Abstract
The effective maintenance and health monitoring of ballasted railway tracks, which involves the determination of differential settlement, track support stress and stiffness, and the strain-hardening property of ballast, is essential. The vertical stress–strain behavior of the ballast layer is primarily responsible for the irrecoverable strains and settlements in tracks, leading to further track degradation. This article reports the development of a series of applicable yet simple uniaxial models and the selection of the most plausible one for capturing the behavior of vertical stresses and strains in ballasts utilizing a set of measured vibration data of the rail–sleeper–ballast system from a Bayesian perspective. From the literature, the dynamic behavior of ballast can be divided into linear and non-linear regions. Under small amplitude vibration, the stress–strain property is linear and elastic, while the behavior becomes non-linear and inelastic once the elasticity limit is exceeded. By integrating the linear phase to some well-known non-linear engineering material laws, a list of new ballast stress–strain model classes was developed. An enhanced Markov chain Monte Carlo–based Bayesian scheme was utilized to explicitly handle the uncertainties in the model updating process, while the Bayesian model class selection method was employed to select the most plausible ballast stress–strain model class under the prevailing system conditions. The proposed methodology was verified using three sets of measured acceleration data from impact hammer tests on an in situ sleeper with simulated ballast damage. The obtained results suggest that the linear-elastic model is sufficient for small amplitude vibrations, while the modified Voce model is the most plausible amongst the investigated model classes for high impact load. The results also demonstrate the importance of the non-linear ballast model in ballast damage identification and the potential applicability of the selected ballast model in field track monitoring.
Keywords
Introduction
The primary concerns in the railway industry are the safety and comfort of passengers, reductions in the journey time, and consequently increased rail trips. The increase in maximum axle load and train speed results in enormous quasi-static and dynamic loads, which causes an increased rate of ballast abrasion, grain fracturing, and ballast contamination. 1 Under traffic loading, granular geomaterials possess non-linear and time-dependent elastoplastic responses such that their mechanical behavior depends mainly on the loading stress path.2,3
A prerequisite for the favorable implementation of the mechanics-based analysis (e.g., damage detection and structural health monitoring) is that the behavior of the constituent materials is appropriately understood.2,4 However, the true nature of the deformation mechanism of particles in granular layers is very complex and not yet fully understood. The vagueness is evidenced in the often-conflicting conclusions about the effects of some parameters on the behavior of granular materials under repeated loading, resulting in a vast number of models. Therefore, there arises a need to develop general models with robust prediction capabilities.
Although the accumulation of plastic deformation under the effect of loading is evident, the majority of permanent way engineers and researchers consider the ballast as a linear-elastic medium in rail track models. 5 While the linear-elasticity assumption may be feasible for deep layers of the track (i.e., subgrade), the high level of loading fluctuation and stress changes in the ballast layer, which receives load directly from the sleeper, subject it to variations in strain and stiffness level. Hence, for capturing the general track mechanics, non-linear evaluation of the ballast material become almost inevitable. In the studies carried out by Paixão et al. 3 and Varandas et al. 6 using a 3D track model validated with experimental data, it was observed that the linear-elastic model was only able to provide accurate estimates of the overall track response. Meanwhile, the stress estimations (peak stress and stress evolutions) inside the ballast layer were very poor. It is thus unambiguous that generalizing the linear-elastic theory approximation undermines the analysis of ballast resiliency and deformation. Misrepresenting or neglecting the non-linearity phenomenon of the ballast layer will lead to unreliable estimation of the stiffness and stress of the ballast under a sleeper, resulting in an inefficient track health evaluation.
The most common approach in the literature is to construct models of ballast behavior based on laboratory triaxial testing using constant or varying confining pressure. Among the earliest models, Monismith et al. 7 proposed a power law model of the resilient modulus based solely on the effect of the confining stress for cases where the deviator stress does not cause excessive plastic deformation. A more acceptable model for the stress dependence of material stiffness, known as the K-θ model, was proposed by Brown and Pell. 8 The simple hyperbolic relationship assumes a constant Poisson’s ratio to calculate radial strain. The K-θ model was extended by other researchers like Uzan 9 to include the deviator stress and material density effect. Other methods considering the bulk and shear moduli, 10 Hertz power law, 11 and the hardening soil model 12 have also been proposed in the literature. The limitations attributed to models formulated by curve-fitting of large-scale experimental tests are undesirable. Thus, the numerical method of formulating ballast stress–strain is pursued further in this article.
