Abstract
This study evaluates the recent move toward Tier One by the University of Texas at San Antonio (UTSA) in light of its historical commitment to serve the largely Hispanic population of South Texas. Among the largest Hispanic-serving universities, UTSA provides a useful case study of this type of institution both historically and at the organizational level. This study contributes to how researchers and practitioners think about Hispanic-serving institutions (HSIs) and how they balance access and excellence.
In its recent strategic plan, the University of Texas at San Antonio (UTSA) draws attention to its history by stating, “Given its location in a rapidly growing region with a historically under-served population, UTSA’s planning must also include provisions . . . for serving the traditional and evolving education needs of San Antonio and South Texas” (“Strategic Implementation Plan, 2008,” p. 2). Perhaps most notable is the statement, “If UTSA achieves its ambitious vision, it would be the first Hispanic-serving institution to attain the ranks of premier research institutions” (Strategic Implementation Plan, 2008, p. 2). As part of its striving agenda, UTSA recently increased its admissions requirements, causing its acceptance rate to fall from as high as 85% in fall 2009 (THECB, 2009) to 60% in fall 2013 (Chavez, 2013). This marked a clear shift away from UTSA’s history of providing broad access.
This study examines the history of UTSA, the development of Tier One aspirations, and what recent effects the Tier One message has had on the traditionally broad-access institution. The missions of access and excellence normally interact with tension, and this article examines how the two have presented themselves at one of the largest Hispanic-Serving universities in the country. Given the projected growth of the Hispanic demographic in the United States (Núñez, 2014), this study may be of use to the so-called “Emerging HSIs” (Santiago, 2010) and other institutions undergoing student enrollment changes.
Literature Review
Striving Institutions
The idea of striving or upward mobility of the image and perceived prestige of an institution (Gardner, 2010; O’Meara, 2007) is discussed in literature that is informative on the types of challenges that affect students and faculty when institutions move, often in shifting their emphasis from teaching to research, to increase their prestige. For instance, Gonzales (2013) investigates the ways that faculty at a university in the Southwest with a similar context made sense of a push toward Tier One and finds that many of the faculty expressed concern that striving would disenfranchise the students the institution was originally intended to serve.
Previous research on striving suggests that a focus on research comes at the cost of other missions including teaching and service (O’Meara & Bloomgarden, 2011) as well as diverting funding away from instruction (Morphew & Baker, 2004). Striving institutions often suffer from high faculty turnover (Gardner, 2010; O’Meara, 2007), especially if they were drawn to their institution for its original emphasis on access and teaching. O’Meara (2007) addresses the forces that contributed to striving in Historically Black Colleges and Universities, but little work has been done on striving in Hispanic-serving institutions (HSIs).
HSIs
Research on HSIs is growing, but Hurtado and Ruiz (2012) argue that more understanding is needed of how these institutions make meaning of and put into action their designation to serve their Hispanic students. Central to the founding of UTSA were the students in a predominantly Hispanic area it was created to serve (UTSA Graduate Catalog, 1973), though UTSA predates the establishment of HSIs. An institution becomes an HSI if Hispanic students make up at least 25% of the full-time equivalent students (Department of Education, 2011).
Unlike other minority-serving institutions, HSIs were not created with the specific mission of serving Hispanic students (Gasman, 2008). Yet HSIs do share some similar challenges. First, HSIs face the need to balance access with quality (Santiago, 2009). While HSIs are typically broad-access institutions, HSI presidents reported a need to ensure that students who choose to attend HSIs still receive a quality education (Santiago, 2009). Second, leaders at HSIs typically identify funding as a chronic concern at their institutions (De Los Santos & De Los Santos, 2003). As a consequence of financial shortfalls and increased competition among public institutions for state and federal funding, more institutions, including HSIs, may look to increase their funding through striving.
Curriculum and program offerings at HSIs
It is also noteworthy that analyses of the degree programs show that HSIs tend to focus more on undergraduate education (Benitez, 1998), and a study on degree programs at HSIs in Texas indicates that these institutions tend to focus on vocational or technical education as opposed to more specialized programs such as engineering (Satterfield & Ricones, 2008). The possible implication of these offerings is that Hispanic students may be cut off from graduate and professional schools, thereby replicating social and economic inequalities (Satterfield & Ricones, 2008). Of particular interest to scholars have been issues of Hispanic student access and retention in science, technology, engineering, and mathematics (STEM) fields in which Hispanic students have been historically underrepresented (Carpi, Ronan, Falconer, Boyd, & Lents, 2013), and it is still important for these institutions to provide STEM programs as the majority of Hispanic students enroll at HSIs (Santiago, 2013).
