended to alleviate ET side-effects, including alpha-agonist hypertensives, antidepressants, anticonvulsants, adrenals, nonsteroidal anti-inflammatory agents, anti-inflammatory agents, and vitamins.23–28 The most effective timing and methods for necessary intervention are still under development. The aim of this study is to identify demographic, clinical, and pharmaceutical factors that are associated with an individual's ET usage duration in hopes that these factors can better inform emerging interventions.
Methods
Data source
The study sample was identified using South Carolina Central Cancer Registry incidence data from 2000 to 2012 linked with South Carolina Medicaid prescription claims and administrative data from 2000 through 2016. 29 Probabilistic match by patient first name, last name, social security number, and date of birth was used for the linkage performed by the South Carolina Department of Revenue and Fiscal Affairs. Data were de-identified prior to release to the researchers. Clemson University and South Carolina Department of Health and Environmental Control Institutional Review Boards approved this study.
Sample
The sample included all women in the SC Cancer Registry who met the study inclusion criteria (N = 1399). Sample inclusion criteria were female South Carolina Medicaid recipients ages 18–64 at diagnosis with stage 0–III or unstaged hormone receptor-positive breast cancer diagnosed between 2000 and 2012 and who filled at least one ET prescription. Exclusion criteria were SEER summary stage 7 cancer, estrogen receptor-negative cancers, prior cancer diagnoses, cancer identification through autopsy or death certificate, and dual enrollment in Medicare (since Medicare prescription claim data were not available).
Dependent variable
ET included tamoxifen and the following aromatase inhibitors: Anastrozole/Arimidex, Letrozole/Femara, or Exemestane/Aromasin. Drugs were identified using therapeutic class and National Drug Codes from Medicaid prescription claims. ET usage duration was calculated as the number of months between the first and last ET prescription dispense dates using the date dispensed and days supplied variables from the South Carolina Medicaid pharmacy claims file. Participants were followed from the time of their first ET prescription filled through 2016. ET usage duration is important given that since 2014, the American Society of Clinical Oncology recommends ET usage to up to 10 years in some subgroups, following multiple trials demonstrating disease-free survival benefits for those who take ET for 5–10 years.30–34
Independent variables
Independent variables included the factors hypothesized to be associated with ET usage duration based on literature review. The following demographic, clinical, and pharmaceutical factors were examined:
Demographic: race (white, African American, or other), age at diagnosis, marital status (married/unmarried), and rural/urban residency status (2013 Rural-Urban Continuum Codes). Clinical: SEER summary breast cancer stage, receipt of chemotherapy (yes/no), and receipt of radiation therapy (yes/no). Pharmaceutical: Type of endocrine therapy (Tamoxifen, Anastrozole/Arimidex, Exemestane/Aromasin, Letrozole/Femara, switched between aromatase inhibitors, switched between Tamoxifen and aromatase inhibitors), and filled alpha-agonist hypertensives prescription (yes/no), filled antidepressants prescription (yes/no), filled anticonvulsants prescription (yes/no), filled adrenals prescription (yes/no), filled nonsteroidal anti-inflammatory agents prescription (yes/no), filled anti-inflammatory agents prescription (yes/no), and filled vitamins prescription (B, C, D, K, and/or multivitamin) (yes/no). The prescriptions were identified by therapeutic class code and measured as ever having filled prescription during the study period as evidenced by Medicaid claims.
Provider specialty data had a high number of missing values and therefore was not included in the study.
Statistical analysis
Multiple linear regression models were built to explore the impact of demographic, clinical, and pharmaceutical factors on ET usage duration in months (α = 0.05). First, a series of models was made by singularly entering each of the independent variables with the dependent variable ET usage duration. Then, the combined effect of the independent variables that were significantly associated with the dependent variable was examined. Interactions terms were generated for each pair of significant independent variables and entered as a block to test for significant association with ET usage duration. The final model was generated by removing variables from the model that were no longer significant when controlling for other factors and adding the significant interaction terms. StataMP 14.0 was used for all analyses.
Results
The study sample consisted of 1399 hormone receptor-positive cancer survivors. Fifty-three percent of women in the study sample were white (N = 744), and 44% were African American (N = 622). The median age at diagnosis was 49 years (range: 21–64). Twenty-nine percent (N = 376) were single, 36% (N = 456) were married, and 16% (N = 210) were divorced. Following the 2013 Rural-Urban Continuum Codes for South Carolina, 79% (N = 1101) of the women resided in metropolitan counties. The breakdown by SEER summary breast cancer stage was as follows: Stage 0 (N = 164, 12%), Stage 1 (N = 576, 41%), Stage 2 (N = 24, 2%), Stage 3 (N = 530, 38%), Stage 4 (N = 88, 6%), and unknown (N = 17, 1%). Fifty-three percent (N = 743) of the sample had received chemotherapy, and 44% (N = 612) had received radiation therapy.
Forty-one percent (N = 577) of the women were taking Tamoxifen, and 36% were taking aromatase inhibitors (Anastrozole/Arimidex: N = 199, 14%, Exemestane/Aromasin: N = 34, 2%, Letrozole/Femara: N = 186, 13%, switched between different aromatase inhibitors: N = 91, 7%). Twenty-two percent (N = 312) of the women switched between Tamoxifen and aromatase inhibitors.