For studying the structural behavior, optimizing the designs, and monitoring the condition of structures (railway tracks inclusive), numerical models are often adequate tools used for research and in industries. However, for such empirical models based on theories and general behaviors to provide valuable and reliable information, proper calibration and validation are necessary. 3 Damage detection using vibration-based nondestructive testing (NDT) by model updating of constructed finite element (FE) models is also being increasingly studied utilizing the Bayesian theory. 13 Although investigations in deterministic and linear-elastic model updating are mature, studies on probabilistic model updating and structural identification in non-linear models (e.g., reference 14) lag far behind. In general, the few studies involving model updating of non-linear models in the literature are usually either overly simplified or performed in the frequency domain, majorly due to the computation cost. In this article, model updating is carried out in the time domain using the track system acceleration measurements, owing to the nature of material nonlinearity considered at the local level.
The problem of ballast deformation and degradation is more of a geotechnical problem than a structural one. Hence the concentration of studies on the use of geomechanics method12,15–18 and only a few studies from the structural viewpoint.19–23 Although less prevalent than in the field of structural mechanics, Bayesian statistics–based methodologies have found usage in geomechanical problems related to optimal modeling and parameter identification (e.g., references 24,25). Few studies (e.g., references 26,27) have also implemented Bayesian modeling in assessing rail track geometry degradation. The uncertainty information of the damage identification results obtained by Bayesian analysis is particularly important for engineers and infrastructure managers who are trying to make judgments about remedial work, especially in situations where the damage is in inaccessible locations. 28 In this article, the time domain–enhanced Markov chain Monte Carlo (MCMC) simulation method 29 initially developed in reference 30 is employed. By drawing samples from the kernel density estimates of the posterior probability density function (PDF), the scheme can approximate the marginal PDFs of uncertain model parameters, as well as quantify model classes’ uncertainties, by which the most suitable model can be selected objectively. With the uncertainties of model parameters and models quantified, the resulting ballast model can then be extrapolated with a certain level of confidence for conditions different from those investigated herein.
The main contributions of this article are the development of non-linear models for representing the mechanics of the ballast layer based on ballasted track using in situ sleeper vibration data, as well as presenting an objective Bayesian theory–based methodology for pinpointing the most suitable non-linear model from the constructed models under varying load amplitudes, for effective ballast damage. In the Non-Linear FE Model of Ballasted Track section, the theoretical background, track model, and non-linear ballast models used in this study are presented. The MCMC-based Bayesian statistical framework for parameter identification and model class selection is introduced next in the Bayesian Statistical Framework section. Finally, in the Verification of Proposed Methodology Using In Situ Sleeper Measurements section, the proposed methodology is demonstrated using experimental data from three impact cases and five track model classes.
Non-linear FE model of ballasted track
Ballasted track FE model
In this study, a section of ballasted track across a single sleeper is modeled based on Winkler’s assumption of a beam on a single layer of elastic foundation,31,32 considering the track substructure (ballast and subgrade) as the foundation. Although several more complicated models, which consider the foundation as multiple layers of elastic materials as well as complex continuous isotropic elastic body, are available, Winkler’s theory has proven adequate in calculating stresses and deflections in railroad tracks.
33
In this study, Winkler’s theory is used to model the ballast layer despite its simplicity. The track system consists of the rails, rail pads and fasteners, pre-stressed concrete sleepers, the ballast layer, and the subgrade, as in Figure 1. The framework of the 2-dimensional (2D) track model was developed in MATLAB®, and the full details can be found in the authors’ previous work.
34
Overall, the 2D track FE model consists of 99 elements (48 Timoshenko beam elements, 49 spring elements, and 2 mass–spring elements), 100 nodes (51 moveable and 49 fixed), and 100 DOFs (51 translational and 49 rotational). The nominal values of the track model parameters are provided in Table 1. The behavior of the ballast springs in the FE model depends on the adopted engineering material law. To improve the modeling accuracy, the ballast springs are considered as possessing nonlinearity (in line with the actual behavior of geomaterials). The ballasted track model showing the track components. (a) Transverse section and (b)longitudinal section. Track model parameters.