Research Question
In essence, the literature points out that HSIs are not typically Tier One institutions. The missions of HSIs tend to be community-driven (Santiago, 2009), while the missions of the latter are focused on national prestige and the production and dissemination of research (Gardner, 2010). While it was created with the intention of being a “university of the first class” (House Bill [H.B.] 42), UTSA was rooted deep in the San Antonio community before its first building was constructed. The messaging surrounding the institution’s current push for Tier One thus appears at odds with its original mission and intentions. To reconcile UTSA’s past with its plans for the future, this study examines the following research question:
As an established HSI undergoing this change in mission, UTSA’s history and current action might serve as an example for other HSIs or emerging HSIs that are experiencing the same tensions between access and excellence.
Method
This study is historical in nature and focuses on the history of UTSA to shed light on its future directions. Berg (1998) notes that historical research has a number of purposes, some of which include understanding the relationship between the past and present as well as evaluating and interpreting historical sources in a way that presents dynamic information from multiple points of view. This study focuses on the institution as the unit of analysis and utilizes critical discourse analysis. The purpose of this method of critical discourse analysis “makes it possible to [analyze] pressures from above and possibilities of resistance to unequal power relationships that appear as societal conventions” (Wodak, 2001, p. 3). The purpose here is to examine the multiple power relationships negotiating issues, sometimes through cooperation and other times rife with conflict. This study also draws from Weaver-Hightower’s (2008) conception of policy ecology. This framework is particularly useful for understanding the development of a large university over decades because it allows for the inclusion of multiple participants, data sources, and discourses to draw from.
Setting
UTSA is a public university located in San Antonio, Texas. Established in 1969, the recent enrollment figures from the fall 2013 boast student enrollment at approximately 29,000 students (UTSA Fact Book, 2013). The Texas Higher Education Coordinating Board (THECB) reported that 45.2% of the 30,474 students enrolled in UTSA in the fall of 2012 were Hispanic (THECB, 2012) and is designated an HSI (Hispanic Association of Colleges and Universities, 2013).
The Emergence of Tier One Aspirations
In the university’s first Graduate Catalog, its purpose and philosophy included the statement, While striving to merit and to achieve ultimate recognition as a significant university from the national perspective, it will also strive in various ways to reflect and to serve the special characteristics of the Southwest, the State of Texas, and South and Southwest Texas as distinctive regions. (UTSA Graduate Catalog, 1973)
The mission indicated a need for the university to stand out among its peer institutions around the country as well as serve its local population, one who is predominantly Hispanic.
By 1999, the state legislature began to toy with the idea that Texas could have more than its traditional flagship institutions, UT-Austin and Texas A&M University in College Station, but UTSA would require more research and funding to compete with these institutions (Guerra, 1999). While still not a “university of the first class,” UTSA could have remained where it was as a growing, comprehensive university that reflected its community far more than it ever had in its short history. In his early years as president of UTSA, Ricardo Romo used the phrase, “We want to be a university of first choice” (Flores, 2003) as the slogan for his agenda.
That changed in 2009 with H.B. 51, a plan for Texas universities that strove for Tier One status and that provided details on how they planned on joining the ranks of elite institutions in the state. There were seven institutions across the state that intended to compete for these funds, including two other HSIs in Texas, the University of Texas at El Paso and the University of Houston. The bill required the seven “emerging research universities” to submit their detailed plans to the THECB on how they would achieve their plans (H.B. 51, 2009), and as Hamilton (2010) reports, this bill created benchmarks for becoming a top-tier research university that the state of Texas would financially incentivize these universities to achieve. The benchmarks included, among other things, a minimum endowment of US$400 million and a minimum of 200 doctoral degrees conferred annually.
UTSA announced its plans to achieve for “Tier One,” a multifaceted plan that included, among other objectives, recognition from the American Association of Universities and annual research expenditures exceeding US$100 million (UTSA’s Tier One Path, 2013). The UTSA 2016 Strategic Plan indicates that if Tier One status is achieved by UTSA and if it finds the balance between excellence and access, UTSA could be the first HSI to become a premier research university (UTSA’s Tier One Path, 2013). The strategic plan offers potential benefits to the local community should UTSA reach Tier One status, but there are also lingering questions on the effect Tier One will have on the enrollment UTSA built over the last three decades. Perhaps the benchmarks listed in H.B. 51 that caused the most tension is the move toward accepting freshman classes with “high academic achievement” (Hamilton, 2010), meaning that UTSA, among other objectives, would have to consider rethinking its historical mission of broad access to underrepresented populations.
Data Collection and Analysis
With an understanding of policy ecology that no institution, especially a sizable public institution located in a major urban center, operates in a bubble, some of the major participants and constituents of UTSA were identified including the President of UTSA, the faculty, the University of Texas System Board of Regents, the THECB, the Texas state legislature, and the San Antonio community. To analyze the power relationships among these groups, artifacts were gathered to represent each of these parties. This list of participants was not meant to be exhaustive but rather identified groups for whom artifacts could be gathered and analyzed. The artifacts included information bulletins, alumni association publications, graduate and undergraduate catalogs, papers found in the Office of the President Collection of the university archives, local newspaper articles, and state legislative papers.