Eight percent (N = 110) had filled a prescription for alpha-agonist hypertensives, 60% (N = 838) had filled a prescription for antidepressants, 32% (N = 447) had filled a prescription for anticonvulsants, 60% (N = 843) had filled a prescription for adrenals, 57% (N = 801) had filled a prescription for nonsteroidal anti-inflammatory agents, 28% (N = 386) had filled a prescription for anti-inflammatory agents, and 27% (N = 379) had filled a prescription for vitamins (B, C, D, K, and/or multivitamins).
Bivariate (Models A–G) and multiple regression (Model H) results for variables associated with endocrine therapy usage duration for the South Carolina Medicaid Population, 2000–2012.
Standard errors are reported in parentheses.
*Indicates significance at the 95% level.
Indicates significance at the 99% level.
Type of endocrine therapy – Tamoxifen and nonreceipt of medications through Medicaid were set as the reference groups for the models.
AI: aromatase inhibitor.
Multiple regression results for variables associated with endocrine therapy usage duration for the South Carolina Medicaid Population, 2000–2012 (final model).
N = 1399; R2 = 0.23; Adj R2 = 0.22.
Endocrine therapy type – Tamoxifen was set as the reference group.
AIs: aromatase inhibitors.
Discussion
Our study found that none of the demographic or clinical factors examined were significantly associated with an individual's ET usage duration. The sample's socioeconomic and age (<64) homogeneity possibly overwhelmed differences in race, marital status, or rural/urban residency status, or as other studies have shown, side-effect management may be more impactful than demographic or clinical aspects.13–17,35
Similarly, Friese et al. 36 found that race, SEER stage, worry about recurrence, and primary oncology provider were not significantly associated with ET usage in a population of Los Angeles County and Detroit metropolitan area breast cancer survivors; however, age and taking two or more medications weekly were significantly associated with greater ET persistence. Women ages 20–79 were included in the Friese et al.'s 36 study. Calip et al. 37 also found that in a sample of 40,009 women, increasing polypharmacy and pill burden were associated with greater ET adherence, but different effects were found depending on the medication class. For example, lipid-lowering drugs and antihypertensives were associated with higher adherence, and opioid-containing analgesics, anxiolytics/antipsychotics, antidepressants, and insulin therapy were associated with lower adherence. 37
Our study highlights the association between ET usage duration with ET type and with other prescriptions that were possibly prescribed for side-effect management. The final model included ET type and receipt of certain prescriptions, which can be used to alleviate common side-effects of Tamoxifen and aromatase inhibitors: adrenals, nonsteroidal anti-inflammatory agents, anti-inflammatory agents, and vitamins.
The model showed that the average ET duration was 14 months for women meeting the sample inclusion criteria, taking Tamoxifen, and who had not filled a prescription for any of the following: adrenals, nonsteroidal anti-inflammatory agents, anti-inflammatory agents, and/or vitamins. Taking Anastrozole/Arimidex significantly increased ET usage duration by an average of 12.2 months over the duration for Tamoxifen, and taking Letrozole/Femara significantly increased duration by 8.9 months. Women who switched between different aromatase inhibitors or between Tamoxifen and aromatase inhibitors took ET for an average of 23.6 or 29.3 months longer, respectively, than Tamoxifen-only users. Having the following prescriptions was also significantly associated with increased ET duration: adrenals (+10.9 months), nonsteroidal anti-inflammatory agents (+8.5 months), anti-inflammatory agents (+9.9 months), and vitamins (+11.24 months). As shown by the interaction terms in Table 2, the results are not additive for survivors taking adrenals in combination with Letrozole/Femara, switching between aromatase inhibitors, or switching between Tamoxifen and aromatase inhibitors; or for survivors taking anti-inflammatory agents with vitamins.
The literature contains many studies on subpopulations affected by low rates of ET usage. This study helps fill a gap in the literature regarding factors positively associated with ET usage duration among the socioeconomically disadvantaged that could potentially be used to better emerging interventions. The most effective methods for these necessary interventions are still under development, and there is a gap in the literature regarding the optimal timing for intervention. This study identifies that demographic and clinical factors were not associated with ET usage duration for this population; however, ET type and having prescriptions for drugs commonly known to alleviate side-effects was significantly associated.
This analysis should be viewed as a hypothesis-generating study and can be used to further investigate the relationship between ET type and other prescriptions taken with ET with ET usage duration. The variables significantly associated with ET usage duration explain 23% of the variance in ET usage duration among the sample, so further investigation is warranted to determine other associated factors. The purpose of the additional prescriptions was unknown, so it is also not known if these prescriptions were written to specifically alleviate side-effects or for other purposes. Next steps would include looking at the timing of side-effect prescriptions and ET medications. Dosage and usage patterns of other prescriptions were also not examined, only that the individual filled at least one prescription for the medication during the study period. Furthermore, over-the-counter NSAIDS or vitamins could not be accounted for due to the nature of Medicaid prescription claims data.
Conclusion
This study focused on South Carolina Medicaid recipients who were hormone receptor-positive breast cancer survivors. The results of this study point to an effective point of intervention before 14 months for ET initiators who meet the sample inclusion criteria and that ET type and other prescriptions taken by survivors are more important for increasing the length of ET duration than the demographic and clinical factors examined. Further research is warranted to test these findings in other populations. Further research is also needed to test pharmacologic intervention strategies associated with longer ET duration in this study in addition to other nonpharmacologic interventions among low income populations. 38
Interventions aimed at enhancing the ET experience for breast cancer survivors to increase disease-free survival and quality of life are an immediate need. The results of this study can be seen as an important first step at examining factors associated with longer ET usage.
Footnotes
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