Modeling the uniaxial nonlinearity of ballast using elastoplasticity theory
The enormous number of models available for modeling the non-linear resiliency of ballast in the literature are basically from two sources: empirical models based on measured data from triaxial tests (e.g., reference 12), and theoretical models, which are first analytically derived and then validated (or verified) using data from laboratory tests (e.g., references 5,35). Dawson et al. 36 attribute the variations in the models available in the literature (from both sources) to the quality and constraints of the apparatus, as well as the testing procedures. Other limitations of some triaxial test-based models include the difficulty of replicating test conditions in the field, the need for high sophistication to understand granular behavior, and the large number of model parameters required in most cases. For example, the elastoplastic model developed in Sun et al. 5 requires 15 parameters. On the other hand, empirical models are entirely based on principles that may be different from actual structural behaviors.
Among the defining factors that influence the mechanical behavior of ballast, Wang and Markine 37 reported that the maximal stress is the most commanding as it controls the permanent settlement of the ballast layer. Vertical stress is the most prominent form of stress from the effect of rolling wheel loads on unbounded aggregates. 2 Therefore, only the vertical ballast stress and strain are considered in this study. In the literature, the ballast has been demonstrated to possess work-hardening behavior.5,12,26 The most common methods used in empirical models are the hyperbolic relationship18,38 and the exponential/power law.11,12,22 In conformity with previous works, 39 ballast models based on power law, exponential, hyperbolic, and linear functions were developed in this study.
One major development in this article is the formulation of elastoplastic models (involving both linear-elastic and plastic behaviors) for the ballast layer of the railway track. Essentially, the elastoplastic models are obtained by integrating an initial linear-elastic regime to some well-known non-linear uniaxial plasticity models found in the literature. Two categories of non-linear models were considered in the current study, viz: Uniaxial plastic models which involve total strain: For this category of models, the stress–strain curve starts at the origin Uniaxial plastic models which involve only the plastic strain: For this category of models, the original non-linear model begins at the yield point
In both categories, it is demonstrated that the point which ensures the fusion of linear-elasticity and plasticity is the yield point. It is thus necessary to enforce the equality of strain and stress values at this point, even though the corresponding slope may be discontinuous. In this article, four different uniaxial elastoplastic material models with strain-hardening properties were investigated to model the general uniaxial stress–strain behavior of the ballast layer. The considered models have their origins from the Ludwik model,
40
Swift model,
41
Prager model,
42
and Voce model.
43
Since all of these models have been modified by introducing the linear-elastic path, they are named as the modified Ludwik, modified Swift, modified Prager, and modified Voce models in this study. For comparison purposes, the pure linear-elastic model (σ = Eε) was also included amongst the investigated ballast models, bringing the total number of models to five. The schematic representations and basic relationships for all considered models are presented in Figure 2. As shown in Figure 2, the modified Ludwik and modified Prager models are of the first category, while the modified Swift and modified Voce models are of the second category. Ballast stress–strain models considered in this study. (a) modified Ludwik model, (b) modified Swift model, (c) modified Prager model, (d) modified Voce model, and (e) linear-elastic model.
Modified Ludwik model
The stress–strain curve in the original Ludwik model is a function of the total strain ε and starts from the origin
Modified Swift model
The Swift model is also a power law–based stress–strain model. However, incorporating a parameter
Indeed, Equation (2) is similar to Equation (1), and Equation (2) can be obtained by shifting the
Modified Prager model
The Prager model is the only hyperbolic function–based model investigated in this article. Its stress–strain curve starts at the origin with the initial slope of
In the modified Prager model, the hyperbolic curve from the origin to the yield stress of the original Prager model is replaced by the linear-elastic chord with a slope of
Modified Voce model
As for the Voce model, an exponential function of the total strain and the strain-hardening parameter
Ballast model parameters.