Using Saldaña (2012) as a guide, holistic coding was used for the first cycle of coding. This enabled a chunking of themes and codes to see what emerged from the data. General codes became more nuanced as time went on, making a second round of coding necessary to refine codes and group them together for analysis. In the second round of coding, pattern coding was used as it enables researchers to develop themes, search for explanations, and examine social networks and relationships (Saldaña, 2012). The findings are organized around the major themes.
Findings
Student Enrollments
Despite its original charge to provide postsecondary education to the largely Hispanic area of South Texas, sizable Hispanic student enrollment at UTSA did not occur until the mid-1980s. During the tenure of President James Wagener, the university experienced some incremental enrollment growth, but its Hispanic student population increased 26.4% between fall 1984 and fall 1988 (UTSA Enrollment by Ethnic Origin, Fall 1984 to Fall 1988, n.d.). The opening of a downtown campus in 1994 held the promise to better serve students of color, or as then-mayor Nelson Wolff stated, “It is essential to the education of our Hispanic and black inner-city residents that we have a downtown campus for the University of Texas at San Antonio” (Phillips-Gonzalez, 1993, p. 2B).
Several years into Ricardo Romo’s presidency, enrollment numbers indicated that UTSA was quickly becoming a popular university in Texas (“UTSA Is Busting Out All Over,” 2002). Some of the growth in enrollment numbers were due to the Coordinated Admissions Program (CAP). This program offers provisional admission to the University of Texas at Austin to undergraduate students who agree to complete their first year of coursework at a participating UT System campus. After completing 30 hr, in addition to other minimum requirements, students are able to transfer to the UT flagship university. Between 2002 and 2013, CAP students constituted between 16% and 27% of UTSA’s incoming first time full-time undergraduate class annually (UTSA Fact Book, 2006, 2013). As part of UTSA’s Graduation Rate Improvement Plan, closely tied to its Tier One plans, UTSA announced its intentions to phase out its participation in the CAP program in 2011 (Four-Year Graduation Rate Improvement Plan, 2011). While the program boosted enrollment, the Plan pointed out that it artificially impacted UTSA’s enrollment and retention numbers as they were usually counted with the statistics of students who intended to complete their degrees at UTSA.
With specific regard to non-CAP admissions, changes in admissions standards have roughly come in two cycles, the first preceding H.B. 51. In fall 2008, admissions rates dropped from 99% in fall 2004 to 87% (Crisp, Horn, Dizinno, & Wang, 2010). However, the full force of the Tier One move came to bear in the 2013-2014 school year when new admissions standards went into effect and the admissions rate slipped to 60% (Chavez, 2013). Just a decade earlier, a local newspaper column summarizes UTSA’s careful balance of striving for excellence while still providing access as “UTSA wants to offer strong undergraduate and graduate programs without developing the selective reputation some other top-tier institutions have. Increasing its selectivity would require greater rigidity in the admissions process, at odds with the university’s commitment to access (Flores, 2003, p. 1A).” UTSA argues that it has maintained diversity in its new class of students, with nearly half the 2013 incoming class comprising of Hispanic students (Chavez, 2013). The implication then is that the proportion of Hispanic students being admitted remains high even if the overall number of accepted applicants falls across the board.
Persistent Funding Challenges
In its early years, UTSA enjoyed a steady flow of capital for construction and development from the state. However, all that changed in 1977. Considerable delays and changes in construction plans required more funding that Flawn struggled to obtain (Walker, 1979). Further and more significant cuts came down from the state during the legislative session that one San Antonio journalist called “the day the music died” for UTSA when, among other cuts, it was placed on formula funding at a time when UTSA’s enrollment began a downward turn (Walker, 1979). Problems with funding are a persistent theme of UTSA’s history and a possible cause of its turn toward Tier One.
The growth during Kirkpatrick’s term came from an influx of state money granted to border-area institutions as a result of legal challenges from the Mexican American Legal Defense and Education Fund and the League of United Latino American Citizens (Fuentes, 1992). The state legislature approved the South Texas/Border Initiative that greatly increased the fiscal appropriations for institutions in South Texas, including UTSA (Flack, 2003). Between 1990 and 2003, the Initiative brought more than US$93 million to UTSA, including more than US$16.5 million for academic program development (Flack, 2003). Despite the money that flowed into UTSA during the 1990s as a result of the South Texas/Border Initiative (Flack, 2003), UTSA was still referred to as a “limited doctoral university” (Guerra, 1999).