In all the considered models, Equations (1)–(4) and their representations in Figure 2 are only for the loading path but not the unloading one. At the removal of the load, for a ballast spring stressed into the plastic range, the unloading path is assumed to follow a linear-elastic path with modulus
Bayesian statistical framework
Parameterization and description of model classes
In predicting the responses of the track system
In this work, all parameters which are likely to change by local conditions, load pattern, or damage are considered uncertain and must be updated, based on the measured data. For each uncertain model parameter, a dimensionless calibrating factor is assigned such that the product of the calibrating factor and the nominal value of the model parameter results in the actual value. Thus, these calibrating factors are the elements in
Model classes and the parameters of ballast models considered in this study.
In Equation (6),
Bayesian identification of model parameters in the time domain
Using a measured dataset of the system responses and input over a specified time range defined as
An updated PDF for the uncertain parameters
Model-class assessments in the time domain
Selecting the “best” ballast non-linear stress–strain model (defining the model class) from amongst competing models can be impartially achieved by utilizing the uncertainties as well as the plausibility of each model class so obtained. In general, the objective becomes that of selecting a model class
Hence, maximizing the evidence of the model class
The evaluation of equation (13), just like Equation (10), is cumbersome. An approach to simplify these computations is presented subsequently in the following section.
Enhanced Markov chain Monte Carlo–based sampling scheme
Toward evaluating the multi-dimensional integral of the posterior PDF in equation (10) and the evidence of a model class in equation (13), an MCMC-based sampling scheme developed in Lam et al.’s work 30 following the idea in reference 56 and modified in Lam et al.’s work 34 is employed. Readers are directed to references 30 and 34 for the detailed formulation, and only the most important equations together with a brief description are given below for the completeness of this article.
The general procedures involved, as well as the convergence criteria, are presented in Figure 3. For smooth convergence to the desired joint posterior PDF, the sampling process is divided into several levels interconnected by “bridge PDFs,” which take the form of equation (10). The popular Metropolis–Hastings algorithm57,58 is used to draw Procedures for the enhanced Markov chain Monte Carlo simulation and convergence diagnostics.
In order to evaluate the evidence in Equation (13), the samples of the posterior PDF generated from the model updating process are utilized since samples from the prior PDF could be concentrated in unimportant regions. Equation (13) is then re-expressed in terms of the posterior PDF as
Applying MCMC approximation using samples of the posterior PDF and taking the natural logarithm to prevent numerical overflow problems, the evidence becomes
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Hence, the plausibility of each model class is dependent on how well the model can replicate measured responses (i.e., the likelihood as the first term on the right-hand side) and on a penalty function. The penalty function is the second term on the right-hand side, also known as the Kullback–Leibler information (K–L information), increases exponentially with the number of model parameters (i.e., calibrating factors) and with the amount of information extracted.50,60,61 With the penalty function, simpler models that are reasonably consistent with data should be preferred over more complex models that lead to only slightly better agreement with the data.
Verification of proposed methodology using in situ sleeper measurements
The developed classes of uniaxial models for the ballast springs’ behavior are adjudged based on real track vibration data following the Bayesian model class selection method. Their applicability to damage detection in ballasted tracks is also investigated.
Experimental set-up and procedures
The impact hammer test was carried out on a full-scale indoor test track section under laboratory conditions, as shown in Figure 4(a). The nominal values of the track section parameters are provided in section 2. Ballast damage was artificially simulated under the right-end and middle of the sleeper (two-third of the sleeper length) by replacing the normal-sized ballast (∼60 mm) with small-sized ballast (∼15 mm), as shown in Figure 4(b) and (c); thus, three ballast regions are considered in the track model. The ballast in the right one-third of the sleeper was less compacted compared to other regions. Hence, in equation (6), the ballast stiffness calibrating factors (a) The indoor full-scale test panel showing sensor arrangements during impact test, (b) simulated ballast damage at the right end of sleeper, and (c) schematics of the impact location, sensor configuration (OPs 1 to 13), and ballast conditions under the tested sleeper.
The sleeper is excited near the right end (at observation point 2 (OP2) in Figure 4(c)) using a Dytran 5805A instrumented hammer (which has a load cell fixed to the hammer head) with varying impact forces. The vibration responses of the sleeper were measured using 13 uniaxial accelerometers assembled on the top surface of the sleeper along the centerline (on square-shaped steel sheets), as in Figure 4(c). The piezoelectric accelerometers are of Type 8776A50M3 with a sensitivity of 100 ± 5 mV/g and measurement range of ±50 g. The sleeper vibration responses were measured at a sampling frequency of 6.4 kHz, for 20s with several hammer impulses. Since time-domain analysis is carried out, the measured responses from a single hammer hit are enough for model updating and model class selection. Vibration responses for ∼0.025s were utilized in the model updating since the sleeper vibration dampens out already within this period, owing to the high system damping properties. However, to ensure that the utilized data are representative of the system behavior and for the purpose of studying the effect of different levels of impulse magnitudes, several hammer hits with different impact forces were conducted. The measured data are transferred to the computer using the National Instruments analog/digital modules and chassis. Some of the experimental equipment are shown in Figure 4(a), and readers are directed to references34,62 for further details.
Impact case 1: Hammer impulse of ∼1.40 kN
The proposed methodology was implemented for model updating and model class selection using the five considered ballast stress–strain models utilizing the in situ sleeper’s response data under a relatively low hammer impact of ∼1.40 kN, as shown in Figure 5(a). Impact force at the sleeper’s right end around OP 2. (a) Small impact force at ∼1.40 kN, (b) middle impact force at ∼2.50 kN, and (c) large impact force at ∼2.84 kN.
Bayesian model class selection results for all model classes in Impact case 1.
The bolded values are the best values under each headings... that is, the least J(theta), the highest Log-likelihood, the least K-L information, the highest log-evidence.
The marginal posterior PDFs for all uncertain parameters are constructed by using MCMC approximation on the samples at the optimal level for all model classes. The marginal PDFs for calibrating factors, which are common to all model classes, are compared in Figure 6. Generally, the common calibrating factors from different model classes are closely distributed in the same region. The shapes of the marginal PDFs are mostly non-Gaussian (some even with multiple peaks), which showcases the benefit of the enhanced MCMC-based Bayesian technique employed. It is also observed that the parameters for the modified Ludwik model Marginal posterior probability density functions for some calibrating factors in Impact case 1.
The range of sample distribution for
The identified MPV and COV% of the MCMC-based Bayesian model updating in Impact case 1.
After model updating, the system responses (i.e., accelerations of the sleeper) were calculated for all model classes using the updated model parameters. In Figure 7, the time-domain responses at six selected representative OPs are compared for all considered model classes as well as the measured data. The observed time histories for all models are almost overlying each other, and they are all very close to the measured data at all observation points. It can be concluded that the system responses can be reasonably predicted by model updating of any of the considered model classes. Furthermore, some deviations are observed between the model-predicted responses and the measured data at observation points located far away from the impact location (i.e., OPs 10–13). In this segment of the sleeper, higher frequencies are dominant (owing to the ballast stiffness), and therefore, the single modal damping ratio assumed for all modes may be unsuitable. Comparison of measured and updated responses using all considered model classes at representative observation points in Impact case 1.
For observing the non-linear stress–strain behavior of the ballast, the ballast springs’ stress and strain values for the updated system parameters are evaluated using various stress–strain models. A comparison of the evaluated stress–strain behaviors for the ballast segment 1 (beneath sleeper element 1) is presented in Figure 8. Interestingly, the peak stresses and irrecoverable plastic strains (for the non-linear models) vary from one ballast model to the other. The non-linear models (i.e., modified Ludwik, modified Swift, modified Prager, and modified Voce) demonstrate some non-linear vibrations even with the small impact force applied. However, the value of the plastic strains (∼1.3 × 10−5 maximum) is small, relative to the total strains. Thus, the linear-elastic model is deemed sufficient to model the ballast behavior. In Figure 8, the modified Prager model showcased the highest strain-hardening property, the second-highest peak stress, and the least maximum strain (∼2.56 × 10−4), while the linear-elastic model results has the highest stress of ∼1.32 × 104 N/m2. Stress–strain plots for the ballast segment beneath the impact location using all model classes in Impact case 1.
Impact case 2: Validation with hammer impulse of ∼2.50 kN
For validation purposes, another set of vibration data was collected from the in situ sleeper under a higher hammer impulse of ∼2.50 kN (shown in Figure 5(b)). The use of a higher impact force (when compared to case 1) is intended to increase the vibration amplitude and so as to clearly demonstrate the non-linear behavior of ballast.