Since the arrival of Ricardo Romo in 1999, the university has added 22 doctoral programs and is making strides to award 200 doctoral degrees annually as stipulated by the policies born out of H.B. 51 (THECB, 2014). However, UTSA has continued to fall short of the US$100 million in annual research dollars specified by its Tier One aspirations (UTSA’s Tier One Path, 2013). During the 2012 fiscal year, UTSA’s research expenditures totaled US$78 million (Fish, 2013). Although the university made strides toward the US$100 million mark, including a 50% increase between 2007 and 2012 (Fish, 2013), it still has a sizable gap between current levels of research dollars and its goal.
Curriculum
The first degree programs included master’s degrees in Hispanic culture and bilingual–bicultural studies, which reflected an awareness of the community (UTSA Graduate Catalog, 1973). When approached by a local magazine about the possibility of an engineering program at UTSA, an unnamed THECB source replied, “The notion that an engineering school would attract industry in San Antonio is bullshit” (Walker, 1979, p. 63). The source told the journalist that “if your Mexican American [student] wants to be an engineer, let him enroll in one of the beginning programs at UTSA or Trinity or St. Mary’s and finish up at UT-Austin.” UTSA did not need an engineering school because, as this source explained with shocking bluntness and racism, “The Mexican American community is not where engineers come from anyway” (emphasis added; Walker, 1979, p. 63).
While the mission of the university aimed to provide access to an underserved area, this quote indicates that UTSA still faced prevalent racism and deficit-driven perceptions about Hispanic students within the state power structure. What the source failed to realize were two important realities for underrepresented students: their limited finances and mobility. UTSA is the only public institution in the San Antonio area, and private universities such as Trinity and St. Mary’s may have been out of reach for low-income students. What is more, transferring to a university in another city may not have been a realistic option for students who live at home while attending school. The university prevailed in getting an engineering program in 1983, but doctoral programs eluded UTSA until the 1990s. Although H.B. 42 allowed for the creation of doctoral programs at UTSA, it was not until 1992 that a doctoral program in biology was approved (Coburn, 1992) followed by a second program in computer science in 1995 (Martinez, 1995). From that point, it could be said that UTSA was offering more comprehensive education options to its historically underserved area, at least in terms of programs and graduate programs.
Discussion
When the missions and intentions of UTSA are examined from a historical perspective, the push for Tier One can be seen as a natural progression in the trajectory of the university. The original piece of legislation that created UTSA promised a comprehensive “university of the first class” (H.B. 42, 1969), but it took decades to build the university to a high research activity research university (Carnegie Foundation, n.d.). Each of UTSA’s leaders up to President Romo brought forth incremental changes toward reaching the first-class status described in the original 1969 legislation. By 1999, the size and quality of the facilities grew, programs at all levels were regularly receiving state approvals, and the profile of the university was raised.
The history of UTSA brings to light some of the pressing issues identified in the research on HSIs, particularly a chronic concern for financial resources (De Los Santos & De Los Santos, 2003) as well as a need to serve the community to provide access to underrepresented populations (Santiago, 2009). To the issue of funding, the push for Tier One can be interpreted in the context of decreasing state appropriations in the early 2000s and increased competition among the nonflagship public universities around the state. The push was not only needed, it was necessary if UTSA wanted to continue its move toward becoming a “university of the first class.”
In light of current financial challenges in higher education, particularly in lower state appropriations, the case can be made that institutions change because they have to, often in response to public or political pressures. HSIs may look to increase their prestige for the purposes of securing institutional funding, much in the same way that Historically Black Colleges and Universities underwent initiatives to increase their prestige to stay open in the 1920s and 1930s (O’Meara, 2007). If change is inevitable, UTSA provides a useful case study for striving HSIs, Emerging HSIs, and researchers who are interested in the path that HSIs, traditionally seen as community-driven, lower tier institutions, travel down to boost their prestige. Considering the unequal history of access to education in Texas, particularly for Hispanic students in the state, UTSA has provided access to crucial academic programs, such as STEM degrees, and a move toward research excellence could provide more access to higher quality programs and graduate degrees to underrepresented populations. However, given previous work on the effects of admissions standards increases on different racial and ethnic groups, the research suggests that minority students may be disproportionately affected (Crisp et al., 2010). We can then expect the careful balance between access and excellence to continue at UTSA and other striving HSIs.
Footnotes
Acknowledgements
The author would like to thank Dr. Crystal Colombini, Ms. Sonya Eddy, Dr. Maricela Oliva, Mr. Darrell Stafford, and Ms. Sonia Valencia for their feedback on previous drafts of this article. The author also expresses gratitude to the blind reviewers who provided thoughtful remarks on this article. Final thanks to Jennifer Tucker for her assistance on locating archival data.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