Bayesian model class selection results for the considered model classes in Impact case 2.
The bolded values are the best values under each headings... that is, the least J(theta), the highest Log-likelihood, the least K-L information, the highest log-evidence.
The marginal posterior PDFs for all uncertain parameters are constructed using MCMC samples at the optimal level for all model classes. The marginal PDFs for calibrating factors, which are common to all model classes, are compared in Figure 9. Generally, the common calibrating factors from different model classes are closely distributed in the same region. The shapes of the marginal PDFs are in general non-Gaussian, and the modified Ludwik model class Marginal posterior probability density functions for some calibrating factors in Impact case 2.
The identified MPV and COV% of the MCMC-based Bayesian model updating in Impact case 2.
After model updating, the system responses (i.e., accelerations of the sleeper) were calculated for all model classes using the updated model parameters. In Figure 10, the time-domain responses at six selected representative OPs are compared for all considered model classes as well as the measured data. The observed time histories for all models infer that the system responses can be reasonably predicted by the model updating of any of the considered model classes. Furthermore, some deviations are observed between the model-predicted responses and the measured data at OPs located far away from the impact location (i.e., OPs 10–13) due to higher frequencies of vibration. Comparison of measured and updated responses using all considered model classes at representative observation points in Impact case 2.
For observing the non-linear stress–strain behavior of the ballast, the ballast springs’ stress and strain values for the updated system parameters are evaluated by various stress–strain models. A comparison of the evaluated stress–strain behaviors for the ballast segment 1 (beneath sleeper element 1) is presented in Figure 11 for all models. Just like in Impact case 1, the peak stresses and irrecoverable plastic strains (for the non-linear models) vary from one ballast model to the other. The non-linear models (modified Ludwik, modified Swift, modified Prager, and modified Voce) demonstrate that higher plastic strain is involved with higher impact intensity. The highest value of the plastic strain is ∼4.0 × 10−5. In this impact case, the linear-elastic model again has the highest stress (∼1.61 × 104 N/m2) and total strain (∼3.35 × 104) level, while the modified Prager model has the highest nonlinearity but lowest plastic strain. Stress–strain plots for the ballast segment beneath the impact location using all model classes in Impact case 2.
Impact case 3: Revalidation with hammer impulse of ∼2.84 kN
For revalidation purpose and to investigate the effect of impact loads on the model parameters of the investigated ballast models, model updating and model class selection were carried out based on the sleeper’s response data from a hammer impact of about 2.84 kN (the highest in Figure 5(c)).
Bayesian model class selection results for the considered model classes in Impact case 3.
The bolded values are the best values under each headings... that is, the least J(theta), the highest Log-likelihood, the least K-L information, the highest log-evidence.
For model updating purposes, the marginal posterior PDFs of calibrating factors were obtained from the MCMC samples at the optimal level, and Gaussian PDFs were fitted to evaluate the corresponding MPVs as well as the COVs. The marginal posterior PDFs showing the spread of values (uncertainty) for the calibrating factors, which are common to all model classes, are presented in Figure 12. It is conspicuous that the marginal PDFs of calibrating factors for all model classes are far from being Gaussian, with some calibrating factors having multimodal peaks. The calibrating factor Marginal posterior probability density functions for some calibrating factors in Impact case 3.
The identified MPV and COV% of the MCMC-based Bayesian model updating in Impact case 3.
After updating the selected modified Voce model class, the model-predicted vibration responses at the measured DOFs were calculated and compared with the measured data. In Figure 13, the responses from both the calibrated models and experimental data are plotted at six representative sensor locations (OPs 1, 3, 6, 8, 11, and 13), and only small discrepancies were observed. Comparison of measured and updated responses using all considered model classes at representative observation points in Impact case 3.
With the MPVs of the model classes, the ballast springs’ stress and strain values for the updated system parameters are evaluated, and a comparison of the ballast spring behavior for the ballast segment 1 is presented in Figure 14. Amongst the compared ballast models, it was observed that the predicted maximum stresses for the non-linear models are close to one another. Thus, the variation in the stress–strain curves follows the trend observed in the measure-of-fit values in Table 8. The selected modified Voce model class Stress–strain plots for the ballast segment beneath the impact location using all non-linear model classes in Impact case 3. Stress–strain plots for representative ballast segments 1, 24, and 48 using the selected modified Voce model in Impact case 3.

Discussion and conclusion
In this study, a methodology is proposed for the modeling of the uniaxial strain-hardening property of railway ballasts for ballast damage detection purposes following the Bayesian framework. For generality and better representation of the track section as a beam on elastic foundation, axial strain-hardening of the ballast layer in ballasted tracks was investigated using four newly developed empirical stress–strain models with elastoplasticity as well as the linear-elastic properties. For handling the uncertainties in the model parameters, an MCMC-based Bayesian scheme was employed for model updating utilizing a set of measured vibration data.
The Bayesian model class selection method was used to select the most plausible ballast model class, conditional on the set of measured system acceleration data from impact hammer tests. By employing the proposed methodology on three different impact hammer test datasets (with low, medium, and high impact force) from the same in situ sleeper, it was observed that the general system calibrating factors generally remain the same with an increment of about 1.10 kN (from Impact cases 1 and 2) and 1.44 kN (from Impact cases 1–3) in the impact force. However, the parameters, which are direct properties of the ballast layer or function of the ballast condition, are susceptible to changes in impact level, mainly due to the variation in the rate of ballast grain contact. In general, all investigated models using the three impact cases were able to infer the health condition of ballast underneath the measured sleeper, in terms of location and severity. The high level of uncertainties involved in some calibrating factors, as well as the non-Gaussian nature of the marginal distributions, makes a strong case for employing the enhanced MCMC-based model updating technique instead of conventional methods and the assumption of unimodal Gaussianity, as common in the literature. Even though the predicted time-domain responses at all observed DOFs are almost equal using various model classes, the effects in terms of stresses and strains are quite different.
In all impact cases considered, the behavior of the ballast layer ensured that different ballast model classes were selected. For a relatively small impact (∼1.40 kN), the linear-elastic model is selected as being sufficient to model the ballast springs, even though some plastic strains exist. However, with higher impact loads (∼2.50 kN and ∼2.84 kN) and higher nonlinearity demands, the modified Voce model class is the most plausible model class, based on the measured in situ sleeper vibration. The modified Prager model class performs very well in both the low impact and high impact cases. However, the modified Swift model is the worst non-linear model in all considered impact cases, owing to the large uncertainty introduced by the model parameters. Since the peak stress and stress evolution plays an essential role in permanent ballast settlement and sleeper design, necessary cautions must be taken in selecting a suitable empirical stress–strain model for reliable long-term track monitoring and reliability studies. The main contributions of this article are to demonstrate the importance of considering the non-linear behavior of ballast in reducing modeling errors and ensuring accurate response predictions of the rail–sleeper–ballast system under large amplitude vibrations, to develop a series of non-linear models for representing the mechanical behavior of the ballast utilizing the in situ sleeper vibration data, to demonstrate the use of Bayesian approach in selecting the most plausible non-linear model class from the list of constructed model classes using measured vibration data under different levels of impact loads, to identify the modified Voce law as the “best” elastoplastic model for capturing the stress–strain behavior of ballast for impact load larger than 1.5 kN, and to present a non-destructive vibration-based methodology for accurate prediction of the location and severity of ballast damage underneath the target sleepers.
In the future research, investigations on the applicability of Bayesian model updating for ballasted tracks using the modified Voce model will be carried out, using measurement data from ballasted railway tracks under operational conditions. In the field tests, train-induced track vibration data shall be utilized instead of impact hammer test. This phase of research will help in the development of a real-time in-service long-term monitoring system for ballasted railway tracks.
Footnotes
Acknowledgments
The help from Dr Jia-Hua Yang, Dr Jun Hu, Mr Yi-Ming Liu, and Dr Man-Tat Wong in the experiment is highly appreciated.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: The work described in this article was fully supported by two grants from the Research Grants Council of the Hong Kong Special Administrative Region, China [Project No. CityU 11242716 (GRF 9042336) and R5020-18 (RIF 8799008)] and the National Natural Science Foundation of China (Project No. 51708242).
